Purchases and Sales Made in Q4 2022 in Prospect Capital Corp (PSEC)
This table provides information about the institutional ownership of Prospect Capital Corp (PSEC) during Q4 2022. The information is specifically focused on institutions that hold shares of PROSPECT CAPITAL CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2023
Q4 2022
|
Alpha Q Advisors LLC
Orlando, FL |
BUY
|
- |
10.2KNew |
$65.4K - $80K
|
10.2K
$44.7K
|
|
|
Feb 13, 2023
Q4 2022
|
Cipher Capital LP
New York, NY |
BUY
|
- |
10.1KNew |
$64.7K - $79.2K
|
10.1K
$44.2K
|
|
|
Feb 07, 2023
Q4 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
9.67K+ 1.1% |
$61.8K - $75.6K
|
888K
$3.88M
|
|
|
Jan 23, 2023
Q4 2022
|
Clear Creek Financial Management, LLC
|
BUY
|
- |
8.9K+ 24.86% |
$56.9K - $69.6K
|
44.7K
$195K
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
8.88K+ 2.2% |
$56.7K - $69.4K
|
413K
$1.8M
|
|
|
Aug 30, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
8.86K+ 48.39% |
$56.6K - $69.3K
|
27.2K
$119K
|
|
|
Feb 10, 2023
Q4 2022
|
Creative Planning
Overland Park, KS |
BUY
|
- |
8.75K+ 25.01% |
$55.9K - $68.4K
|
43.7K
$191K
|
|
|
Jan 13, 2023
Q4 2022
|
Merit Financial Group, LLC
|
BUY
|
- |
8K+ 7.92% |
$51.1K - $62.6K
|
109K
$477K
|
|
|
Feb 13, 2023
Q4 2022
|
Cnb Bank
Clearfield, PA |
BUY
|
- |
7.5KNew |
$47.9K - $58.7K
|
7.5K
$32.8K
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
7.01K+ 4.75% |
$44.8K - $54.8K
|
154K
$675K
|
|
|
Jan 31, 2023
Q4 2022
|
Ifg Advisory, LLC
|
BUY
|
- |
7K+ 58.12% |
$44.7K - $54.7K
|
19K
$83.2K
|
|
|
Jan 31, 2023
Q4 2022
|
Wfa Of San Diego, LLC
|
BUY
|
- |
6.5KNew |
$41.5K - $50.8K
|
6.5K
$28.4K
|
|
|
Jan 31, 2023
Q4 2022
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
6.39K+ 2.95% |
$40.9K - $50K
|
223K
$975K
|
|
|
Feb 10, 2023
Q4 2022
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
6.21K+ 1.98% |
$39.7K - $48.5K
|
319K
$1.39M
|
|
|
Feb 14, 2023
Q4 2022
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
6.18K+ 14.69% |
$39.5K - $48.3K
|
48.2K
$211K
|
|
|
Feb 08, 2023
Q4 2022
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
5.67K+ 28.08% |
$36.3K - $44.4K
|
25.9K
$113K
|
|
|
Feb 13, 2023
Q4 2022
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
5.61K+ 7.68% |
$35.9K - $43.9K
|
78.7K
$344K
|
|
|
Feb 13, 2023
Q4 2022
|
Natixis
Paris, I0 |
BUY
|
- |
4.73K+ 10.65% |
$30.2K - $37K
|
49.2K
$215K
|
|
|
Sep 11, 2023
Q4 2022
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
4.36KNew |
$27.9K - $34.1K
|
4.36K
$19.1K
|
|
|
Feb 13, 2023
Q4 2022
|
Global Retirement Partners, LLC
|
BUY
|
- |
3.99K+ 26566.67% |
$25.5K - $31.2K
|
4K
$17.5K
|
|
|
Jan 23, 2023
Q4 2022
|
Measured Wealth Private Client Group, LLC
|
BUY
|
- |
3.86K+ 14.14% |
$24.7K - $30.2K
|
31.2K
$136K
|
|
|
Jan 17, 2023
Q4 2022
|
Teamwork Financial Advisors, LLC
|
BUY
|
- |
3.19K+ 6.57% |
$20.4K - $25K
|
51.7K
$226K
|
|
|
Feb 07, 2023
Q4 2022
|
Philadelphia Trust CO
Philadelphia, PA |
BUY
|
- |
3K+ 1.57% |
$19.2K - $23.5K
|
194K
$848K
|
|
|
Feb 09, 2023
Q4 2022
|
Detalus Advisors, LLC
|
BUY
|
- |
2.94K+ 29.29% |
$18.8K - $23K
|
13K
$56.6K
|
|
|
Jan 31, 2023
Q4 2022
|
Ae Wealth Management LLC
|
BUY
|
- |
2.92K+ 2.75% |
$18.7K - $22.9K
|
109K
$477K
|
|
|
Jan 24, 2023
Q4 2022
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
2.77K+ 2.63% |
$17.7K - $21.6K
|
108K
$473K
|
|
|
Feb 01, 2023
Q4 2022
|
Creative Financial Designs Inc
|
BUY
|
- |
2.77K+ 7.07% |
$17.7K - $21.6K
|
41.9K
$183K
|
|
|
Feb 10, 2023
Q4 2022
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
2.68KNew |
$17.1K - $21K
|
2.68K
$11.7K
|
|
|
Feb 03, 2023
Q4 2022
|
Ausdal Financial Partners, Inc.
