Purchases and Sales Made in Q3 2021 in First Trust ETF Iii Riverfront (RFDI)
This table provides information about the institutional ownership of First Trust ETF Iii Riverfront (RFDI) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST ETF III RIVERFRONT.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
311KNew |
$21.6M - $23.7M
|
311K
$19.6M
|
|
|
Nov 15, 2021
Q3 2021
|
First Heartland Consultants, Inc.
|
BUY
|
- |
53.8KNew |
$3.72M - $4.08M
|
53.8K
$3.39M
|
|
|
Oct 19, 2021
Q3 2021
|
Central Trust CO
Jefferson City, MO |
BUY
|
- |
16.2K+ 1810.76% |
$1.12M - $1.23M
|
17K
$1.07M
|
|
|
Nov 02, 2021
Q3 2021
|
River Front Investment Group, LLC
Richmond, VA |
BUY
|
- |
14.7K+ 2.9% |
$1.02M - $1.12M
|
521K
$32.9M
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
6.71K+ 5.06% |
$465K - $510K
|
139K
$8.78M
|
|
|
Oct 14, 2021
Q3 2021
|
Davenport & CO LLC
|
BUY
|
- |
6.43K+ 158.77% |
$445K - $488K
|
10.5K
$661K
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
4.75K+ 101.13% |
$329K - $361K
|
9.46K
$596K
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
4.21K+ 27.66% |
$291K - $320K
|
19.4K
$1.22M
|
|
|
Oct 12, 2021
Q3 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
3.95K+ 68.03% |
$273K - $300K
|
9.75K
$614K
|
|
|
Nov 12, 2021
Q3 2021
|
Prospera Financial Services Inc
|
BUY
|
- |
3.09K+ 8.71% |
$214K - $235K
|
38.5K
$2.43M
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
1.63K+ 28.14% |
$113K - $124K
|
7.41K
$467K
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
926+ 0.49% |
$64.1K - $70.3K
|
190K
$12M
|
|
|
Oct 29, 2021
Q3 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
770+ 15.9% |
$53.3K - $58.5K
|
5.61K
$354K
|
|
|
Nov 15, 2021
Q3 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
642+ 6.31% |
$44.4K - $48.8K
|
10.8K
$682K
|
|
|
Nov 12, 2021
Q3 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
228+ 0.48% |
$15.8K - $17.3K
|
47.8K
$3.02M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
205+ 2.74% |
$14.2K - $15.6K
|
7.68K
$484K
|
|
|
Nov 15, 2021
Q3 2021
|
O'Dell Group, LLC
Cincinnati, OH |
BUY
|
- |
48New |
$3.32K - $3.65K
|
48
$3.03K
|
|
|
Nov 12, 2021
Q3 2021
|
Centaurus Financial, Inc.
|
BUY
|
- |
43+ 1.41% |
$2.98K - $3.27K
|
3.1K
$195K
|
|
|
Oct 21, 2021
Q3 2021
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
14+ 0.47% |
$969 - $1.06K
|
2.98K
$188K
|
|
|
Oct 06, 2021
Q3 2021
|
Ifp Advisors, Inc
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-26Closed |
$1.8K - $1.98K
|
0
$0
|
|
|
Nov 04, 2021
Q3 2021
|
Walkner Condon Financial Advisors LLC
|
SELL
|
- |
-30- 0.44% |
$2.08K - $2.28K
|
6.76K
$426K
|
|
|
Nov 05, 2021
Q3 2021
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
SELL
|
- |
-50- 1.98% |
$3.46K - $3.8K
|
2.48K
$156K
|
|
|
Nov 12, 2021
Q3 2021
|
Strategic Blueprint, LLC
Atlanta, GA |
SELL
|
- |
-175Closed |
$12.1K - $13.3K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-233- 4.26% |
$16.1K - $17.7K
|
5.23K
$330K
|
|
|
Nov 05, 2021
Q3 2021
|
Lindbrook Capital, LLC
|
SELL
|
- |
-280Closed |
$19.4K - $21.3K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Cranbrook Wealth Management, LLC
|
SELL
|
- |
-318- 2.97% |
$22K - $24.2K
|
10.4K
$655K
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-334- 2.36% |
$23.1K - $25.4K
|
13.8K
$871K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-371Closed |
$25.7K - $28.2K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-433- 4.4% |
$30K - $32.9K
|
9.4K
$592K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-545- 1.75% |
$37.7K - $41.4K
|
30.7K
$1.93M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-685- 3.9% |
$47.4K - $52K
|
16.9K
$1.06M
|
|
|
Nov 02, 2021
Q3 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-933- 2.89% |
$64.6K - $70.9K
|
31.3K
$1.97M
|
|
|
Nov 09, 2021
Q3 2021
|
Truadvice, LLC
Sarasota, FL |
SELL
|
- |
-935- 3.83% |
$64.7K - $71K
|
23.5K
$1.48M
|
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
SELL
|
- |
-1.83K- 1.15% |
$126K - $139K
|
157K
$9.92M
|
|
|
Oct 07, 2021
Q3 2021
|
Elevated Capital Advisors, LLC
Sandy, UT |
SELL
|
- |
-1.87K- 7.58% |
$130K - $142K
|
22.8K
$1.44M
|
|
|
Nov 03, 2021
Q3 2021
|
Brookstone Capital Management
|
SELL
|
- |
-2.29K- 6.69% |
$158K - $174K
|
31.9K
$2.01M
|
|
|
Oct 12, 2021
Q3 2021
|
Ifg Advisory, LLC
|
SELL
|
- |
-2.87KClosed |
$198K - $218K
|
0
$0
|
|
|
Oct 12, 2021
Q3 2021
|
Moneywise, Inc.
|
SELL
|
- |
-3.41K- 19.78% |
$236K - $259K
|
13.8K
$871K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-4.98K- 6.14% |
$345K - $378K
|
76.1K
$4.8M
|
|
|
Nov 16, 2021
Q3 2021
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-5.84K- 19.37% |
$404K - $444K
|
24.3K
$1.53M
|
|
|
Nov 12, 2021
Q3 2021
|
Old Mission Capital LLC
|
SELL
|
- |
-99.1KClosed |
$6.86M - $7.53M
|
0
$0
|