Purchases and Sales Made in Q3 2022 in Prospect Capital Corp (PSEC)
This table provides information about the institutional ownership of Prospect Capital Corp (PSEC) during Q3 2022. The information is specifically focused on institutions that hold shares of PROSPECT CAPITAL CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 03, 2022
Q3 2022
|
Creative Planning
Overland Park, KS |
BUY
|
- |
4.58K+ 15.08% |
$28K - $89.6K
|
35K
$147K
|
|
|
Nov 10, 2022
Q3 2022
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
4.41K+ 10.52% |
$26.9K - $86.2K
|
46.3K
$194K
|
|
|
Nov 10, 2022
Q3 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
4.33K+ 30.7% |
$26.5K - $84.7K
|
18.4K
$77.2K
|
|
|
Oct 21, 2022
Q3 2022
|
Arkadios Wealth Advisors
|
BUY
|
- |
3.95K+ 2.31% |
$24.1K - $77.2K
|
175K
$734K
|
|
|
Nov 03, 2022
Q3 2022
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
3.41K+ 4.89% |
$20.8K - $66.6K
|
73.1K
$306K
|
|
|
Oct 31, 2022
Q3 2022
|
Avion Wealth
The Woodlands, TX |
BUY
|
- |
3.16KNew |
$19.3K - $61.7K
|
3.16K
$13.2K
|
|
|
Nov 15, 2022
Q3 2022
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
3.04K+ 17.73% |
$18.6K - $59.5K
|
20.2K
$84.7K
|
|
|
Nov 02, 2022
Q3 2022
|
Stephens Inc
|
BUY
|
- |
3K+ 17.74% |
$18.3K - $58.7K
|
19.9K
$83.5K
|
|
|
Nov 14, 2022
Q3 2022
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
2.81K+ 7.15% |
$17.2K - $54.9K
|
42.1K
$176K
|
|
|
Nov 10, 2022
Q3 2022
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
2.72K+ 7.88% |
$16.6K - $53.2K
|
37.2K
$156K
|
|
|
Oct 18, 2022
Q3 2022
|
Mc Ilrath & Eck, LLC
|
BUY
|
- |
2.18KNew |
$13.3K - $42.7K
|
2.18K
$9.15K
|
|
|
Oct 07, 2022
Q3 2022
|
Exchange Traded Concepts, LLC
|
BUY
|
- |
2.05KNew |
$12.5K - $40.1K
|
2.05K
$8.6K
|
|
|
Nov 07, 2022
Q3 2022
|
Inspire Advisors, LLC
Meridian, ID |
BUY
|
- |
1.97K+ 14.09% |
$12K - $38.5K
|
15.9K
$66.8K
|
|
|
Nov 07, 2022
Q3 2022
|
D.A. Davidson & Co.
|
BUY
|
- |
1.97K+ 0.77% |
$12K - $38.4K
|
257K
$1.08M
|
|
|
Nov 07, 2022
Q3 2022
|
Integrated Advisors Network LLC
Palos Verdes Estates, CA |
BUY
|
- |
1.73K+ 12.16% |
$10.5K - $33.7K
|
15.9K
$66.6K
|
|
|
Oct 17, 2022
Q3 2022
|
Janiczek Wealth Management, LLC
|
BUY
|
- |
1.4KNew |
$8.55K - $27.4K
|
1.4K
$5.87K
|
|
|
Nov 07, 2022
Q3 2022
|
Wealth Management Solutions, LLC
|
BUY
|
- |
1.3K+ 2.53% |
$7.92K - $25.3K
|
52.5K
$220K
|
|
|
Nov 15, 2022
Q3 2022
|
Regal Investment Advisors LLC
Kentwood, MI |
BUY
|
- |
1.06K+ 5.46% |
$6.45K - $20.6K
|
20.4K
$85.5K
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
1.02K+ 1.57% |
$6.2K - $19.8K
|
65.8K
$276K
|
|
|
Oct 17, 2022
Q3 2022
|
Roman Butler Fullerton & CO
|
BUY
|
- |
991+ 1.91% |
$6.06K - $19.4K
|
53K
$222K
|
|
|
Nov 14, 2022
Q3 2022
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
912+ 3.97% |
$5.57K - $17.8K
|
23.9K
$100K
|
|
|
Nov 15, 2022
Q3 2022
|
Oliver Lagore Vanvalin Investment Group
Flint, MI |
BUY
|
- |
900+ 133.33% |
$5.5K - $17.6K
|
1.58K
$6.6K
|
|
|
Nov 08, 2022
Q3 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
750+ 21.82% |
$4.58K - $14.7K
|
4.19K
$17.5K
|
|
|
Oct 27, 2022
Q3 2022
|
Cadence Bank Na
|
BUY
|
- |
663+ 2.53% |
$4.05K - $13K
|
26.9K
$113K
|
|
|
Oct 20, 2022
Q3 2022
|
Focused Wealth Management, Inc
|
BUY
|
- |
600+ 200.0% |
$3.67K - $11.7K
|
900
$3.77K
|
|
|
Nov 14, 2022
Q3 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
564+ 0.51% |
$3.45K - $11K
|
112K
$469K
|
|
|
Oct 27, 2022
Q3 2022
|
Cwm, LLC
|
BUY
|
- |
500+ 62.5% |
$3.06K - $9.78K
|
1.3K
$5.45K
|
|
|
Oct 18, 2022
Q3 2022
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
383+ 1.39% |
$2.34K - $7.49K
|
28K
$117K
|
|
|
Nov 08, 2022
Q3 2022
|
Tci Wealth Advisors, Inc.
