Purchases and Sales Made in Q3 2023 in First Trust Rising Dividend Ac (RDVY)
This table provides information about the institutional ownership of First Trust Rising Dividend Ac (RDVY) during Q3 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST RISING DIVIDEND AC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2023
Q3 2023
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
8.63K+ 3.72% |
$393K - $428K
|
241K
$14.4M
|
|
|
Oct 11, 2023
Q3 2023
|
Geneos Wealth Management Inc.
|
BUY
|
- |
8.26K+ 11.56% |
$376K - $409K
|
79.6K
$4.76M
|
|
|
Nov 08, 2023
Q3 2023
|
Tru Independence LLC
|
BUY
|
- |
7.7K+ 15.1% |
$351K - $382K
|
58.7K
$3.5M
|
|
|
Nov 17, 2023
Q3 2023
|
Asset Allocation Strategies LLC
Farmington, MI |
BUY
|
- |
7.56K+ 5.58% |
$345K - $375K
|
143K
$8.54M
|
|
|
Oct 17, 2023
Q3 2023
|
Founders Financial Securities LLC
|
BUY
|
- |
7.26K+ 31.75% |
$331K - $360K
|
30.1K
$1.8M
|
|
|
Nov 13, 2023
Q3 2023
|
Salomon & Ludwin, LLC
|
BUY
|
- |
6.83KNew |
$311K - $339K
|
6.83K
$408K
|
|
|
Nov 03, 2023
Q3 2023
|
Loring Wolcott & Coolidge Fiduciary Advisors LLP
|
BUY
|
- |
6.24KNew |
$284K - $309K
|
6.24K
$373K
|
|
|
Nov 01, 2023
Q3 2023
|
Woodward Diversified Capital, LLC
|
BUY
|
- |
6.13K+ 35.55% |
$279K - $304K
|
23.4K
$1.4M
|
|
|
Oct 24, 2023
Q3 2023
|
Aspire Capital Advisors LLC
Seattle, WA |
BUY
|
- |
5.86K+ 4.63% |
$267K - $291K
|
132K
$7.91M
|
|
|
Nov 13, 2023
Q3 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
5.81K+ 1.82% |
$265K - $288K
|
325K
$19.4M
|
|
|
Nov 14, 2023
Q3 2023
|
Warren Averett Asset Management, LLC
Birmingham, AL |
BUY
|
- |
5.45KNew |
$248K - $270K
|
5.45K
$325K
|
|
|
Nov 02, 2023
Q3 2023
|
Aj Advisors, LLC
Nashville, TN |
BUY
|
- |
5.41K+ 4.08% |
$246K - $268K
|
138K
$8.24M
|
|
|
Apr 19, 2024
Q3 2023
|
Ashton Thomas Private Wealth, LLC
Scottsdale, AZ |
BUY
|
- |
5.39KNew |
$246K - $267K
|
5.39K
$322K
|
|
|
Nov 08, 2023
Q3 2023
|
Pro Vise Management Group, LLC
Clearwater, FL |
BUY
|
- |
5.39KNew |
$246K - $267K
|
5.39K
$322K
|
|
|
Nov 14, 2023
Q3 2023
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
- |
5.35KNew |
$244K - $265K
|
5.35K
$320K
|
|
|
Nov 13, 2023
Q3 2023
|
Cibc Private Wealth Group, LLC
|
BUY
|
- |
5.32KNew |
$242K - $264K
|
5.32K
$317K
|
|
|
Oct 23, 2023
Q3 2023
|
Pinnacle Associates LTD
|
BUY
|
- |
5.28K+ 3.09% |
$241K - $262K
|
176K
$10.5M
|
|
|
Nov 07, 2023
Q3 2023
|
Equitable Trust CO
|
BUY
|
- |
5KNew |
$228K - $248K
|
5K
$299K
|
|
|
Nov 14, 2023
Q3 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
4.86K+ 748.23% |
$221K - $241K
|
5.51K
$329K
|
|
|
Oct 18, 2023
Q3 2023
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
4.75K+ 4.58% |
$217K - $236K
|
109K
$6.48M
|
|
|
Oct 24, 2023
Q3 2023
|
Lynch & Associates
|
BUY
|
- |
4.72KNew |
$215K - $234K
|
4.72K
$282K
|
|
|
Oct 23, 2023
Q3 2023
|
Kingswood Wealth Advisors, LLC
San Diego, CA |
BUY
|
- |
4.7KNew |
$214K - $233K
|
4.7K
$281K
|
|
|
Nov 09, 2023
Q3 2023
|
Wealth Plan Investment Management, LLC
Omaha, NE |
BUY
|
- |
4.61KNew |
$210K - $228K
|
4.61K
$275K
|
|
|
Oct 19, 2023
Q3 2023
|
Good Life Advisors, LLC
|
BUY
|
- |
4.42K+ 1.32% |
$202K - $219K
|
338K
$20.2M
|
|
|
Nov 07, 2023
Q3 2023
|
Stonebridge Financial Planning Group, LLC
|
BUY
|
- |
4.41K+ 74.32% |
$201K - $218K
|
10.3K
$617K
|
|
|
Nov 08, 2023
Q3 2023
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
4.24K+ 9.97% |
$193K - $210K
|
46.7K
$2.79M
|
|
|
Nov 07, 2023
Q3 2023
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
4.19K+ 4.6% |
$191K - $207K
|
95.3K
$5.69M
|
|
|
Oct 10, 2023
Q3 2023
|
Howard Financial Services, Ltd.
