Purchases and Sales Made in Q3 2022 in First Trust Rising Dividend Ac (RDVY)
This table provides information about the institutional ownership of First Trust Rising Dividend Ac (RDVY) during Q3 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST RISING DIVIDEND AC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 21, 2022
Q3 2022
|
Stegent Equity Advisors, Inc.
Houston, TX |
SELL
|
- |
-4.02K- 10.09% |
$156K - $187K
|
35.9K
$2.14M
|
|
|
Nov 02, 2022
Q3 2022
|
Stephens Inc
|
SELL
|
- |
-4.09K- 6.28% |
$159K - $190K
|
61K
$3.64M
|
|
|
Oct 13, 2022
Q3 2022
|
Castle Rock Wealth Management, LLC
|
SELL
|
- |
-4.16K- 8.53% |
$162K - $193K
|
44.6K
$2.66M
|
|
|
Oct 31, 2022
Q3 2022
|
Harel Insurance Investments & Financial Services Ltd.
|
SELL
|
- |
-4.5K- 8.33% |
$175K - $209K
|
49.5K
$2.96M
|
|
|
Nov 14, 2022
Q3 2022
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
SELL
|
- |
-4.6K- 1.39% |
$179K - $213K
|
327K
$19.5M
|
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-4.82K- 2.54% |
$187K - $224K
|
185K
$11M
|
|
|
Nov 14, 2022
Q3 2022
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-4.94K- 13.48% |
$192K - $229K
|
31.7K
$1.89M
|
|
|
Nov 02, 2022
Q3 2022
|
One Ascent Financial Services LLC
Birmingham, AL |
SELL
|
- |
-5.7K- 16.6% |
$221K - $264K
|
28.6K
$1.71M
|
|
|
Nov 10, 2022
Q3 2022
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-5.81K- 0.65% |
$226K - $270K
|
891K
$53.2M
|
|
|
Nov 10, 2022
Q3 2022
|
Kingsbury Capital Investment Advisors LLC
Evanston, IL |
SELL
|
- |
-5.85K- 7.85% |
$227K - $271K
|
68.7K
$4.1M
|
|
|
Nov 03, 2022
Q3 2022
|
Vestmark Advisory Solutions, Inc.
|
SELL
|
- |
-5.86K- 36.18% |
$228K - $272K
|
10.3K
$617K
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-5.89K- 11.29% |
$229K - $273K
|
46.2K
$2.76M
|
|
|
Oct 27, 2022
Q3 2022
|
Bay Colony Advisory Group, Inc D
|
SELL
|
- |
-6.07K- 14.08% |
$236K - $282K
|
37K
$2.21M
|
|
|
Nov 07, 2022
Q3 2022
|
Spire Wealth Management
|
SELL
|
- |
-6.16K- 7.29% |
$240K - $286K
|
78.4K
$4.68M
|
|
|
Nov 14, 2022
Q3 2022
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-6.75K- 1.26% |
$263K - $313K
|
531K
$31.7M
|
|
|
Nov 08, 2022
Q3 2022
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
SELL
|
- |
-6.77K- 35.74% |
$263K - $314K
|
12.2K
$727K
|
|
|
Oct 31, 2022
Q3 2022
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-6.86K- 11.97% |
$267K - $318K
|
50.5K
$3.01M
|
|
|
Nov 14, 2022
Q3 2022
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-6.91K- 2.3% |
$269K - $321K
|
293K
$17.5M
|
|
|
Nov 09, 2022
Q3 2022
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-6.99K- 2.31% |
$272K - $325K
|
296K
$17.6M
|
|
|
Oct 24, 2022
Q3 2022
|
Main Street Financial Solutions, LLC
|
SELL
|
- |
-7.29K- 15.54% |
$283K - $338K
|
39.6K
$2.37M
|
|
|
Nov 14, 2022
Q3 2022
|
Sutton Place Investors LLC
Katonah, NY |
SELL
|
- |
-7.41K- 24.83% |
$288K - $344K
|
22.4K
$1.34M
|
|
|
Nov 10, 2022
Q3 2022
|
Townsquare Capital LLC
|
SELL
|
- |
-7.45K- 10.81% |
$290K - $346K
|
61.5K
$3.67M
|
|
|
Nov 14, 2022
Q3 2022
|
Ameritas Advisory Services, LLC
Lincoln, NE |
SELL
|
- |
-7.56K- 4.09% |
$294K - $351K
|
177K
$10.6M
|
|
|
Nov 01, 2022
Q3 2022
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-7.99K- 2.94% |
$311K - $371K
|
263K
$15.7M
|
|
|
Oct 31, 2022
Q3 2022
|
Raymond James Trust N.A.
