Latest Institutional Transactions on Pimco Equity Ser Rafi Esg U S (RAFE)
This table provides information on the latest institutional transactions involving Pimco Equity Ser Rafi Esg U S (RAFE) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2025
Q3 2025
|
Northwest Bancshares, Inc.
Warren, PA |
SELL
|
- |
-48.4K- 30.1% |
$1.82M - $1.97M
|
112K
$4.61M
|
|
|
Nov 14, 2025
Q3 2025
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
4.56K+ 10.25% |
$171K - $186K
|
49.1K
$2.01M
|
|
|
Nov 14, 2025
Q3 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-27.2K- 62.48% |
$1.02M - $1.11M
|
16.3K
$668K
|
|
|
Nov 14, 2025
Q3 2025
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
8.14K+ 39.0% |
$305K - $331K
|
29K
$1.19M
|
|
|
Nov 14, 2025
Q3 2025
|
Gen Wealth Group, Inc.
|
BUY
|
- |
2.41K+ 2.88% |
$90.3K - $98K
|
85.9K
$3.52M
|
|
|
Nov 14, 2025
Q3 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-9.71K- 35.9% |
$364K - $395K
|
17.3K
$710K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
495+ 2.21% |
$18.6K - $20.1K
|
22.9K
$938K
|
|
|
Nov 14, 2025
Q3 2025
|
Milestone Investment Advisors LLC
Middleton, WI |
BUY
|
- |
3+ 0.05% |
$112 - $122
|
5.93K
$243K
|
|
|
Nov 14, 2025
Q3 2025
|
Balanced Rock Investment Advisor
Roslindale, MA |
BUY
|
- |
1.26K+ 0.83% |
$47K - $51.1K
|
152K
$6.23M
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
450+ 3.92% |
$16.9K - $18.3K
|
11.9K
$488K
|
|
|
Nov 14, 2025
Q3 2025
|
Larson Financial Group LLC
|
BUY
|
- |
11+ 0.46% |
$412 - $448
|
2.41K
$98.6K
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
10.9K+ 28.33% |
$409K - $444K
|
49.4K
$2.02M
|
|
|
Nov 04, 2025
Q3 2025
|
Flynn Zito Capital Management, LLC
|
SELL
|
- |
-390- 3.25% |
$14.6K - $15.9K
|
11.6K
$476K
|
|
|
Oct 30, 2025
Q3 2025
|
Bruce G. Allen Investments, LLC
Denver, CO |
BUY
|
- |
147+ 0.39% |
$5.51K - $5.98K
|
37.9K
$1.55M
|
|
|
Oct 30, 2025
Q3 2025
|
Sellwood Investment Partners LLC
Portland, OR |
BUY
|
- |
1.88K+ 0.37% |
$70.4K - $76.4K
|
509K
$20.8M
|
|
|
Oct 29, 2025
Q3 2025
|
Williams & Novak, LLC
Westlake Village, CA |
BUY
|
- |
5KNew |
$187K - $204K
|
5K
$205K
|
|
|
Oct 28, 2025
Q3 2025
|
Walkner Condon Financial Advisors LLC
|
BUY
|
- |
12.2KNew |
$459K - $498K
|
12.2K
$501K
|
|
|
Oct 28, 2025
Q3 2025
|
Jnba Financial Advisors
|
SELL
|
- |
-126- 1.21% |
$4.72K - $5.13K
|
10.3K
$422K
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-9.56K- 8.07% |
$358K - $389K
|
109K
$4.46M
|
|
|
Oct 22, 2025
Q3 2025
|
Rhs Financial, LLC
|
SELL
|
- |
-159- 1.79% |
$5.96K - $6.47K
|
8.71K
$357K
|
|
|
Oct 21, 2025
Q3 2025
|
Global Retirement Partners, LLC
|
SELL
|
- |
-14- 2.64% |
$525 - $570
|
516
$21.1K
|
|
|
Oct 10, 2025
Q3 2025
|
Arlington Financial Advisors, LLC
|
SELL
|
- |
-108- 0.08% |
$4.05K - $4.4K
|
133K
$5.45M
|
|
|
Oct 09, 2025
Q3 2025
|
Sprinkle Financial Consultants LLC
Littleton, CO |
BUY
|
- |
5.26KNew |
$197K - $214K
|
5.26K
$215K
|
|
|
Oct 09, 2025
Q3 2025
|
Advisor Net Financial, Inc
|
BUY
|
- |
4+ 0.13% |
$150 - $163
|
2.99K
$122K
|
|
|
Oct 07, 2025
Q3 2025
|
Kwb Wealth
Redlands, CA |
BUY
|
- |
645+ 7.26% |
$24.2K - $26.3K
|
9.53K
$390K
|
|
| Q2 2025 | |||||||
|
Nov 21, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-11K- 98.62% |
$352K - $419K
|
154
$6.31K
|
|
|
Aug 14, 2025
Q2 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
332New |
$10.6K - $12.7K
|
332
$13.6K
|
|
|
Aug 14, 2025
Q2 2025
|
Smartleaf Asset Management LLC
Boston, MA |
BUY
|
- |
1.45KNew |
$46.6K - $55.4K
|
1.45K
$59.5K
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jul 21, 2025
Q2 2025
|
Financial Insights, Inc.
