Purchases and Sales Made in Q4 2023 in Prospect Capital Corp (PSEC)
This table provides information about the institutional ownership of Prospect Capital Corp (PSEC) during Q4 2023. The information is specifically focused on institutions that hold shares of PROSPECT CAPITAL CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 24, 2024
Q4 2023
|
Allworth Financial LP
|
SELL
|
- |
-2.15K- 98.49% |
$10.9K - $13.3K
|
33
$138
|
|
|
Feb 05, 2024
Q4 2023
|
Vanguard Capital Wealth Advisors
|
SELL
|
- |
-2.51K- 6.26% |
$12.8K - $15.5K
|
37.7K
$158K
|
|
|
Jan 19, 2024
Q4 2023
|
Teamwork Financial Advisors, LLC
|
SELL
|
- |
-2.71K- 4.7% |
$13.8K - $16.7K
|
54.9K
$230K
|
|
|
Feb 14, 2024
Q4 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-4.57K- 82.96% |
$23.2K - $28.2K
|
939
$3.93K
|
|
|
Feb 12, 2024
Q4 2023
|
Money Concepts Capital Corp
|
SELL
|
- |
-5K- 33.33% |
$25.4K - $30.9K
|
10K
$41.9K
|
|
|
Feb 09, 2024
Q4 2023
|
Mckinley Capital Management LLC
|
SELL
|
- |
-5.13K- 1.2% |
$26.1K - $31.7K
|
422K
$1.77M
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-5.19K- 6.27% |
$26.4K - $32.1K
|
77.6K
$325K
|
|
|
Feb 07, 2024
Q4 2023
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-5.46K- 11.78% |
$27.7K - $33.7K
|
40.9K
$171K
|
|
|
Feb 05, 2024
Q4 2023
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-8.68K- 3.6% |
$44.1K - $53.6K
|
232K
$973K
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-8.68K- 7.73% |
$44.1K - $53.7K
|
104K
$434K
|
|
|
Feb 14, 2024
Q4 2023
|
Palogic Value Management, L.P.
Dallas, TX |
SELL
|
- |
-9.17K- 5.29% |
$46.6K - $56.7K
|
164K
$689K
|
|
|
Jan 23, 2024
Q4 2023
|
Davenport & CO LLC
|
SELL
|
- |
-10K- 33.33% |
$50.8K - $61.8K
|
20K
$83.8K
|
|
|
Feb 14, 2024
Q4 2023
|
Garner Asset Management Corp
|
SELL
|
- |
-10.5K- 6.42% |
$53.2K - $64.7K
|
153K
$639K
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-12.5K- 21.69% |
$63.6K - $77.3K
|
45.2K
$189K
|
|
|
Jan 18, 2024
Q4 2023
|
Next Level Private LLC
Harrison, NY |
SELL
|
- |
-13.3K- 30.13% |
$67.4K - $82K
|
30.8K
$129K
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-14.7K- 7.7% |
$74.5K - $90.7K
|
176K
$737K
|
|
|
Feb 08, 2024
Q4 2023
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-15.4K- 22.25% |
$78.2K - $95.1K
|
53.8K
$225K
|
|
|
Feb 06, 2024
Q4 2023
|
Spire Wealth Management
|
SELL
|
- |
-17.8K- 44.7% |
$90.6K - $110K
|
22.1K
$92.4K
|
|
|
Feb 14, 2024
Q4 2023
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-18.1K- 30.12% |
$91.9K - $112K
|
42K
$176K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-20.2K- 20.89% |
$103K - $125K
|
76.6K
$321K
|
|
|
Feb 13, 2024
Q4 2023
|
Great West Life Assurance CO
Winnipeg, A2 |
SELL
|
- |
-24.6K- 8.62% |
$125K - $152K
|
261K
$1.09M
|
|
|
Feb 14, 2024
Q4 2023
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-24.9K- 19.85% |
$126K - $154K
|
100K
$421K
|
|
|
Feb 15, 2024
Q4 2023
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-27.4K- 20.77% |
$139K - $169K
|
104K
$437K
|
|
|
Feb 12, 2024
Q4 2023
|
Sculati Wealth Management, LLC
Bloomfield Hills, MI |
SELL
|
- |
-28.2K- 32.77% |
$143K - $174K
|
57.9K
$243K
|
|
|
Feb 12, 2024
Q4 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-32.5K- 20.47% |
$165K - $201K
|
126K
$530K
|
|
|
Feb 09, 2024
Q4 2023
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-35.4K- 47.83% |
$180K - $219K
|
38.6K
$162K
|
|
|
Feb 14, 2024
Q4 2023
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-39.3K- 55.74% |
$199K - $243K
|
31.2K
$131K
|
|
|
Feb 01, 2024
Q4 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-39.6K- 42.65% |
$201K - $245K
|
53.2K
$223K
|
|
|
Feb 08, 2024
Q4 2023
|
Sheaff Brock Investment Advisors, LLC
|
SELL
|
- |
-43K- 54.6% |
$218K - $266K
|
35.8K
$150K
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-51.6K- 28.14% |
$262K - $319K
|
132K
$552K
|
|
|
Feb 14, 2024
Q4 2023
|
Xml Financial, LLC
|
SELL
|
- |
-57.7K- 4.17% |
$293K - $357K
|
1.33M
$5.56M
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-64.7K- 7.71% |
$329K - $400K
|
775K
$3.25M
|
|
|
Feb 09, 2024
Q4 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-77K- 69.37% |
$391K - $476K
|
34K
$142K
|
|
|
Jan 24, 2024
Q4 2023
|
Arkadios Wealth Advisors
|
SELL
|
- |
-104K- 81.48% |
$527K - $641K
|
23.6K
$98.8K
|
|
|
Feb 09, 2024
Q4 2023
|
Philadelphia Trust CO
Philadelphia, PA |
SELL
|
- |
-105K- 54.87% |
$533K - $649K
|
86.4K
$362K
|
|
|
Feb 14, 2024
Q4 2023
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-124K- 21.56% |
$629K - $765K
|
450K
$1.89M
|
|
|
Feb 14, 2024
Q4 2023
|
Dark Forest Capital Management LP
Weston, CT |
SELL
|
- |
-138K- 92.94% |
$700K - $852K
|
10.5K
$43.8K
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-160K- 8.61% |
$812K - $988K
|
1.7M
$7.11M
|
|
|
Jan 30, 2024
Q4 2023
|
Sumitomo Mitsui Trust Holdings, Inc.
|
SELL
|
- |
-243K- 88.06% |
$1.23M - $1.5M
|
32.9K
$138K
|
|
|
Feb 14, 2024
Q4 2023
|
Muzinich & Co., Inc.
New York, NY |
SELL
|
- |
-243K- 88.06% |
$1.23M - $1.5M
|
32.9K
$138K
|
|
|
Feb 13, 2024
Q4 2023
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-283K- 60.85% |
$1.44M - $1.75M
|
182K
$762K
|
|
|
Feb 14, 2024
Q4 2023
|
Group One Trading, L.P.
Chicago, IL |
SELL
|
- |
-291K- 69.27% |
$1.48M - $1.8M
|
129K
$541K
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-338K- 16.63% |
$1.72M - $2.09M
|
1.7M
$7.11M
|
|
|
Feb 13, 2024
Q4 2023
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-423K- 72.9% |
$2.15M - $2.61M
|
157K
$658K
|
|
|
Jan 25, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-1.26M- 83.31% |
$6.38M - $7.76M
|
252K
$1.05M
|