Purchases and Sales Made in Q4 2023 in Prospect Capital Corp (PSEC)
This table provides information about the institutional ownership of Prospect Capital Corp (PSEC) during Q4 2023. The information is specifically focused on institutions that hold shares of PROSPECT CAPITAL CORP.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Feb 14, 2024
Q4 2023
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
819+ 6.3% |
$4.16K - $5.06K
|
13.8K
$57.9K
|
|
Feb 13, 2024
Q4 2023
|
Kbc Group Nv
|
BUY
|
- |
794+ 0.46% |
$4.03K - $4.91K
|
174K
$728K
|
|
Feb 06, 2024
Q4 2023
|
Smh Capital Advisors Inc
|
BUY
|
- |
601+ 0.6% |
$3.05K - $3.71K
|
101K
$425K
|
|
Feb 08, 2024
Q4 2023
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
433+ 2.21% |
$2.2K - $2.68K
|
20.1K
$84.1K
|
|
Feb 12, 2024
Q4 2023
|
Gerber Kawasaki Wealth & Investment Management
|
BUY
|
- |
416+ 3.27% |
$2.11K - $2.57K
|
13.1K
$55.1K
|
|
Jan 24, 2024
Q4 2023
|
Barrett & Company, Inc.
Providence, RI |
BUY
|
- |
347+ 0.73% |
$1.76K - $2.14K
|
47.8K
$200K
|
|
Feb 02, 2024
Q4 2023
|
Headlands Technologies LLC
Chicago, IL |
BUY
|
- |
320New |
$1.63K - $1.98K
|
320
$1.34K
|
|
Jan 18, 2024
Q4 2023
|
Ronald Blue Trust, Inc.
Brentwood, TN |
BUY
|
- |
262+ 26200.0% |
$1.33K - $1.62K
|
263
$1.1K
|
|
Jun 14, 2024
Q4 2023
|
Quent Capital, LLC
|
BUY
|
- |
201+ 3.25% |
$1.02K - $1.24K
|
6.38K
$26.7K
|
|
Jan 19, 2024
Q4 2023
|
Quent Capital, LLC
|
BUY
|
- |
201+ 3.25% |
$1.02K - $1.24K
|
6.38K
$26.7K
|
|
Feb 14, 2024
Q4 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
163+ 11.13% |
$828 - $1.01K
|
1.63K
$6.82K
|
|
Feb 07, 2024
Q4 2023
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
151New |
$767 - $933
|
151
$633
|
|
Mar 15, 2024
Q4 2023
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
150+ 1.14% |
$762 - $927
|
13.3K
$55.6K
|
|
Jan 22, 2024
Q4 2023
|
Silverlake Wealth Management LLC
Williston, VT |
BUY
|
- |
146+ 1.21% |
$742 - $902
|
12.2K
$51.3K
|
|
Feb 05, 2024
Q4 2023
|
Hexagon Capital Partners LLC
|
BUY
|
- |
132+ 160.98% |
$671 - $816
|
214
$897
|
|
Jan 09, 2024
Q4 2023
|
Thrive Wealth Management, LLC
|
BUY
|
- |
127+ 0.24% |
$645 - $785
|
52K
$218K
|
|
Jan 18, 2024
Q4 2023
|
Traynor Capital Management, Inc.
|
BUY
|
- |
124+ 0.89% |
$630 - $766
|
14.1K
$59K
|
|
Feb 01, 2024
Q4 2023
|
Cwm, LLC
|
BUY
|
- |
111+ 1.13% |
$564 - $686
|
9.97K
$41.8K
|
|
Feb 06, 2024
Q4 2023
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
110New |
$559 - $680
|
110
$461
|
|
Jan 26, 2024
Q4 2023
|
Avion Wealth
The Woodlands, TX |
BUY
|
- |
108+ 3.08% |
$549 - $667
|
3.62K
$15.2K
|
|
Jan 23, 2024
Q4 2023
|
Kg&L Capital Management,Llc
|
BUY
|
- |
96+ 0.9% |
$488 - $593
|
10.8K
$45.1K
|
|
Feb 14, 2024
Q4 2023
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
86+ 0.29% |
$437 - $531
|
29.4K
$123K
|
|
Feb 14, 2024
Q4 2023
|
Core Wealth Advisors, Inc.