Davenport, IA |
BUY
|
- |
2.63K+ 15.39% |
$16.8K - $20.6K
|
19.7K
$86.2K
|
|
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
2.55KNew |
$16.3K - $20K
|
2.55K
$11.2K
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
2.52K+ 6.78% |
$16.1K - $19.7K
|
39.7K
$174K
|
|
|
Feb 13, 2023
Q4 2022
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
2.29K+ 10.66% |
$14.6K - $17.9K
|
23.8K
$104K
|
|
|
May 14, 2024
Q4 2022
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
2.29K+ 10.66% |
$14.6K - $17.9K
|
23.8K
$104K
|
|
|
Feb 13, 2023
Q4 2022
|
Emc Capital Management
Houston, TX |
BUY
|
- |
2.25K+ 15.6% |
$14.4K - $17.6K
|
16.7K
$72.9K
|
|
|
Jan 31, 2023
Q4 2022
|
Kestra Advisory Services, LLC
|
BUY
|
- |
2.12K+ 3.13% |
$13.5K - $16.5K
|
69.7K
$305K
|
|
|
Jan 27, 2023
Q4 2022
|
Paragon Wealth Strategies, LLC
|
BUY
|
- |
2.1KNew |
$13.4K - $16.4K
|
2.1K
$9.16K
|
|
|
Jan 26, 2023
Q4 2022
|
Inspire Advisors, LLC
Meridian, ID |
BUY
|
- |
1.75K+ 11.0% |
$11.2K - $13.7K
|
17.7K
$77.3K
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
1.6K+ 3.19% |
$10.2K - $12.5K
|
51.7K
$226K
|
|
|
Feb 07, 2023
Q4 2022
|
Toronto Dominion Bank
Toronto, Ontario, A6 |
BUY
|
- |
1.5KNew |
$9.59K - $11.7K
|
1.5K
$6.56K
|
|
|
May 19, 2023
Q4 2022
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
1.47KNew |
$9.36K - $11.5K
|
1.47K
$6.4K
|
|
|
Feb 17, 2023
Q4 2022
|
Coppell Advisory Solutions Corp.
Coppell, TX |
BUY
|
- |
1.47KNew |
$9.36K - $11.5K
|
1.47K
$6.4K
|
|
|
Feb 09, 2023
Q4 2022
|
Wealth Management Solutions, LLC
|
BUY
|
- |
1.4K+ 2.66% |
$8.93K - $10.9K
|
53.9K
$236K
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.32K+ 1.53% |
$8.42K - $10.3K
|
87.2K
$381K
|
|
|
Feb 01, 2023
Q4 2022
|
Cowen Prime Advisors LLC
|
BUY
|
- |
1.3KNew |
$8.31K - $10.2K
|
1.3K
$5.68K
|
|
|
Jun 27, 2023
Q4 2022
|
Strategies Wealth Advisors, LLC
Grand Rapids, MI |
BUY
|
- |
1.28K+ 5.25% |
$8.18K - $10K
|
25.7K
$112K
|
|
|
Jan 10, 2023
Q4 2022
|
Ewg Elevate Inc.
|
BUY
|
- |
1.23KNew |
$7.85K - $9.6K
|
1.23K
$5.37K
|
|
|
Feb 15, 2023
Q4 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
1.2K+ 8.89% |
$7.67K - $9.38K
|
14.7K
$64.3K
|
|
|
Jan 17, 2023
Q4 2022
|
Vanguard Capital Wealth Advisors
|
BUY
|
- |
1.15K+ 2.64% |
$7.34K - $8.99K
|
44.6K
$195K
|
|
|
Feb 14, 2023
Q4 2022
|
Cribstone Capital Management, LLC
Augusta, ME |
BUY
|
- |
1.12KNew |
$7.12K - $8.72K
|
1.12K
$4.87K
|
|
|
Jan 09, 2023
Q4 2022
|
Align Wealth Management, LLC
Oklahoma City, OK |
BUY
|
- |
1KNew |
$6.39K - $7.82K
|
1K
$4.37K
|