|
BUY
|
- |
49.3KNew |
$1.58M - $1.88M
|
49.3K
$2.02M
|
|
|
Jul 11, 2025
Q2 2025
|
Bond & Devick Financial Network, Inc.
|
BUY
|
- |
1.24K+ 20.57% |
$39.6K - $47.1K
|
7.24K
$296K
|
|
| Q4 2024 | |||||||
|
Feb 14, 2025
Q4 2024
|
Ubs Group Ag
|
BUY
|
- |
233New |
$8.44K - $8.9K
|
233
$9.54K
|
|
|
Feb 03, 2025
Q4 2024
|
Vista Private Wealth Partners. LLC
|
BUY
|
- |
2+ 0.29% |
$72.4 - $76.4
|
684
$28K
|
|
| Q3 2024 | |||||||
|
Nov 13, 2024
Q3 2024
|
Providence Capital Advisors, LLC
Charlotte, NC |
BUY
|
- |
2.89KNew |
$97.2K - $108K
|
2.89K
$118K
|
|
| Q2 2024 | |||||||
|
Dec 02, 2025
Q2 2024
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-4.67K- 36.83% |
$155K - $166K
|
8.01K
$328K
|
|
| Q4 2023 | |||||||
|
Feb 13, 2024
Q4 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
900New |
$25.1K - $29.5K
|
900
$36.9K
|
|
| Q1 2023 | |||||||
|
May 10, 2023
Q1 2023
|
3 Edge Asset Management, LP
|
SELL
|
- |
-370- 2.0% |
$10.1K - $11.1K
|
18.1K
$741K
|
|
| Q4 2022 | |||||||
|
Aug 29, 2024
Q4 2022
|
Centennial Bank/Ar/
Conway, AR |
BUY
|
- |
3KNew |
$75.8K - $89K
|
3K
$123K
|
|
|
Jan 12, 2023
Q4 2022
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
130+ 0.54% |
$3.28K - $3.86K
|
24.4K
$998K
|
|
| Q2 2022 | |||||||
|
Sep 06, 2022
Q2 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
300New |
$7.98K - $9.49K
|
300
$12.3K
|
|
|
Aug 16, 2022
Q2 2022
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-48.9KClosed |
$1.3M - $1.55M
|
0
$0
|
|
| Q1 2022 | |||||||
|
May 12, 2022
Q1 2022
|
True North Advisors, LLC
|
SELL
|
- |
-37.2KClosed |
$1.1M - $1.26M
|
0
$0
|
|
|
May 10, 2022
Q1 2022
|
Nottingham Advisors, Inc.
Amherst, NY |
SELL
|
- |
-7.45KClosed |
$221K - $252K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 12, 2021
Q3 2021
|
Old Mission Capital LLC
|
SELL
|
- |
-23.5KClosed |
$703K - $743K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Jul 28, 2021
Q2 2021
|
Retirement Capital Strategies
|
SELL
|
- |
-49.2KClosed |
$1.44M - $1.54M
|
0
$0
|
|