Purchases and Sales Made in Q3 2023 in First Trust Rising Dividend Ac (RDVY)
This table provides information about the institutional ownership of First Trust Rising Dividend Ac (RDVY) during Q3 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST RISING DIVIDEND AC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 03, 2023
Q3 2023
|
Cottonwood Capital Advisors, LLC
|
SELL
|
- |
-6.84K- 4.79% |
$312K - $339K
|
136K
$8.13M
|
|
|
Oct 31, 2023
Q3 2023
|
Moloney Securities Asset Management, LLC
|
SELL
|
- |
-6.95K- 29.2% |
$317K - $345K
|
16.8K
$1.01M
|
|
|
Oct 18, 2023
Q3 2023
|
Strategic Blueprint, LLC
Atlanta, GA |
SELL
|
- |
-7.05K- 11.04% |
$321K - $349K
|
56.8K
$3.39M
|
|
|
Oct 10, 2023
Q3 2023
|
Ignite Planners, LLC
|
SELL
|
- |
-7.07K- 17.15% |
$322K - $350K
|
34.1K
$2.04M
|
|
|
Nov 07, 2023
Q3 2023
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-7.6K- 7.91% |
$346K - $377K
|
88.4K
$5.28M
|
|
|
Oct 30, 2023
Q3 2023
|
Regatta Capital Group, LLC
El Segundo, CA |
SELL
|
- |
-8.79K- 2.65% |
$400K - $436K
|
322K
$19.3M
|
|
|
Nov 14, 2023
Q3 2023
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-8.83K- 5.03% |
$403K - $438K
|
167K
$9.95M
|
|
|
Nov 09, 2023
Q3 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-9.15K- 0.49% |
$417K - $454K
|
1.84M
$110M
|
|
|
Oct 13, 2023
Q3 2023
|
Arkadios Wealth Advisors
|
SELL
|
- |
-9.49K- 10.05% |
$433K - $471K
|
84.9K
$5.07M
|
|
|
Nov 08, 2023
Q3 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-9.61K- 2.17% |
$438K - $476K
|
434K
$25.9M
|
|
|
Nov 13, 2023
Q3 2023
|
Tfb Advisors LLC
Overland Park, KS |
SELL
|
- |
-9.75K- 24.91% |
$444K - $483K
|
29.4K
$1.76M
|
|
|
Nov 01, 2023
Q3 2023
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-9.97K- 12.98% |
$454K - $494K
|
66.8K
$3.99M
|
|
|
Nov 03, 2023
Q3 2023
|
Lincoln National Corp
|
SELL
|
- |
-10.6K- 10.39% |
$482K - $524K
|
91.2K
$5.44M
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-10.6K- 1.68% |
$483K - $525K
|
622K
$37.1M
|
|
|
Nov 13, 2023
Q3 2023
|
Ifg Advisory, LLC
|
SELL
|
- |
-10.7K- 20.01% |
$489K - $532K
|
42.9K
$2.56M
|
|
|
Nov 14, 2023
Q3 2023
|
Fsb Premier Wealth Management, Inc.
|
SELL
|
- |
-10.9K- 36.56% |
$498K - $542K
|
19K
$1.13M
|
|
|
Nov 14, 2023
Q3 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
SELL
|
- |
-11.2K- 24.88% |
$510K - $555K
|
33.8K
$2.02M
|
|
|
Oct 13, 2023
Q3 2023
|
Pfg Advisors
|
SELL
|
- |
-11.3K- 5.44% |
$517K - $562K
|
197K
$11.8M
|
|
|
Oct 13, 2023
Q3 2023
|
Avidian Wealth Solutions, LLC
|
SELL
|
- |
-12.1K- 9.51% |
$550K - $599K
|
115K
$6.86M
|
|
|
Dec 07, 2023
Q3 2023
|
Dagco, Inc.
|
SELL
|
- |
-13.2K- 81.6% |
$601K - $654K
|
2.98K
$178K
|
|
|
Oct 24, 2023
Q3 2023
|
Total Clarity Wealth Management, Inc.
|
SELL
|
- |
-14.3K- 52.07% |
$654K - $711K
|
13.2K
$788K
|
|
|
Oct 19, 2023
Q3 2023
|
Kovack Advisors, Inc.
|
SELL
|
- |
-15K- 21.96% |
$683K - $743K
|
53.2K
$3.18M
|
|
|
Nov 09, 2023
Q3 2023
|
First Heartland Consultants, Inc.
