Purchases and Sales Made in Q3 2022 in First Trust Rising Dividend Ac (RDVY)
This table provides information about the institutional ownership of First Trust Rising Dividend Ac (RDVY) during Q3 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST RISING DIVIDEND AC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 25, 2022
Q3 2022
|
Ae Wealth Management LLC
|
SELL
|
- |
-46.7K- 21.39% |
$1.82M - $2.17M
|
172K
$10.3M
|
|
|
Oct 31, 2022
Q3 2022
|
Merit Financial Group, LLC
|
SELL
|
- |
-50K- 65.95% |
$1.94M - $2.32M
|
25.8K
$1.54M
|
|
|
Nov 10, 2022
Q3 2022
|
Mirae Asset Global Investments Co., Ltd.
|
SELL
|
- |
-52.4K- 30.43% |
$2.04M - $2.43M
|
120K
$7.15M
|
|
|
Nov 10, 2022
Q3 2022
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-54.3K- 6.27% |
$2.11M - $2.52M
|
811K
$48.4M
|
|
|
Oct 20, 2022
Q3 2022
|
Psi Advisors, LLC
|
SELL
|
- |
-58.7K- 75.37% |
$2.28M - $2.73M
|
19.2K
$1.15M
|
|
|
Nov 14, 2022
Q3 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-60.8K- 35.96% |
$2.36M - $2.82M
|
108K
$6.47M
|
|
|
Jan 27, 2023
Q3 2022
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-62.8K- 50.86% |
$2.44M - $2.92M
|
60.7K
$3.63M
|
|
|
Oct 20, 2022
Q3 2022
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-62.8K- 50.86% |
$2.44M - $2.92M
|
60.7K
$3.63M
|
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-66.7K- 0.42% |
$2.59M - $3.09M
|
15.7M
$937M
|
|
|
Nov 10, 2022
Q3 2022
|
Keystone Financial Group
|
SELL
|
- |
-68.5K- 37.02% |
$2.66M - $3.18M
|
117K
$6.96M
|
|
|
Oct 28, 2022
Q3 2022
|
Ifg Advisory, LLC
|
SELL
|
- |
-74K- 42.0% |
$2.88M - $3.44M
|
102K
$6.11M
|
|
|
Oct 21, 2022
Q3 2022
|
Great Valley Advisor Group, Inc.
|
SELL
|
- |
-77.8K- 67.57% |
$3.02M - $3.61M
|
37.3K
$2.23M
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-77.8K- 1.66% |
$3.03M - $3.61M
|
4.62M
$276M
|
|
|
Nov 14, 2022
Q3 2022
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-104K- 14.77% |
$4.04M - $4.82M
|
599K
$35.8M
|
|
|
Nov 03, 2022
Q3 2022
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-106K- 12.73% |
$4.12M - $4.92M
|
727K
$43.4M
|
|
|
Nov 01, 2022
Q3 2022
|
Zimmermann Investment Management & Planning LLC
|
SELL
|
- |
-113K- 84.64% |
$4.38M - $5.22M
|
20.4K
$1.22M
|
|
|
Oct 20, 2022
Q3 2022
|
First Heartland Consultants, Inc.
|
SELL
|
- |
-119K- 33.56% |
$4.63M - $5.53M
|
236K
$14.1M
|
|
|
Oct 26, 2022
Q3 2022
|
Truist Financial Corp
|
SELL
|
- |
-128K- 15.76% |
$4.96M - $5.92M
|
682K
$40.7M
|
|
|
Nov 08, 2022
Q3 2022
|
Ars Wealth Advisors Group, LLC
St. Petersburg, FL |
SELL
|
- |
-132KClosed |
$5.13M - $6.13M
|
0
$0
|
|
|
Nov 14, 2022
Q3 2022
|
Echo Wealth Management, LLC
|
SELL
|
- |
-140K- 59.16% |
$5.44M - $6.49M
|
96.5K
$5.76M
|
|
|
Feb 13, 2023
Q3 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-156K- 17.81% |
$6.05M - $7.22M
|
718K
$42.9M
|
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-184K- 6.3% |
$7.16M - $8.55M
|
2.74M
$164M
|
|
|
Nov 14, 2022
Q3 2022
|
Principle Wealth Partners LLC
|
SELL
|
- |
-203K- 95.91% |
$7.88M - $9.41M
|
8.64K
$516K
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
SELL
|
- |
-223K- 4.88% |
$8.66M - $10.3M
|
4.34M
$259M
|
|
|
Nov 04, 2022
Q3 2022
|
Western Wealth Management, LLC
|
SELL
|
- |
-225K- 19.71% |
$8.73M - $10.4M
|
915K
$54.6M
|
|
|
Nov 14, 2022
Q3 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-250K- 14.95% |
$9.7M - $11.6M
|
1.42M
$84.8M
|
|
|
Nov 01, 2022
Q3 2022
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-278K- 15.12% |
$10.8M - $12.9M
|
1.56M
$93.2M
|
|
|
Oct 28, 2022
Q3 2022
|
Advance Capital Management, Inc.
Southfield, MI |
SELL
|
- |
-332K- 8.73% |
$12.9M - $15.4M
|
3.47M
$207M
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-587K- 16.38% |
$22.8M - $27.2M
|
3M
$179M
|
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-664K- 4.68% |
$25.8M - $30.8M
|
13.5M
$808M
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-678K- 12.65% |
$26.4M - $31.5M
|
4.68M
$280M
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-744K- 10.89% |
$28.9M - $34.5M
|
6.09M
$363M
|
|
|
Nov 14, 2022
Q3 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-1M- 20.04% |
$39M - $46.6M
|
4M
$239M
|