Purchases and Sales Made in Q4 2022 in First Trust Rising Dividend Ac (RDVY)
This table provides information about the institutional ownership of First Trust Rising Dividend Ac (RDVY) during Q4 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST RISING DIVIDEND AC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 20, 2023
Q4 2022
|
Alta Wealth Advisors LLC
|
SELL
|
- |
-5.5K- 4.24% |
$216K - $259K
|
124K
$7.41M
|
|
|
Feb 10, 2023
Q4 2022
|
Jackson Wealth Management, LLC
|
SELL
|
- |
-5.52K- 49.62% |
$217K - $260K
|
5.61K
$335K
|
|
|
Jan 25, 2023
Q4 2022
|
Stephens Inc
|
SELL
|
- |
-5.61K- 9.2% |
$221K - $264K
|
55.4K
$3.31M
|
|
|
Feb 01, 2023
Q4 2022
|
Creative Financial Designs Inc
|
SELL
|
- |
-5.8K- 10.83% |
$228K - $273K
|
47.7K
$2.85M
|
|
|
Jan 27, 2023
Q4 2022
|
Gps Wealth Strategies Group, LLC
|
SELL
|
- |
-5.93K- 10.9% |
$233K - $279K
|
48.4K
$2.89M
|
|
|
Jan 11, 2023
Q4 2022
|
Onyx Bridge Wealth Group LLC
|
SELL
|
- |
-6.18K- 23.28% |
$243K - $291K
|
20.4K
$1.22M
|
|
|
Feb 10, 2023
Q4 2022
|
Weitzel Financial Services, Inc.
|
SELL
|
- |
-6.28K- 4.68% |
$247K - $295K
|
128K
$7.64M
|
|
|
Jan 13, 2023
Q4 2022
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-6.49K- 12.57% |
$255K - $305K
|
45.1K
$2.69M
|
|
|
Jan 31, 2023
Q4 2022
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-6.51K- 6.51% |
$256K - $306K
|
93.6K
$5.59M
|
|
|
Jan 31, 2023
Q4 2022
|
Bickling Financial Services, Inc.
Lexington, MA |
SELL
|
- |
-6.55K- 7.04% |
$258K - $308K
|
86.5K
$5.16M
|
|
|
Jan 20, 2023
Q4 2022
|
Genesee Capital Advisors, LLC
|
SELL
|
- |
-7.86K- 7.02% |
$309K - $370K
|
104K
$6.22M
|
|
|
Feb 15, 2023
Q4 2022
|
Td Capital Management LLC
Memphis, TN |
SELL
|
- |
-8.07K- 26.72% |
$317K - $380K
|
22.1K
$1.32M
|
|
|
Jan 24, 2023
Q4 2022
|
Park Avenue Securities LLC
|
SELL
|
- |
-8.8K- 62.3% |
$346K - $414K
|
5.33K
$318K
|
|
|
Nov 17, 2023
Q4 2022
|
National Wealth Management Group, LLC
Cincinnati, OH |
SELL
|
- |
-9.2K- 47.9% |
$362K - $433K
|
10K
$598K
|
|
|
Feb 07, 2023
Q4 2022
|
Fortress Wealth Group, LLC
Orlando, FL |
SELL
|
- |
-9.74K- 3.23% |
$383K - $458K
|
292K
$17.4M
|
|
|
Nov 14, 2024
Q4 2022
|
Plotkin Financial Advisors, LLC
Chevy Chase, MD |
SELL
|
- |
-9.77K- 5.0% |
$384K - $460K
|
185K
$11.1M
|
|
|
Feb 14, 2023
Q4 2022
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-10.1K- 4.31% |
$395K - $473K
|
223K
$13.3M
|
|
|
Feb 03, 2023
Q4 2022
|
Ascension Capital Advisors, Inc.
Houston, TX |
SELL
|
- |
-10.1K- 2.13% |
$396K - $474K
|
463K
$27.6M
|
|
|
Feb 13, 2023
Q4 2022
|
Geo Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-11.1K- 49.87% |
$436K - $522K
|
11.1K
$666K
|
|
|
Feb 10, 2023
Q4 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-11.1K- 1.24% |
$436K - $522K
|
882K
$52.7M
|
|
|
Feb 01, 2023
Q4 2022
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-11.2K- 53.54% |
$439K - $525K
|
9.69K
$579K
|
|
|
Feb 13, 2023
Q4 2022
|
Sovereign Financial Group, Inc.