|
BUY
|
- |
4.02K+ 2.46% |
$183K - $199K
|
168K
$10M
|
|
|
Oct 13, 2023
Q3 2023
|
Global Retirement Partners, LLC
|
BUY
|
- |
3.91K+ 4.66% |
$178K - $194K
|
87.8K
$5.25M
|
|
|
Nov 06, 2023
Q3 2023
|
Ascension Capital Advisors, Inc.
Houston, TX |
BUY
|
- |
3.77K+ 0.82% |
$172K - $187K
|
465K
$27.8M
|
|
|
Oct 12, 2023
Q3 2023
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
3.72K+ 8.73% |
$169K - $184K
|
46.3K
$2.77M
|
|
|
Oct 24, 2023
Q3 2023
|
Apexium Financial, LP
|
BUY
|
- |
3.65K+ 11.65% |
$166K - $181K
|
35K
$2.09M
|
|
|
Nov 01, 2023
Q3 2023
|
Barnes Pettey Financial Advisors, LLC
|
BUY
|
- |
3.65K+ 4.96% |
$166K - $181K
|
77.3K
$4.62M
|
|
|
Oct 31, 2023
Q3 2023
|
San Luis Wealth Advisors LLC
San Luis Obispo, CA |
BUY
|
- |
3.36K+ 9.79% |
$153K - $167K
|
37.7K
$2.25M
|
|
|
Oct 27, 2023
Q3 2023
|
Mainsail Financial Group, LLC
Bellevue, WA |
BUY
|
- |
3.31K+ 5.12% |
$151K - $164K
|
68K
$4.06M
|
|
|
Oct 27, 2023
Q3 2023
|
Sanchez Wealth Management Group
|
BUY
|
- |
3.23K+ 1.03% |
$147K - $160K
|
316K
$18.9M
|
|
|
Oct 11, 2023
Q3 2023
|
Cwm, LLC
|
BUY
|
- |
2.95K+ 1.27% |
$135K - $146K
|
236K
$14.1M
|
|
|
Nov 14, 2023
Q3 2023
|
Strategic Investment Solutions, Inc. /Il
Orland Park, IL |
BUY
|
- |
2.94KNew |
$134K - $146K
|
2.94K
$176K
|
|
|
Oct 10, 2023
Q3 2023
|
Householder Group Estate & Retirement Specialist, LLC
|
BUY
|
- |
2.9K+ 248.16% |
$132K - $144K
|
4.06K
$243K
|
|
|
Nov 15, 2023
Q3 2023
|
Objective Capital Management, LLC
|
BUY
|
- |
2.77K+ 13.75% |
$126K - $137K
|
22.9K
$1.37M
|
|
|
Oct 10, 2023
Q3 2023
|
Castle Rock Wealth Management, LLC
|
BUY
|
- |
2.76K+ 5.86% |
$126K - $137K
|
49.9K
$2.98M
|
|
|
Oct 20, 2023
Q3 2023
|
Ellsworth Advisors, LLC
|
BUY
|
- |
2.65K+ 17.95% |
$121K - $131K
|
17.4K
$1.04M
|
|
|
Nov 14, 2023
Q3 2023
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
2.62K+ 5.7% |
$119K - $130K
|
48.6K
$2.9M
|
|
|
Oct 31, 2023
Q3 2023
|
Wolf Group Capital Advisors
|
BUY
|
- |
2.57K+ 3.24% |
$117K - $127K
|
81.8K
$4.88M
|
|
|
Oct 23, 2023
Q3 2023
|
Sweet Financial Partners, LLC
|
BUY
|
- |
2.42K+ 0.59% |
$110K - $120K
|
414K
$24.7M
|
|
|
Oct 24, 2023
Q3 2023
|
Hfg Advisors, Inc.
|
BUY
|
- |
2.41K+ 2.91% |
$110K - $119K
|
85.3K
$5.09M
|
|
|
Nov 14, 2023
Q3 2023
|
Industrial Alliance Investment Management Inc.
Quebec, A8 |
BUY
|
- |
2.38KNew |
$108K - $118K
|
2.38K
$142K
|
|
|
Nov 13, 2023
Q3 2023
|
Brown Brothers Harriman & CO
New York, NY |
BUY
|
- |
2.35KNew |
$107K - $117K
|
2.35K
$140K
|
|
|
Oct 11, 2023
Q3 2023
|
Alliance Wealth Advisors, LLC
|
BUY
|
- |
2.31K+ 5.28% |
$105K - $115K
|
46.1K
$2.75M
|
|
|
Nov 13, 2023
Q3 2023
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
2K+ 2.33% |
$91.1K - $99.1K
|
87.7K
$5.24M
|