|
BUY
|
- |
307+ 9.03% |
$1.88K - $6K
|
3.71K
$15.5K
|
|
|
Nov 01, 2022
Q3 2022
|
Zimmermann Investment Management & Planning LLC
|
BUY
|
- |
248+ 1.49% |
$1.52K - $4.85K
|
16.9K
$70.7K
|
|
|
Oct 27, 2022
Q3 2022
|
Money Concepts Capital Corp
|
BUY
|
- |
215New |
$1.31K - $4.2K
|
215
$901
|
|
|
Oct 13, 2022
Q3 2022
|
Umb Bank, N.A.
|
BUY
|
- |
137New |
$837 - $2.68K
|
137
$574
|
|
|
Oct 24, 2022
Q3 2022
|
Clear Creek Financial Management, LLC
|
BUY
|
- |
131+ 0.37% |
$800 - $2.56K
|
35.8K
$150K
|
|
|
Apr 06, 2023
Q3 2022
|
Silverlake Wealth Management LLC
Williston, VT |
BUY
|
- |
99+ 0.86% |
$605 - $1.94K
|
11.6K
$48.7K
|
|
|
Oct 24, 2022
Q3 2022
|
Thrive Wealth Management, LLC
|
BUY
|
- |
88+ 0.17% |
$538 - $1.72K
|
51.4K
$216K
|
|
|
Oct 31, 2022
Q3 2022
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
71+ 0.34% |
$434 - $1.39K
|
20.8K
$87K
|
|
|
Oct 17, 2022
Q3 2022
|
Hexagon Capital Partners LLC
|
BUY
|
- |
70+ 18.77% |
$428 - $1.37K
|
443
$1.86K
|
|
|
Oct 14, 2022
Q3 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
53+ 0.18% |
$324 - $1.04K
|
30.1K
$126K
|
|
|
Nov 10, 2022
Q3 2022
|
Core Wealth Advisors, Inc.
Lakeland, FL |
BUY
|
- |
53+ 2.51% |
$324 - $1.04K
|
2.16K
$9.05K
|
|
|
Oct 27, 2022
Q3 2022
|
Financial Management Professionals, Inc.
|
BUY
|
- |
42+ 1.59% |
$257 - $821
|
2.69K
$11.3K
|
|
|
Nov 14, 2022
Q3 2022
|
Cypress Capital Management LLC (Wy)
|
BUY
|
- |
37+ 2.44% |
$226 - $723
|
1.55K
$6.51K
|
|
|
Oct 05, 2022
Q3 2022
|
Beacon Capital Management, LLC
|
BUY
|
- |
32+ 2.52% |
$196 - $626
|
1.3K
$5.46K
|
|
|
Oct 13, 2022
Q3 2022
|
Johnson Midwest Financial, LLC
|
BUY
|
- |
30+ 0.12% |
$183 - $587
|
25.5K
$107K
|
|
|
Nov 02, 2022
Q3 2022
|
Ellevest, Inc.
|
BUY
|
- |
25+ 2.5% |
$153 - $489
|
1.03K
$4.29K
|
|
|
Oct 04, 2022
Q3 2022
|
Advisor Net Financial, Inc
|
BUY
|
- |
20+ 2.35% |
$122 - $391
|
870
$3.65K
|
|
|
Oct 18, 2022
Q3 2022
|
Allworth Financial LP
|
BUY
|
- |
19New |
$116 - $371
|
19
$79.6
|
|
|
Oct 20, 2022
Q3 2022
|
Psi Advisors, LLC
|
BUY
|
- |
18+ 1.37% |
$110 - $352
|
1.33K
$5.56K
|
|
|
Nov 10, 2022
Q3 2022
|
Rhumbline Advisers
Boston, MA |
BUY
|
- |
17+ 0.12% |
$104 - $332
|
13.9K
$58.1K
|
|
|
Nov 03, 2022
Q3 2022
|
Global Retirement Partners, LLC
|
BUY
|
- |
15New |
$91.7 - $293
|
15
$62.9
|
|
|
Oct 13, 2022
Q3 2022
|
Pfg Advisors
|
BUY
|
- |
14+ 0.1% |
$85.5 - $274
|
14.6K
$61.2K
|