Purchases and Sales Made in Q4 2023 in Prospect Capital Corp (PSEC)
This table provides information about the institutional ownership of Prospect Capital Corp (PSEC) during Q4 2023. The information is specifically focused on institutions that hold shares of PROSPECT CAPITAL CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
BUY
|
- |
14.3K+ 3.68% |
$72.8K - $88.5K
|
403K
$1.77M
|
|
|
Feb 12, 2024
Q4 2023
|
Inspire Investing, LLC
Meridian, ID |
BUY
|
- |
13.3K+ 26.12% |
$67.4K - $82K
|
64K
$280K
|
|
|
Feb 12, 2024
Q4 2023
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
BUY
|
- |
12.7K+ 2279.07% |
$64.7K - $78.7K
|
13.3K
$58.2K
|
|
|
Feb 08, 2024
Q4 2023
|
Atomi Financial Group, Inc.
Irvine, CA |
BUY
|
- |
12.5KNew |
$63.3K - $77K
|
12.5K
$54.5K
|
|
|
Feb 13, 2024
Q4 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
12.4K+ 1149.68% |
$62.9K - $76.5K
|
13.5K
$59K
|
|
|
Feb 12, 2024
Q4 2023
|
Keebeck Alpha, LP
Stamford, CT |
BUY
|
- |
11.2K+ 39.62% |
$56.9K - $69.2K
|
39.5K
$173K
|
|
|
Feb 14, 2024
Q4 2023
|
Prelude Capital Management, LLC
New York, NY |
BUY
|
- |
11.2K+ 39.62% |
$56.9K - $69.2K
|
39.5K
$173K
|
|
|
Jan 10, 2024
Q4 2023
|
Focused Wealth Management, Inc
|
BUY
|
- |
11K+ 1207.79% |
$55.9K - $68K
|
11.9K
$52.2K
|
|
|
Feb 09, 2024
Q4 2023
|
Wealthfront Advisers LLC
|
BUY
|
- |
10.2KNew |
$52K - $63.3K
|
10.2K
$44.8K
|
|
|
Feb 14, 2024
Q4 2023
|
Ae Wealth Management LLC
|
BUY
|
- |
8.26K+ 8.15% |
$42K - $51K
|
110K
$480K
|
|
|
Jan 12, 2024
Q4 2023
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
8.12K+ 302.53% |
$41.2K - $50.2K
|
10.8K
$47.3K
|
|
|
Feb 13, 2024
Q4 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
7.98K+ 14.46% |
$40.5K - $49.3K
|
63.1K
$276K
|
|
|
Feb 09, 2024
Q4 2023
|
Bi Asset Management Fondsmaeglerselskab A
Kobenhavn, G7 |
BUY
|
- |
7.77K+ 3.25% |
$39.5K - $48K
|
247K
$1.08M
|
|
|
Feb 14, 2024
Q4 2023
|
State Of Wyoming
Cheyenne, WY |
BUY
|
- |
6.88KNew |
$35K - $42.5K
|
6.88K
$30.1K
|
|
|
Feb 14, 2024
Q4 2023
|
Entry Point Capital, LLC
New York, NY |
BUY
|
- |
6.31KNew |
$32.1K - $39K
|
6.31K
$27.6K
|
|
|
Feb 14, 2024
Q4 2023
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
5.8K+ 21.38% |
$29.5K - $35.8K
|
32.9K
$144K
|
|
|
Feb 05, 2024
Q4 2023
|
Triumph Capital Management
|
BUY
|
- |
5.12K+ 6.62% |
$26K - $31.6K
|
82.4K
$361K
|
|
|
Feb 13, 2024
Q4 2023
|
Abich Financial Wealth Management LLC
Ashburn, VA |
BUY
|
- |
5.04KNew |
$25.6K - $31.1K
|
5.04K
$22.1K
|
|
|
Feb 14, 2024
Q4 2023
|
Comerica Bank
|
BUY
|
- |
5K+ 125.0% |
$25.4K - $30.9K
|
9K
$39.4K
|
|
|
Feb 09, 2024
Q4 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
5K+ 1.81% |
$25.4K - $30.9K
|
282K
$1.23M
|
|
|
Feb 14, 2024
Q4 2023
|
Atom Investors LP
Austin, TX |
BUY
|
- |
4.59K+ 17.67% |
$23.3K - $28.4K
|
30.6K
$134K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
4.56K+ 3.79% |
$23.2K - $28.2K
|
125K
$547K
|
|
|
Feb 12, 2024
Q4 2023
|
Inspire Advisors, LLC
Meridian, ID |
BUY
|
- |
3.88K+ 19.42% |
$19.7K - $24K
|
23.9K
$105K
|
|
|
Jan 31, 2024
Q4 2023
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
3.75K+ 62.72% |
$19K - $23.2K
|
9.72K
$42.6K
|
|
|
Feb 09, 2024
Q4 2023
|
Citigroup Inc
|
BUY
|
- |
3.54K+ 44.07% |
$18K - $21.9K
|
11.6K
$50.7K
|
|
|
Jan 30, 2024
Q4 2023
|
Moloney Securities Asset Management, LLC
|
BUY
|
- |
3.45K+ 5.81% |
$17.5K - $21.3K
|
62.8K
$275K
|
|
|
Jan 29, 2024
Q4 2023
|
Tennessee Valley Asset Management Partners
|
BUY
|
- |
3.21KNew |
$16.3K - $19.9K
|
3.21K
$14.1K
|
|
|
Feb 14, 2024
Q4 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
3.16K+ 5.12% |
$16.1K - $19.6K
|
64.9K
$284K
|
|
|
Feb 14, 2024
Q4 2023
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
3.1K+ 29.2% |
$15.8K - $19.2K
|
13.7K
$60.1K
|
|
|
Jan 29, 2024
Q4 2023
|
Baystate Wealth Management LLC
|
BUY
|
- |
3.03KNew |
$15.4K - $18.7K
|
3.03K
$13.3K
|
|
|
Feb 14, 2024
Q4 2023
|
Truvestments Capital LLC
Sarasota, FL |
BUY
|
- |
3KNew |
$15.2K - $18.5K
|
3K
$13.1K
|
|
|
Jan 24, 2024
Q4 2023
|
Private Trust CO Na
|
BUY
|
- |
2.72K+ 54.29% |
$13.8K - $16.8K
|
7.74K
$33.9K
|
|
|
Jan 11, 2024
Q4 2023
|
Ausdal Financial Partners, Inc.
