Purchases and Sales Made in Q3 2022 in Prospect Capital Corp (PSEC)
This table provides information about the institutional ownership of Prospect Capital Corp (PSEC) during Q3 2022. The information is specifically focused on institutions that hold shares of PROSPECT CAPITAL CORP.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 01, 2022
Q3 2022
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
313KNew |
$1.91M - $6.11M
|
313K
$1.31M
|
|
Nov 09, 2022
Q3 2022
|
Group One Trading, L.P.
Chicago, IL |
BUY
|
- |
196KNew |
$1.2M - $3.84M
|
196K
$823K
|
|
Nov 14, 2022
Q3 2022
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
165K+ 7.04% |
$1.01M - $3.23M
|
2.52M
$10.5M
|
|
Nov 14, 2022
Q3 2022
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
151K+ 46.14% |
$924K - $2.96M
|
479K
$2.01M
|
|
Nov 04, 2022
Q3 2022
|
Xml Financial, LLC
|
BUY
|
- |
124K+ 54.6% |
$758K - $2.43M
|
351K
$1.47M
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
105K+ 7.47% |
$640K - $2.05M
|
1.51M
$6.31M
|
|
Nov 14, 2022
Q3 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
94KNew |
$574K - $1.84M
|
94K
$394K
|
|
Mar 17, 2023
Q3 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
60.5KNew |
$370K - $1.18M
|
60.5K
$254K
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
56.2K+ 7.6% |
$343K - $1.1M
|
796K
$3.34M
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
47.1K+ 5.66% |
$288K - $921K
|
879K
$3.68M
|
|
Oct 17, 2022
Q3 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
43.5K+ 7.73% |
$266K - $851K
|
607K
$2.54M
|
|
Nov 14, 2022
Q3 2022
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
42.7K+ 48.52% |
$261K - $834K
|
131K
$547K
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
41.9K+ 11.59% |
$256K - $820K
|
404K
$1.69M
|
|
Nov 08, 2022
Q3 2022
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
41.1K+ 5.98% |
$251K - $803K
|
728K
$3.05M
|
|
Nov 14, 2022
Q3 2022
|
Kovack Advisors, Inc.
|
BUY
|
- |
39.1K+ 146.95% |
$239K - $764K
|
65.6K
$275K
|
|
Nov 14, 2022
Q3 2022
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
37.9KNew |
$232K - $741K
|
37.9K
$159K
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
34.4K+ 30.43% |
$210K - $673K
|
147K
$618K
|
|
Nov 09, 2022
Q3 2022
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
34.1K+ 26.13% |
$209K - $667K
|
165K
$691K
|
|
Nov 14, 2022
Q3 2022
|
Black Rock Inc.
New York, NY |
BUY
|
- |
32.9K+ 1.59% |
$201K - $642K
|
2.1M
$8.81M
|
|
Oct 27, 2022
Q3 2022
|
Measured Wealth Private Client Group, LLC
|
BUY
|
- |
27.3KNew |
$167K - $534K
|
27.3K
$114K
|
|
Nov 10, 2022
Q3 2022
|
Cadence Bank
Tupelo, MS |
BUY
|
- |
26.9KNew |
$164K - $525K
|
26.9K
$113K
|
|
Nov 14, 2022
Q3 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
26.7K+ 120.82% |
$163K - $522K
|
48.8K
$204K
|
|
Oct 05, 2022
Q3 2022
|
Lvm Capital Management LTD
|
BUY
|
- |
18.8KNew |
$115K - $367K
|
18.8K
$78.6K
|
|
Nov 15, 2022
Q3 2022
|
Traynor Capital Management, Inc.
|
BUY
|
- |
17.4KNew |
$106K - $341K
|
17.4K
$73K
|
|
Feb 14, 2023
Q3 2022
|
Y Intercept (Hong Kong) LTD
|
BUY
|
- |
17.3KNew |
$106K - $339K
|
17.3K
$72.7K
|
|
Nov 09, 2022
Q3 2022
|
Ausdal Financial Partners, Inc.
