Purchases and Sales Made in Q4 2022 in Prospect Capital Corp (PSEC)
This table provides information about the institutional ownership of Prospect Capital Corp (PSEC) during Q4 2022. The information is specifically focused on institutions that hold shares of PROSPECT CAPITAL CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2023
Q4 2022
|
Mc Ilrath & Eck, LLC
|
SELL
|
- |
-552- 25.29% |
$3.53K - $4.32K
|
1.63K
$7.13K
|
|
|
Jan 19, 2023
Q4 2022
|
Psi Advisors, LLC
|
SELL
|
- |
-753- 56.7% |
$4.81K - $5.89K
|
575
$2.51K
|
|
|
Feb 15, 2023
Q4 2022
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-962- 3.25% |
$6.15K - $7.52K
|
28.7K
$125K
|
|
|
Feb 10, 2023
Q4 2022
|
Quadrant Capital Group LLC
Cincinnati, OH |
SELL
|
- |
-975- 95.78% |
$6.23K - $7.62K
|
43
$188
|
|
|
Feb 13, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-1.15K- 4.04% |
$7.32K - $8.95K
|
27.2K
$119K
|
|
|
Feb 14, 2023
Q4 2022
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
SELL
|
- |
-1.2K- 1.64% |
$7.65K - $9.36K
|
72K
$314K
|
|
|
Feb 10, 2023
Q4 2022
|
Wmg Financial Advisors, LLC
|
SELL
|
- |
-1.2K- 5.69% |
$7.67K - $9.38K
|
19.9K
$87K
|
|
|
Jan 23, 2023
Q4 2022
|
Roman Butler Fullerton & CO
|
SELL
|
- |
-1.21K- 2.29% |
$7.76K - $9.49K
|
51.8K
$226K
|
|
|
Jan 27, 2023
Q4 2022
|
Traynor Capital Management, Inc.
|
SELL
|
- |
-1.31K- 7.5% |
$8.35K - $10.2K
|
16.1K
$70.4K
|
|
|
Jan 23, 2023
Q4 2022
|
Sjs Investment Consulting Inc.
Sylvania, OH |
SELL
|
- |
-1.89KClosed |
$12.1K - $14.7K
|
0
$0
|
|
|
Jan 30, 2023
Q4 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-1.98K- 46.22% |
$12.6K - $15.5K
|
2.3K
$10.1K
|
|
|
Feb 07, 2023
Q4 2022
|
Ifp Advisors, Inc
|
SELL
|
- |
-1.99K- 47.53% |
$12.7K - $15.6K
|
2.2K
$9.6K
|
|
|
Feb 10, 2023
Q4 2022
|
Centaurus Financial, Inc.
|
SELL
|
- |
-2K- 3.03% |
$12.8K - $15.6K
|
64.1K
$280K
|
|
|
Jan 17, 2023
Q4 2022
|
Exchange Traded Concepts, LLC
|
SELL
|
- |
-2.04K- 99.32% |
$13K - $15.9K
|
14
$61.2
|
|
|
Feb 09, 2023
Q4 2022
|
Horizon Bancorp Inc /In/
Michigan City, IN |
SELL
|
- |
-2.56KClosed |
$16.4K - $20K
|
0
$0
|
|
|
Feb 14, 2023
Q4 2022
|
Y Intercept (Hong Kong) LTD
|
SELL
|
- |
-4.44K- 25.61% |
$28.4K - $34.7K
|
12.9K
$56.4K
|
|
|
Jan 18, 2023
Q4 2022
|
Kg&L Capital Management,Llc
|
SELL
|
- |
-4.97K- 32.27% |
$31.8K - $38.9K
|
10.4K
$45.6K
|
|
|
Feb 08, 2023
Q4 2022
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-5K- 3.04% |
$32K - $39.1K
|
160K
$698K
|
|
|
Feb 13, 2023
Q4 2022
|
Barclays PLC
London, X0 |
SELL
|
- |
-5.5K- 98.41% |
$35.1K - $43K
|
89
$389
|
|
|
Feb 13, 2023
Q4 2022
|
Cibc Asset Management Inc
Toronto, A6 |
SELL
|
- |
-5.79K- 30.77% |
$37K - $45.3K
|
13K
$56.9K
|
|
|
Feb 13, 2023
Q4 2022
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-6.06K- 25.38% |
$38.7K - $47.4K
|
17.8K
$77.8K
|
|
|
Jan 26, 2023
Q4 2022
|
Granite Shares Advisors LLC
|
SELL
|
- |
-6.08K- 6.56% |
$38.8K - $47.5K
|
86.5K
$378K
|
|
|
Jan 31, 2023
Q4 2022
|
Wedbush Securities Inc
|
SELL
|
- |
-6.5K- 29.73% |