Davenport, IA |
BUY
|
- |
2.57K+ 9.64% |
$13.1K - $15.9K
|
29.3K
$128K
|
|
|
Feb 14, 2024
Q4 2023
|
Walleye Trading LLC
Plymouth, MN |
BUY
|
- |
2.49KNew |
$12.6K - $15.4K
|
2.49K
$10.9K
|
|
|
Jan 22, 2024
Q4 2023
|
Zimmermann Investment Management & Planning LLC
|
BUY
|
- |
2.02K+ 11.21% |
$10.3K - $12.5K
|
20.1K
$87.9K
|
|
|
Jan 03, 2024
Q4 2023
|
Massmutual Trust CO Fsb
|
BUY
|
- |
2KNew |
$10.2K - $12.4K
|
2K
$8.76K
|
|
|
Feb 02, 2024
Q4 2023
|
Truist Financial Corp
|
BUY
|
- |
2K+ 1.05% |
$10.2K - $12.4K
|
193K
$846K
|
|
|
Feb 16, 2024
Q4 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
1.98K+ 5.71% |
$10K - $12.2K
|
36.6K
$160K
|
|
|
Jan 31, 2024
Q4 2023
|
Roman Butler Fullerton & CO
|
BUY
|
- |
1.96K+ 3.61% |
$9.94K - $12.1K
|
56.2K
$246K
|
|
|
Feb 14, 2024
Q4 2023
|
Schonfeld Strategic Advisors LLC
New York, NY |
BUY
|
- |
1.8K+ 4.77% |
$9.14K - $11.1K
|
39.5K
$173K
|
|
|
Feb 05, 2024
Q4 2023
|
Shufro Rose & CO LLC
|
BUY
|
- |
1.7K+ 17.0% |
$8.64K - $10.5K
|
11.7K
$51.2K
|
|
|
Feb 14, 2024
Q4 2023
|
Regal Investment Advisors LLC
Kentwood, MI |
BUY
|
- |
1.61K+ 7.4% |
$8.15K - $9.92K
|
23.3K
$102K
|
|
|
Feb 12, 2024
Q4 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
1.5K+ 1.32% |
$7.59K - $9.24K
|
114K
$501K
|
|
|
Feb 09, 2024
Q4 2023
|
Ci Private Wealth, LLC
Miami, FL |
BUY
|
- |
1.37K+ 12.22% |
$6.96K - $8.47K
|
12.6K
$55.1K
|
|
|
Feb 09, 2024
Q4 2023
|
Us Bancorp \De\
|
BUY
|
- |
1.35K+ 0.47% |
$6.86K - $8.34K
|
291K
$1.28M
|
|
|
Feb 14, 2024
Q4 2023
|
Pro Share Advisors LLC
|
BUY
|
- |
1.22K+ 2.89% |
$6.17K - $7.51K
|
43.2K
$189K
|
|
|
Feb 13, 2024
Q4 2023
|
Stephens Inc
|
BUY
|
- |
1K+ 4.67% |
$5.08K - $6.18K
|
22.4K
$98.2K
|
|
|
Jan 10, 2024
Q4 2023
|
Creative Financial Designs Inc
|
BUY
|
- |
987+ 2.17% |
$5.01K - $6.1K
|
46.4K
$203K
|
|
|
Feb 13, 2024
Q4 2023
|
Cadence Bank
Tupelo, MS |
BUY
|
- |
915+ 3.08% |
$4.65K - $5.65K
|
30.6K
$134K
|
|
|
Jan 22, 2024
Q4 2023
|
Strategies Wealth Advisors, LLC
Grand Rapids, MI |
BUY
|
- |
905+ 3.25% |
$4.6K - $5.59K
|
28.7K
$126K
|