Lakeland, FL |
BUY
|
- |
79+ 3.27% |
$401 - $488
|
2.49K
$10.4K
|
|
Jan 19, 2024
Q4 2023
|
Advisor Net Financial, Inc
|
BUY
|
- |
54+ 3.09% |
$274 - $334
|
1.8K
$7.55K
|
|
Feb 05, 2024
Q4 2023
|
Cypress Capital Management LLC (Wy)
|
BUY
|
- |
53+ 3.07% |
$269 - $328
|
1.78K
$7.45K
|
|
Jan 12, 2024
Q4 2023
|
Lvw Advisors, LLC
|
BUY
|
- |
48+ 0.39% |
$244 - $297
|
12.2K
$51.3K
|
|
Feb 14, 2024
Q4 2023
|
Prospera Financial Services Inc
|
BUY
|
- |
37+ 0.05% |
$188 - $229
|
79K
$331K
|
|
Jan 09, 2024
Q4 2023
|
Beacon Capital Management, LLC
|
BUY
|
- |
29+ 2.0% |
$147 - $179
|
1.48K
$6.19K
|
|
Jan 10, 2024
Q4 2023
|
Rise Advisors, LLC
|
BUY
|
- |
11+ 3.06% |
$55.9 - $68
|
370
$1.55K
|
|
Jan 29, 2024
Q4 2023
|
Org Partners LLC
Roanoke, IN |
BUY
|
- |
5New |
$25.4 - $30.9
|
5
$21
|
|
Feb 13, 2024
Q4 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
5+ 11.9% |
$25.4 - $30.9
|
47
$197
|
|
Feb 15, 2024
Q4 2023
|
Moneta Group Investment Advisors LLC
St Louis, MO |
BUY
|
- |
4+ 0.03% |
$20.3 - $24.7
|
12.8K
$53.4K
|
|
Feb 13, 2024
Q4 2023
|
Natixis
Paris, I0 |
BUY
|
- |
4+ 0.01% |
$20.3 - $24.7
|
33K
$138K
|
|
Jan 18, 2024
Q4 2023
|
Global Retirement Partners, LLC
|
BUY
|
- |
1+ 0.07% |
$5.08 - $6.18
|
1.4K
$5.88K
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Feb 15, 2024
Q4 2023
|
Barclays PLC
London, X0 |
SELL
|
- |
-89- 50.0% |
$452 - $550
|
89
$373
|
|
Feb 08, 2024
Q4 2023
|
Wmg Financial Advisors, LLC
|
SELL
|
- |
-200- 1.1% |
$1.02K - $1.24K
|
17.9K
$75K
|
|
Feb 13, 2024
Q4 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-294- 16.23% |
$1.49K - $1.82K
|
1.52K
$6.36K
|
|
Aug 14, 2024
Q4 2023
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
SELL
|
- |
-300Closed |
$1.52K - $1.85K
|
0
$0
|
|
Jan 31, 2024
Q4 2023
|
Cnb Bank
Clearfield, PA |
SELL
|
- |
-342- 4.36% |
$1.74K - $2.11K
|
7.5K
$31.4K
|
|
Feb 12, 2024
Q4 2023
|
Dudley Capital Management, LLC
Middleburg, VA |
SELL
|
- |
-400- 1.38% |
$2.03K - $2.47K
|
28.5K
$119K
|
|
Feb 09, 2024
Q4 2023
|
Parallel Advisors, LLC
|
SELL
|
- |
-420- 2.92% |
$2.13K - $2.6K
|
14K
$58.6K
|
|
Jan 31, 2024
Q4 2023
|
Lindbrook Capital, LLC
|
SELL
|
- |
-482- 12.29% |
$2.45K - $2.98K
|
3.44K
$14.4K
|
|
Feb 13, 2024
Q4 2023
|
Texas Yale Capital Corp.
St. Petersburg, FL |
SELL
|
- |
-650- 5.83% |
$3.3K - $4.02K
|
10.5K
$44K
|
|
Feb 09, 2024
Q4 2023
|
Mai Capital Management
|
SELL
|
- |
-865- 6.6% |
$4.39K - $5.35K
|
12.2K
$51.3K
|
|
Feb 08, 2024
Q4 2023
|
Quadrant Capital Group LLC
Cincinnati, OH |
SELL
|
- |
-872- 70.44% |
$4.43K - $5.39K
|
366
$1.53K
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-979- 6.95% |
$4.97K - $6.05K
|
13.1K
$54.9K
|
|
Feb 14, 2024
Q4 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-1.11K- 1.56% |
$5.64K - $6.87K
|
70.3K
$294K
|
|
Feb 12, 2024
Q4 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-1.2K- 7.35% |
$6.09K - $7.41K
|
15.1K
$63.3K
|
|
Feb 09, 2024
Q4 2023
|
Eagle Global Advisors LLC
Houston, TX |
SELL
|
- |
-1.9K- 6.83% |
$9.65K - $11.7K
|
25.9K
$109K
|