$41.5K - $50.8K
|
15.4K
$67.1K
|
|
|
Jan 03, 2023
Q4 2022
|
Lvm Capital Management LTD
|
SELL
|
- |
-6.75K- 36.0% |
$43.1K - $52.8K
|
12K
$52.4K
|
|
|
Feb 01, 2023
Q4 2022
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-7K- 12.28% |
$44.7K - $54.7K
|
50K
$219K
|
|
|
Jan 24, 2023
Q4 2022
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-7.72K- 27.62% |
$49.3K - $60.4K
|
20.2K
$88.4K
|
|
|
Jan 10, 2025
Q4 2022
|
Nomura Asset Management CO LTD
Tokyo, M0 |
SELL
|
- |
-7.86K- 94.39% |
$50.3K - $61.5K
|
467
$2.04K
|
|
|
Feb 14, 2023
Q4 2022
|
Nomura Asset Management CO LTD
Tokyo, M0 |
SELL
|
- |
-7.86K- 94.39% |
$50.3K - $61.5K
|
467
$2.04K
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-8.62K- 6.92% |
$55.1K - $67.4K
|
116K
$507K
|
|
|
Feb 14, 2023
Q4 2022
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-10.6K- 18.28% |
$67.7K - $82.8K
|
47.3K
$207K
|
|
|
Feb 10, 2023
Q4 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-10.7K- 74.62% |
$68.3K - $83.6K
|
3.63K
$15.9K
|
|
|
Jan 20, 2023
Q4 2022
|
Davenport & CO LLC
|
SELL
|
- |
-12K- 25.0% |
$76.7K - $93.8K
|
36K
$157K
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-12.5K- 26.96% |
$79.8K - $97.7K
|
33.8K
$148K
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
SELL
|
- |
-13K- 3.15% |
$82.8K - $101K
|
398K
$1.74M
|
|
|
Feb 14, 2023
Q4 2022
|
Smh Capital Advisors Inc
|
SELL
|
- |
-14.7K- 12.74% |
$93.7K - $115K
|
100K
$439K
|
|
|
Feb 14, 2023
Q4 2022
|
Aquatic Capital Management LLC
Chicago, IL |
SELL
|
- |
-20.2K- 92.66% |
$129K - $158K
|
1.6K
$6.99K
|
|
|
Jan 18, 2023
Q4 2022
|
Mckinley Capital Management LLC
|
SELL
|
- |
-29.6K- 5.45% |
$189K - $231K
|
513K
$2.24M
|
|
|
Jan 24, 2023
Q4 2022
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-29.6K- 13.79% |
$189K - $231K
|
185K
$808K
|
|
|
Feb 10, 2023
Q4 2022
|
Heritage Trust CO
Oklahoma City, OK |
SELL
|
- |
-33.8K- 57.88% |
$216K - $264K
|
24.6K
$107K
|
|
|
Feb 13, 2023
Q4 2022
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-34.4K- 7.17% |
$220K - $269K
|
445K
$1.94M
|
|
|
Feb 08, 2023
Q4 2022
|
Lsv Asset Management
Chicago, IL |
SELL
|
- |
-35.1K- 1.91% |
$224K - $274K
|
1.8M
$7.88M
|
|
|
Jan 11, 2023
Q4 2022
|
Arkadios Wealth Advisors
|
SELL
|
- |
-43.9K- 25.03% |
$280K - $343K
|
131K
$574K
|
|
|
Jan 30, 2023
Q4 2022
|
Sumitomo Mitsui Trust Holdings, Inc.
|
SELL
|
- |
-55.4K- 9.05% |
$354K - $433K
|
556K
$2.43M
|
|
|
Feb 09, 2023
Q4 2022
|
Muzinich & Co., Inc.
New York, NY |
SELL
|
- |
-55.4K- 9.05% |
$354K - $433K
|
556K
$2.43M
|
|
|
Feb 01, 2023
Q4 2022
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-62.7K- 79.83% |
$401K - $490K
|
15.8K
$69.2K
|
|
|
Feb 13, 2023
Q4 2022
|
Us Bancorp \De\
|
SELL
|
- |
-70K- 19.24% |
$447K - $547K
|
294K
$1.28M
|
|
|
Feb 14, 2023
Q4 2022
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-102K- 77.79% |
$649K - $795K
|
29K
$127K
|
|
|
Feb 14, 2023
Q4 2022
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-577K- 59.36% |
$3.69M - $4.51M
|
395K
$1.73M
|