Purchases and Sales Made in Q3 2021 in Prospect Capital Corp (PSEC)
This table provides information about the institutional ownership of Prospect Capital Corp (PSEC) during Q3 2021. The information is specifically focused on institutions that hold shares of PROSPECT CAPITAL CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 19, 2021
Q3 2021
|
Arkadios Wealth Advisors
|
BUY
|
- |
5.31K+ 8.31% |
$40.8K - $44.9K
|
69.2K
$298K
|
|
|
Oct 14, 2021
Q3 2021
|
Clear Creek Financial Management, LLC
|
BUY
|
- |
5.23K+ 39.85% |
$40.2K - $44.3K
|
18.4K
$79.1K
|
|
|
Oct 29, 2021
Q3 2021
|
Archer Investment Corp
|
BUY
|
- |
5KNew |
$38.5K - $42.3K
|
5K
$21.5K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
4.99K+ 15.99% |
$38.3K - $42.2K
|
36.2K
$156K
|
|
|
Nov 01, 2021
Q3 2021
|
Xml Financial, LLC
|
BUY
|
- |
4.44K+ 2.05% |
$34.1K - $37.5K
|
220K
$950K
|
|
|
Nov 01, 2021
Q3 2021
|
Independent Advisor Alliance
|
BUY
|
- |
4.39K+ 7.68% |
$33.8K - $37.1K
|
61.5K
$265K
|
|
|
Oct 21, 2021
Q3 2021
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
3.8K+ 1.83% |
$29.2K - $32.2K
|
211K
$911K
|
|
|
Aug 30, 2024
Q3 2021
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
BUY
|
- |
3.5K+ 44.87% |
$26.9K - $29.6K
|
11.3K
$48.7K
|
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
3.11K+ 46.94% |
$23.9K - $26.3K
|
9.73K
$41.9K
|
|
|
Nov 09, 2021
Q3 2021
|
Cibc Asset Management Inc
Toronto, A6 |
BUY
|
- |
2.94K+ 17.43% |
$22.6K - $24.8K
|
19.8K
$85.3K
|
|
|
Nov 02, 2021
Q3 2021
|
Financial Management Professionals, Inc.
|
BUY
|
- |
2.56KNew |
$19.6K - $21.6K
|
2.56K
$11K
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
2.02K+ 1.24% |
$15.5K - $17K
|
165K
$709K
|
|
|
Nov 15, 2021
Q3 2021
|
Philadelphia Trust CO
Philadelphia, PA |
BUY
|
- |
2K+ 1.1% |
$15.4K - $16.9K
|
184K
$791K
|
|
|
Nov 12, 2021
Q3 2021
|
Blair William & CO
Chicago, IL |
BUY
|
- |
2K+ 3.82% |
$15.4K - $16.9K
|
54.4K
$234K
|
|
|
Nov 09, 2021
Q3 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
1.99K+ 9.21% |
$15.3K - $16.8K
|
23.6K
$102K
|
|
|
Oct 29, 2021
Q3 2021
|
Garner Asset Management Corp
|
BUY
|
- |
1.4K+ 0.76% |
$10.8K - $11.8K
|
186K
$800K
|
|
|
Nov 10, 2021
Q3 2021
|
Creative Planning
Overland Park, KS |
BUY
|
- |
1.35K+ 6.43% |
$10.4K - $11.4K
|
22.3K
$96.3K
|
|
|
Nov 12, 2021
Q3 2021
|
Psi Advisors, LLC
|
BUY
|
- |
1.26KNew |
$9.69K - $10.7K
|
1.26K
$5.43K
|
|
|
Nov 12, 2021
Q3 2021
|
Dark Forest Capital Management LP
Weston, CT |
BUY
|
- |
1.24KNew |
$9.53K - $10.5K
|
1.24K
$5.34K
|
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
1.16K+ 1.64% |
$8.94K - $9.84K
|
71.9K
$310K
|
|
|
Nov 15, 2021
Q3 2021
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
974+ 0.69% |
$7.49K - $8.24K
|
143K
$616K
|
|
|
Nov 10, 2021
Q3 2021
|
Roman Butler Fullerton & CO
|
BUY
|
- |
912+ 1.77% |
$7.01K - $7.72K
|
52.4K
$226K
|
|
|
Nov 05, 2021
Q3 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
840+ 6.78% |
$6.46K - $7.11K
|
13.2K
$57K