Stamford, CT |
SELL
|
- |
-11.5K- 17.53% |
$453K - $542K
|
54.2K
$3.24M
|
|
|
Feb 07, 2023
Q4 2022
|
Thoroughbred Financial Services, LLC
|
SELL
|
- |
-12.2K- 13.31% |
$478K - $572K
|
79.2K
$4.73M
|
|
|
Jan 13, 2023
Q4 2022
|
First Heartland Consultants, Inc.
|
SELL
|
- |
-12.4K- 5.26% |
$488K - $584K
|
223K
$13.3M
|
|
|
Feb 02, 2023
Q4 2022
|
San Luis Wealth Advisors LLC
San Luis Obispo, CA |
SELL
|
- |
-14.2K- 41.01% |
$558K - $667K
|
20.4K
$1.22M
|
|
|
Feb 14, 2023
Q4 2022
|
Ica Group Wealth Management, LLC
Denver, CO |
SELL
|
- |
-14.3K- 9.46% |
$564K - $674K
|
137K
$8.19M
|
|
|
Feb 14, 2023
Q4 2022
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-14.5K- 48.84% |
$571K - $683K
|
15.2K
$908K
|
|
|
Feb 07, 2023
Q4 2022
|
Cozad Asset Management Inc
Champaign, IL |
SELL
|
- |
-14.6K- 15.83% |
$576K - $688K
|
77.8K
$4.64M
|
|
|
Jan 20, 2023
Q4 2022
|
Zimmermann Investment Management & Planning LLC
|
SELL
|
- |
-14.7K- 72.07% |
$579K - $693K
|
5.71K
$341K
|
|
|
Jan 25, 2023
Q4 2022
|
Wealth Advisors, Inc.
|
SELL
|
- |
-14.7K- 19.73% |
$579K - $693K
|
59.9K
$3.58M
|
|
|
Feb 10, 2023
Q4 2022
|
Sfi Advisors, LLC
Montclair, NJ |
SELL
|
- |
-15.3K- 16.22% |
$602K - $720K
|
79K
$4.72M
|
|
|
Dec 13, 2023
Q4 2022
|
Continuum Advisory, LLC
Eagle, ID |
SELL
|
- |
-15.4K- 62.12% |
$606K - $725K
|
9.39K
$561K
|
|
|
Feb 10, 2023
Q4 2022
|
Continuum Advisory, LLC
Eagle, ID |
SELL
|
- |
-15.4K- 62.12% |
$606K - $725K
|
9.39K
$561K
|
|
|
Feb 03, 2023
Q4 2022
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-15.6K- 24.1% |
$615K - $736K
|
49.3K
$2.94M
|
|
|
Feb 02, 2023
Q4 2022
|
Raymond James Trust N.A.
|
SELL
|
- |
-16.7K- 24.19% |
$656K - $785K
|
52.3K
$3.12M
|
|
|
Feb 13, 2023
Q4 2022
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-16.9K- 5.77% |
$666K - $797K
|
276K
$16.5M
|
|
|
Jan 19, 2023
Q4 2022
|
Stratos Wealth Advisors, LLC
|
SELL
|
- |
-18.1K- 37.14% |
$712K - $851K
|
30.6K
$1.83M
|
|
|
Feb 07, 2023
Q4 2022
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-18.9K- 30.81% |
$744K - $890K
|
42.5K
$2.54M
|
|
|
Feb 02, 2023
Q4 2022
|
Stegent Equity Advisors, Inc.
Houston, TX |
SELL
|
- |
-20.1K- 56.0% |
$790K - $945K
|
15.8K
$942K
|
|
|
Feb 01, 2023
Q4 2022
|
Invst, LLC
Indianapolis, IN |
SELL
|
- |
-20.4K- 11.06% |
$801K - $959K
|
164K
$9.78M
|
|
|
Jan 20, 2023
Q4 2022
|
Beacon Financial Advisory LLC
|
SELL
|
- |
-21.1K- 43.12% |
$829K - $991K
|
27.8K
$1.66M
|
|
|
Jan 12, 2023
Q4 2022
|
One Ascent Financial Services LLC
Birmingham, AL |
SELL
|
- |
-21.8K- 76.2% |
$858K - $1.03M
|
6.82K
$407K
|
|
|
Jan 19, 2023
Q4 2022
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-22.6K- 5.46% |
$889K - $1.06M
|
391K
$23.4M
|
|
|
Feb 09, 2023
Q4 2022
|
Citigroup Inc
|
SELL
|
- |
-25.2K- 5.72% |
$990K - $1.18M
|
414K
$24.8M
|
|
|
Jan 11, 2023
Q4 2022
|
Arkadios Wealth Advisors
|
SELL
|
- |
-25.2K- 19.72% |
$991K - $1.18M
|
103K
$6.12M
|
|
|
Feb 10, 2023
Q4 2022
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
SELL
|
- |
-25.8K- 12.69% |
$1.01M - $1.21M
|
177K
$10.6M
|
|
|
Feb 14, 2023
Q4 2022
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-25.9K- 13.43% |
$1.02M - $1.22M
|
167K
$9.99M
|
|
|
Feb 15, 2023
Q4 2022
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-28.7K- 4.94% |
$1.13M - $1.35M
|
552K
$33M
|
|
|
Feb 14, 2023
Q4 2022
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-28.8K- 3.91% |
$1.13M - $1.35M
|
707K
$42.2M
|
|
|
Jan 25, 2023
Q4 2022
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-29.3K- 31.5% |
$1.15M - $1.38M
|
63.7K
$3.8M
|