|
SELL
|
- |
-8.16K- 10.57% |
$317K - $379K
|
69K
$4.12M
|
|
|
Oct 27, 2022
Q3 2022
|
Thoroughbred Financial Services, LLC
|
SELL
|
- |
-9.06K- 9.02% |
$352K - $420K
|
91.4K
$5.46M
|
|
|
Nov 04, 2022
Q3 2022
|
V Wealth Advisors LLC
|
SELL
|
- |
-9.9K- 50.38% |
$385K - $459K
|
9.75K
$582K
|
|
|
Nov 14, 2022
Q3 2022
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
SELL
|
- |
-10.2K- 15.15% |
$395K - $472K
|
56.9K
$3.4M
|
|
|
Nov 09, 2022
Q3 2022
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-10.9K- 26.75% |
$422K - $504K
|
29.7K
$1.77M
|
|
|
Nov 14, 2022
Q3 2022
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
SELL
|
- |
-11.2K- 54.37% |
$435K - $520K
|
9.4K
$561K
|
|
|
Nov 14, 2022
Q3 2022
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-11.2K- 10.77% |
$436K - $521K
|
92.9K
$5.55M
|
|
|
Oct 17, 2022
Q3 2022
|
Hfg Advisors, Inc.
|
SELL
|
- |
-11.4K- 12.73% |
$442K - $528K
|
77.9K
$4.65M
|
|
|
Nov 14, 2022
Q3 2022
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-12.3K- 5.21% |
$478K - $571K
|
224K
$13.4M
|
|
|
Nov 14, 2022
Q3 2022
|
Kovack Advisors, Inc.
|
SELL
|
- |
-12.4K- 15.71% |
$481K - $574K
|
66.3K
$3.96M
|
|
|
Nov 10, 2022
Q3 2022
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-12.4K- 6.02% |
$481K - $574K
|
193K
$11.5M
|
|
|
Nov 03, 2022
Q3 2022
|
Global Retirement Partners, LLC
|
SELL
|
- |
-13.9K- 13.97% |
$540K - $645K
|
85.5K
$5.11M
|
|
|
Nov 14, 2022
Q3 2022
|
Advisory Services Network, LLC
|
SELL
|
- |
-14.6K- 31.5% |
$569K - $679K
|
31.8K
$1.9M
|
|
|
Oct 17, 2022
Q3 2022
|
Gps Wealth Strategies Group, LLC
|
SELL
|
- |
-15.3K- 22.0% |
$596K - $712K
|
54.4K
$3.25M
|
|
|
Oct 24, 2022
Q3 2022
|
Stratos Wealth Advisors, LLC
|
SELL
|
- |
-15.7K- 24.35% |
$610K - $728K
|
48.7K
$2.91M
|
|
|
Nov 01, 2022
Q3 2022
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
SELL
|
- |
-16.1K- 9.44% |
$626K - $748K
|
155K
$9.23M
|
|
|
Nov 01, 2022
Q3 2022
|
Mattern Wealth Management LLC
|
SELL
|
- |
-16.9K- 5.58% |
$656K - $784K
|
285K
$17M
|
|
|
Nov 14, 2022
Q3 2022
|
Financial Partners Group, Inc
Overland Park, KS |
SELL
|
- |
-22.1K- 3.18% |
$861K - $1.03M
|
675K
$40.3M
|
|
|
Nov 14, 2022
Q3 2022
|
Laurel Wealth Advisors, Inc.
Solana Beach, CA |
SELL
|
- |
-22.5K- 12.14% |
$875K - $1.04M
|
163K
$9.73M
|
|
|
Nov 08, 2022
Q3 2022
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-24K- 13.71% |
$934K - $1.12M
|
151K
$9.03M
|
|
|
Nov 14, 2022
Q3 2022
|
Greenwich Wealth Management LLC
Greenwich, CT |
SELL
|
- |
-26.3K- 35.91% |
$1.02M - $1.22M
|
47K
$2.81M
|
|
|
Oct 25, 2022
Q3 2022
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-26.9K- 6.12% |
$1.05M - $1.25M
|
412K
$24.6M
|
|
|
Nov 01, 2022
Q3 2022
|
Woodward Diversified Capital, LLC
|
SELL
|
- |
-29.5K- 51.23% |
$1.15M - $1.37M
|
28.1K
$1.68M
|
|
|
Nov 08, 2022
Q3 2022
|
Denver Wealth Management, Inc.
Greenwood Village, CO |
SELL
|
- |
-31.5K- 16.63% |
$1.22M - $1.46M
|
158K
$9.43M
|
|
|
Oct 24, 2022
Q3 2022
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-33.5K- 7.49% |
$1.3M - $1.55M
|
414K
$24.7M
|
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-33.8K- 1.06% |
$1.31M - $1.57M
|
3.14M
$188M
|