|
|
|
Oct 28, 2021
Q3 2021
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
668+ 0.6% |
$5.14K - $5.65K
|
112K
$483K
|
|
|
Nov 05, 2021
Q3 2021
|
Regal Investment Advisors LLC
Kentwood, MI |
BUY
|
- |
578+ 5.2% |
$4.44K - $4.89K
|
11.7K
$50.4K
|
|
|
Nov 10, 2021
Q3 2021
|
Jnba Financial Advisors
|
BUY
|
- |
415New |
$3.19K - $3.51K
|
415
$1.79K
|
|
|
Nov 04, 2021
Q3 2021
|
Strategic Asset Management, LLC
|
BUY
|
- |
400New |
$3.08K - $3.38K
|
400
$1.72K
|
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
290+ 2.27% |
$2.23K - $2.45K
|
13.1K
$56.4K
|
|
|
Oct 15, 2021
Q3 2021
|
Advisor Net Financial, Inc
|
BUY
|
- |
186+ 10.8% |
$1.43K - $1.57K
|
1.91K
$8.23K
|
|
|
Oct 22, 2021
Q3 2021
|
Spire Wealth Management
|
BUY
|
- |
159+ 0.53% |
$1.22K - $1.35K
|
30.2K
$130K
|
|
|
Oct 14, 2021
Q3 2021
|
Kg&L Capital Management,Llc
|
BUY
|
- |
121+ 0.65% |
$930 - $1.02K
|
18.6K
$80.2K
|
|
|
Oct 08, 2021
Q3 2021
|
Creative Financial Designs Inc
|
BUY
|
- |
115+ 0.35% |
$884 - $973
|
32.6K
$141K
|
|
|
Nov 17, 2021
Q3 2021
|
Wealth Quarterback LLC
Toms River, NJ |
BUY
|
- |
108+ 2.38% |
$831 - $914
|
4.64K
$20K
|
|
|
Nov 02, 2021
Q3 2021
|
Parallel Advisors, LLC
|
BUY
|
- |
63+ 2.41% |
$484 - $533
|
2.67K
$11.5K
|
|
|
Nov 15, 2021
Q3 2021
|
Joel Greenblatt
Gotham Asset Management, LLC | New York, Ny
|
BUY
|
- |
47+ 0.36% |
$361 - $398
|
13.1K
$56.4K
|
|
|
Nov 09, 2021
Q3 2021
|
Core Wealth Advisors, Inc.
Lakeland, FL |
BUY
|
- |
45+ 2.34% |
$346 - $381
|
1.97K
$8.47K
|
|
|
Nov 12, 2021
Q3 2021
|
Mc Carthy Asset Management, Inc.
|
BUY
|
- |
23+ 2.2% |
$177 - $195
|
1.07K
$4.6K
|
|
|
Nov 05, 2021
Q3 2021
|
Lindbrook Capital, LLC
|
BUY
|
- |
23+ 0.85% |
$177 - $195
|
2.72K
$11.7K
|
|
|
Nov 02, 2021
Q3 2021
|
Allworth Financial LP
|
BUY
|
- |
22+ 2.37% |
$169 - $186
|
949
$4.09K
|
|
|
Oct 19, 2021
Q3 2021
|
Ellevest, Inc.
|
BUY
|
- |
21+ 2.29% |
$161 - $178
|
937
$4.04K
|
|
|
Nov 12, 2021
Q3 2021
|
Rhumbline Advisers
Boston, MA |
BUY
|
- |
15+ 0.11% |
$115 - $127
|
13.5K
$58.4K
|
|
|
Nov 15, 2021
Q3 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
11+ 0.07% |
$84.6 - $93.1
|
16.8K
$72.3K
|
|
|
Nov 10, 2021
Q3 2021
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
11+ 0.03% |
$84.6 - $93.1
|
35.7K
$154K
|
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
10New |
$76.9 - $84.6
|
10
$43.1
|
|
|
Nov 08, 2021
Q3 2021
|
Aurora Private Wealth, Inc.
|
BUY
|
- |
7+ 0.01% |
$53.8 - $59.2
|
84.2K
$363K
|
|
|
Oct 15, 2021
Q3 2021
|
Bogart Wealth, LLC
|
BUY
|
- |
4New |
$30.8 - $33.8
|
4
$17.2
|
|
|
Oct 15, 2021
Q3 2021
|
Peoples Financial Services Corp.
|
BUY
|
- |
3+ 1.5% |
$23.1 - $25.4
|
203
$875
|
|
|
Oct 12, 2021
Q3 2021
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
2New |
$15.4 - $16.9
|
2
$8.62
|
|
|
Oct 26, 2021
Q3 2021
|
Smh Capital Advisors Inc
|
BUY
|
- |
1+ 0.0% |
$7.69 - $8.46
|
132K
$570K
|
|
|
Nov 05, 2021
Q3 2021
|
Ford Financial Group, LLC
|
SELL
|
- |
-8Closed |
$61.5 - $67.7
|
0
$0
|