|
SELL
|
- |
-15.4K- 6.08% |
$701K - $763K
|
238K
$14.2M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-16.3K- 3.44% |
$741K - $806K
|
456K
$27.2M
|
|
|
Nov 15, 2023
Q3 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-17.2K- 3.52% |
$785K - $854K
|
472K
$28.2M
|
|
|
Nov 13, 2023
Q3 2023
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-18.6K- 6.71% |
$849K - $924K
|
259K
$15.5M
|
|
|
Oct 02, 2023
Q3 2023
|
Park National Corp
|
SELL
|
- |
-19.8K- 6.48% |
$901K - $980K
|
285K
$17M
|
|
|
Nov 14, 2023
Q3 2023
|
Waterloo Capital, L.P.
Austin, TX |
SELL
|
- |
-20K- 62.79% |
$914K - $994K
|
11.9K
$709K
|
|
|
Nov 14, 2023
Q3 2023
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-20.2K- 18.27% |
$921K - $1M
|
90.4K
$5.4M
|
|
|
Nov 09, 2023
Q3 2023
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-21K- 6.13% |
$959K - $1.04M
|
322K
$19.3M
|
|
|
Oct 18, 2023
Q3 2023
|
Advisory Alpha, LLC
|
SELL
|
- |
-24.1K- 10.43% |
$1.1M - $1.19M
|
207K
$12.3M
|
|
|
Oct 16, 2023
Q3 2023
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-29.9K- 29.0% |
$1.36M - $1.48M
|
73.2K
$4.37M
|
|
|
Nov 14, 2023
Q3 2023
|
Guardian Wealth Advisors, LLC
Raleigh, NC |
SELL
|
- |
-34.6K- 8.39% |
$1.58M - $1.72M
|
378K
$22.5M
|
|
|
Nov 14, 2023
Q3 2023
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
SELL
|
- |
-38.8K- 64.68% |
$1.77M - $1.92M
|
21.2K
$1.26M
|
|
|
Nov 13, 2023
Q3 2023
|
Private Advisory Group LLC
Redmond, WA |
SELL
|
- |
-38.9K- 73.97% |
$1.77M - $1.93M
|
13.7K
$817K
|
|
|
Nov 13, 2023
Q3 2023
|
Prudential Financial Inc
Newark, NJ |
SELL
|
- |
-40.5K- 32.62% |
$1.84M - $2.01M
|
83.6K
$4.99M
|
|
|
Nov 07, 2023
Q3 2023
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-60.9K- 9.53% |
$2.78M - $3.02M
|
578K
$34.5M
|
|
|
Nov 08, 2023
Q3 2023
|
Aptus Capital Advisors, LLC
|
SELL
|
- |
-62.3K- 14.0% |
$2.84M - $3.09M
|
383K
$22.9M
|
|
|
Nov 08, 2023
Q3 2023
|
Consolidated Planning Corp
Atlanta, GA |
SELL
|
- |
-68.6K- 49.54% |
$3.13M - $3.4M
|
69.9K
$4.17M
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-71.5K- 1.94% |
$3.26M - $3.54M
|
3.61M
$216M
|
|
|
Nov 13, 2023
Q3 2023
|
Geo Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-72.5K- 94.82% |
$3.3M - $3.59M
|
3.96K
$236K
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-77.4K- 11.56% |
$3.53M - $3.84M
|
592K
$35.4M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-84.9K- 3.34% |
$3.87M - $4.21M
|
2.45M
$147M
|
|
|
Oct 26, 2023
Q3 2023
|
Comerica Securities,Inc.
|
SELL
|
- |
-90.1K- 67.61% |
$4.11M - $4.47M
|
43.2K
$2.58M
|
|
|
Jan 24, 2024
Q3 2023
|
Cedrus LLC
Littleton, CO |
SELL
|
- |
-93.7K- 39.68% |
$4.27M - $4.65M
|
142K
$8.51M
|
|
|
Nov 06, 2023
Q3 2023
|
Keystone Financial Group
|
SELL
|
- |
-115K- 75.84% |
$5.25M - $5.71M
|
36.7K
$2.19M
|
|
|
Nov 14, 2023
Q3 2023
|
Keebeck Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-287K- 98.0% |
$13.1M - $14.2M
|
5.85K
$349K
|
|
|
Oct 13, 2023
Q3 2023
|
Advance Capital Management, Inc.
Southfield, MI |
SELL
|
- |
-389K- 11.55% |
$17.7M - $19.3M
|
2.98M
$178M
|