Purchases and Sales Made in Q4 2021 in First Trust ETF Iii Riverfront (RFDI)
This table provides information about the institutional ownership of First Trust ETF Iii Riverfront (RFDI) during Q4 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST ETF III RIVERFRONT.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 08, 2022
Q4 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
45.7K+ 11430.0% |
$3.13M - $3.4M
|
46.1K
$2.91M
|
|
|
Feb 10, 2022
Q4 2021
|
Old Mission Capital LLC
|
BUY
|
- |
43.2KNew |
$2.96M - $3.22M
|
43.2K
$2.73M
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
20.2K+ 6.49% |
$1.38M - $1.5M
|
332K
$20.9M
|
|
|
Feb 14, 2022
Q4 2021
|
Hilltop Holdings Inc.
Dallas, TX |
BUY
|
- |
18.5KNew |
$1.27M - $1.37M
|
18.5K
$1.17M
|
|
|
Feb 11, 2022
Q4 2021
|
First Heartland Consultants, Inc.
|
BUY
|
- |
16.1K+ 29.88% |
$1.1M - $1.2M
|
69.8K
$4.41M
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
9.23KNew |
$632K - $686K
|
9.23K
$583K
|
|
|
Feb 08, 2022
Q4 2021
|
Central Trust CO
Jefferson City, MO |
BUY
|
- |
8.18K+ 47.97% |
$560K - $608K
|
25.2K
$1.59M
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
5.94K+ 7.81% |
$407K - $442K
|
82K
$5.18M
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
5.89K+ 1490.13% |
$403K - $438K
|
6.28K
$397K
|
|
|
Feb 16, 2022
Q4 2021
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
5.12KNew |
$351K - $381K
|
5.12K
$323K
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
4.57K+ 3.28% |
$313K - $340K
|
144K
$9.09M
|
|
|
Feb 09, 2022
Q4 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
4.09K+ 8.55% |
$280K - $304K
|
51.9K
$3.28M
|
|
|
Jan 27, 2022
Q4 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
3.26K+ 23.54% |
$223K - $242K
|
17.1K
$1.08M
|
|
|
Feb 24, 2023
Q4 2021
|
Kaydan Wealth Management, Inc.
Fenton, MI |
BUY
|
- |
3.06KNew |
$210K - $228K
|
3.06K
$193K
|
|
|
Feb 14, 2022
Q4 2021
|
Ifg Advisory, LLC
|
BUY
|
- |
2.93KNew |
$201K - $218K
|
2.93K
$185K
|
|
|
Mar 21, 2023
Q4 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
1.6K+ 27.72% |
$110K - $119K
|
7.39K
$466K
|
|
|
Feb 03, 2022
Q4 2021
|
Moisand Fitzgerald Tamayo, LLC
|
BUY
|
- |
952New |
$65.2K - $70.8K
|
952
$60.1K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
790+ 4.68% |
$54.1K - $58.8K
|
17.7K
$1.12M
|
|
|
Feb 10, 2022
Q4 2021
|
Prospera Financial Services Inc
|
BUY
|
- |
717+ 1.86% |
$49.1K - $53.3K
|
39.2K
$2.48M
|
|
|
Feb 07, 2022
Q4 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
585+ 1.87% |
$40.1K - $43.5K
|
31.9K
$2.01M
|
|
|
Feb 22, 2022
Q4 2021
|
Tyler Stone Wealth Management
Beachwood, OH |
BUY
|
- |
425New |
$29.1K - $31.6K
|
425
$26.8K
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
326+ 1.68% |
$22.3K - $24.3K
|
19.8K
$1.25M
|
|
|
Jan 24, 2022
Q4 2021
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
264+ 8.87% |
$18.1K - $19.6K
|
3.24K
$205K
|
|
|
Feb 02, 2022
Q4 2021
|
Quad Cities Investment Group, LLC
Davenport, IA |
BUY
|
- |
141+ 1.5% |
$9.66K - $10.5K
|
9.54K
$602K
|
|
|
Feb 10, 2022
Q4 2021
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
20New |
$1.37K - $1.49K
|
20
$1.26K
|
|
|
Feb 14, 2022
Q4 2021
|
Cranbrook Wealth Management, LLC
|
BUY
|
- |
3+ 0.03% |
$205 - $223
|
10.4K
$657K
|
|
|
Feb 01, 2022
Q4 2021
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-1- 2.33% |
$68.5 - $74.4
|
42
$2.65K
|
|
|
Jan 12, 2022
Q4 2021
|
Moneywise, Inc.
|
SELL
|
- |
-7- 0.05% |
$479 - $521
|
13.8K
$872K
|
|
|
Feb 14, 2022
Q4 2021
|
Barclays PLC
London, X0 |
SELL
|
- |
-39Closed |
$2.67K - $2.9K
|
0
$0
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-42- 1.99% |
$2.88K - $3.12K
|
2.07K
$130K
|
|
|
Feb 01, 2022
Q4 2021
|
Centaurus Financial, Inc.
|
SELL
|
- |
-111- 3.59% |
$7.6K - $8.26K
|
2.98K
$188K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-174- 0.57% |
$11.9K - $12.9K
|
30.5K
$1.93M
|
|
|
Feb 10, 2022
Q4 2021
|
Davenport & CO LLC
|
SELL
|
- |
-210- 2.0% |
$14.4K - $15.6K
|
10.3K
$648K
|
|
|
Feb 09, 2022
Q4 2021
|
Truadvice, LLC
Sarasota, FL |
SELL
|
- |
-297- 1.27% |
$20.3K - $22.1K
|
23.2K
$1.46M
|
|
|
Feb 17, 2022
Q4 2021
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-701- 12.49% |
$48K - $52.1K
|
4.91K
$310K
|
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-719- 13.74% |
$49.2K - $53.5K
|
4.52K
$285K
|
|
|
Jan 14, 2022
Q4 2021
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-2.09K- 21.42% |
$143K - $155K
|
7.66K
$484K
|
|
|
Feb 15, 2022
Q4 2021
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-3.54K- 14.55% |
$242K - $263K
|
20.8K
$1.31M
|
|
|
Feb 11, 2022
Q4 2021
|
Walkner Condon Financial Advisors LLC
|
SELL
|
- |
-6.76KClosed |
$463K - $503K
|
0
$0
|
|
|
Jan 11, 2022
Q4 2021
|
Brookstone Capital Management
|
SELL
|
- |
-6.92K- 21.67% |
$474K - $515K
|
25K
$1.58M
|
|
|
Feb 14, 2022
Q4 2021
|
Truist Financial Corp
|
SELL
|
- |
-9.94K- 6.31% |
$680K - $739K
|
147K
$9.31M
|
|
|
Feb 04, 2022
Q4 2021
|
Envestnet Asset Management Inc
|
SELL
|
- |
-11K- 5.75% |
$750K - $815K
|
179K
$11.3M
|
|
|
Feb 10, 2022
Q4 2021
|
River Front Investment Group, LLC
Richmond, VA |
SELL
|
- |
-68.3K- 13.1% |
$4.68M - $5.08M
|
453K
$28.6M
|