Purchases and Sales Made in Q3 2022 in Prospect Capital Corp (PSEC)
This table provides information about the institutional ownership of Prospect Capital Corp (PSEC) during Q3 2022. The information is specifically focused on institutions that hold shares of PROSPECT CAPITAL CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 07, 2022
Q3 2022
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
SELL
|
- |
-25.7K- 25.97% |
$157K - $502K
|
73.2K
$310K
|
|
|
Nov 10, 2022
Q3 2022
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-26.3K- 12.49% |
$161K - $514K
|
184K
$781K
|
|
|
Oct 27, 2022
Q3 2022
|
Us Bancorp \De\
|
SELL
|
- |
-30.9K- 7.84% |
$189K - $605K
|
364K
$1.54M
|
|
|
Nov 03, 2022
Q3 2022
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-36.4K- 6.17% |
$223K - $712K
|
554K
$2.35M
|
|
|
Nov 14, 2022
Q3 2022
|
Susquehanna Fundamental Investments, LLC
Bala Cynwyd, PA |
SELL
|
- |
-36.7KClosed |
$224K - $717K
|
0
$0
|
|
|
Oct 31, 2022
Q3 2022
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-38.1K- 15.1% |
$233K - $746K
|
214K
$909K
|
|
|
Dec 05, 2022
Q3 2022
|
Centaurus Financial, Inc.
|
SELL
|
- |
-38.5K- 36.8% |
$235K - $752K
|
66.1K
$280K
|
|
|
Oct 31, 2022
Q3 2022
|
Merit Financial Group, LLC
|
SELL
|
- |
-58K- 36.46% |
$354K - $1.13M
|
101K
$429K
|
|
|
Feb 13, 2023
Q3 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-65.7K- 69.87% |
$401K - $1.28M
|
28.3K
$120K
|
|
|
Nov 14, 2022
Q3 2022
|
D. E. Shaw & Co., Inc.
New York, NY |
SELL
|
- |
-68.1K- 50.59% |
$416K - $1.33M
|
66.5K
$282K
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-78.6K- 12.7% |
$480K - $1.54M
|
540K
$2.29M
|
|
|
Nov 08, 2022
Q3 2022
|
Kbc Group Nv
|
SELL
|
- |
-80K- 96.74% |
$489K - $1.56M
|
2.7K
$11.4K
|
|
|
Oct 11, 2022
Q3 2022
|
Davenport & CO LLC
|
SELL
|
- |
-119K- 71.27% |
$727K - $2.33M
|
48K
$204K
|
|
|
Feb 15, 2024
Q3 2022
|
Kbc Group Nv
|
SELL
|
- |
-171K- 98.45% |
$1.05M - $3.35M
|
2.7K
$11.4K
|
|
|
Nov 14, 2022
Q3 2022
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-204K- 86.51% |
$1.25M - $3.99M
|
31.9K
$135K
|
|
|
Oct 27, 2022
Q3 2022
|
Van Eck Associates Corp
|
SELL
|
- |
-238K- 6.95% |
$1.46M - $4.66M
|
3.19M
$13.5M
|
|
|
Oct 21, 2022
Q3 2022
|
Sumitomo Mitsui Trust Holdings, Inc.
|
SELL
|
- |
-254K- 29.32% |
$1.55M - $4.96M
|
612K
$2.59M
|
|
|
Nov 14, 2022
Q3 2022
|
Muzinich & Co., Inc.
New York, NY |
SELL
|
- |
-254K- 29.32% |
$1.55M - $4.96M
|
612K
$2.59M
|
|
|
Nov 14, 2022
Q3 2022
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-261K- 21.13% |
$1.59M - $5.09M
|
973K
$4.12M
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
SELL
|
- |
-362K- 46.86% |
$2.21M - $7.09M
|
411K
$1.74M
|