Davenport, IA |
BUY
|
- |
17.1KNew |
$104K - $334K
|
17.1K
$71.6K
|
|
Nov 23, 2022
Q3 2022
|
Toroso Investments, LLC
Massapequa, NY |
BUY
|
- |
16KNew |
$97.8K - $313K
|
16K
$67.1K
|
|
Nov 14, 2022
Q3 2022
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
15.9K+ 69.93% |
$97.4K - $312K
|
38.7K
$162K
|
|
Nov 15, 2022
Q3 2022
|
Sculati Wealth Management, LLC
Bloomfield Hills, MI |
BUY
|
- |
15.4K+ 15.83% |
$94.2K - $301K
|
113K
$473K
|
|
Nov 14, 2022
Q3 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
14.3K+ 17.98% |
$87.3K - $279K
|
93.8K
$393K
|
|
Oct 19, 2022
Q3 2022
|
Cfo4 Life Group, LLC
|
BUY
|
- |
14KNew |
$85.5K - $274K
|
14K
$58.7K
|
|
Nov 14, 2022
Q3 2022
|
Aquatic Capital Management LLC
Chicago, IL |
BUY
|
- |
14K+ 179.49% |
$85.5K - $274K
|
21.8K
$91.3K
|
|
Nov 16, 2022
Q3 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
13.5KNew |
$82.5K - $264K
|
13.5K
$56.6K
|
|
Nov 14, 2022
Q3 2022
|
Natixis
Paris, I0 |
BUY
|
- |
13.1K+ 41.88% |
$80.2K - $256K
|
44.4K
$186K
|
|
Nov 17, 2023
Q3 2022
|
National Wealth Management Group, LLC
Cincinnati, OH |
BUY
|
- |
12.9KNew |
$78.6K - $251K
|
12.9K
$53.9K
|
|
Nov 14, 2022
Q3 2022
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
12.2KNew |
$74.4K - $238K
|
12.2K
$51K
|
|
Nov 10, 2022
Q3 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
11.9K+ 31.18% |
$72.8K - $233K
|
50.1K
$210K
|
|
Nov 01, 2022
Q3 2022
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
11.8K+ 34.26% |
$72.4K - $232K
|
46.4K
$194K
|
|
Oct 25, 2022
Q3 2022
|
Ae Wealth Management LLC
|
BUY
|
- |
11.5K+ 12.18% |
$70.6K - $226K
|
106K
$446K
|
|
Nov 09, 2022
Q3 2022
|
Capasso Planning Partners LLC
Charleston, SC |
BUY
|
- |
10KNew |
$61.1K - $196K
|
10K
$41.9K
|
|
Oct 26, 2022
Q3 2022
|
Wipfli Financial Advisors Llc,
|
BUY
|
- |
8.43KNew |
$51.5K - $165K
|
8.43K
$35.3K
|
|
Oct 24, 2022
Q3 2022
|
Eagle Global Advisors LLC
Houston, TX |
BUY
|
- |
7.21K+ 10.41% |
$44.1K - $141K
|
76.5K
$320K
|
|
Oct 12, 2022
Q3 2022
|
Teamwork Financial Advisors, LLC
|
BUY
|
- |
6.81K+ 16.33% |
$41.6K - $133K
|
48.5K
$203K
|
|
Nov 01, 2022
Q3 2022
|
Creative Financial Designs Inc
|
BUY
|
- |
6.67K+ 20.54% |
$40.8K - $130K
|
39.1K
$164K
|
|
Oct 26, 2022
Q3 2022
|
Truist Financial Corp
|
BUY
|
- |
6.59K+ 3.5% |
$40.3K - $129K
|
195K
$817K
|
|
Nov 03, 2022
Q3 2022
|
Barclays PLC
London, X0 |
BUY
|
- |
5.5K+ 6179.78% |
$33.6K - $108K
|
5.59K
$23.4K
|
|
Oct 14, 2022
Q3 2022
|
Carmel Capital Partners, LLC
|
BUY
|
- |
5.2K+ 45.61% |
$31.8K - $102K
|
16.6K
$69.6K
|
|
Nov 10, 2022
Q3 2022
|
Nomura Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
5.01K+ 150.86% |
$30.6K - $97.9K
|
8.33K
$34.9K
|
|
Oct 17, 2022
Q3 2022
|
Farmers & Merchants Trust CO Of Chambersburg Pa
|
BUY
|
- |
5KNew |
$30.6K - $97.8K
|
5K
$21K
|
|
Nov 14, 2022
Q3 2022
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
5K+ 41.83% |
$30.5K - $97.7K
|
16.9K
$71K
|