Purchases and Sales Made in Q4 2022 in First Trust ETF Iii Riverfront (RFDI)
This table provides information about the institutional ownership of First Trust ETF Iii Riverfront (RFDI) during Q4 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST ETF III RIVERFRONT.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 24, 2023
Q4 2022
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
842K+ 850337.38% |
$39.1M - $46.2M
|
842K
$53.2M
|
|
|
Feb 14, 2023
Q4 2022
|
Per Stirling Capital Management, Llc.
Austin, TX |
BUY
|
- |
101KNew |
$4.7M - $5.55M
|
101K
$6.39M
|
|
|
Feb 14, 2023
Q4 2022
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
62.1K+ 310.69% |
$2.89M - $3.41M
|
82.1K
$5.19M
|
|
|
Feb 14, 2023
Q4 2022
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
36.1KNew |
$1.68M - $1.98M
|
36.1K
$2.28M
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
BUY
|
- |
16.5K+ 135.51% |
$768K - $907K
|
28.7K
$1.82M
|
|
|
Feb 08, 2023
Q4 2022
|
Prospera Financial Services Inc
|
BUY
|
- |
13.1K+ 29.01% |
$608K - $717K
|
58.1K
$3.67M
|
|
|
Jan 30, 2023
Q4 2022
|
Moneywise, Inc.
|
BUY
|
- |
10.4K+ 54.86% |
$482K - $569K
|
29.3K
$1.85M
|
|
|
Jan 26, 2023
Q4 2022
|
Central Trust CO
Jefferson City, MO |
BUY
|
- |
5.26K+ 18.46% |
$244K - $288K
|
33.7K
$2.13M
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
4.09KNew |
$190K - $224K
|
4.09K
$258K
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
4.03K+ 48.22% |
$187K - $221K
|
12.4K
$782K
|
|
|
Feb 13, 2023
Q4 2022
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
3.79KNew |
$176K - $208K
|
3.79K
$239K
|
|
|
Feb 15, 2023
Q4 2022
|
River Front Investment Group, LLC
Richmond, VA |
BUY
|
- |
3.3K+ 0.86% |
$153K - $181K
|
387K
$24.5M
|
|
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
2.45KNew |
$114K - $134K
|
2.45K
$155K
|
|
|
Jan 17, 2023
Q4 2022
|
Elevated Capital Advisors, LLC
Sandy, UT |
BUY
|
- |
1.26K+ 5.76% |
$58.6K - $69.2K
|
23.2K
$1.46M
|
|
|
Feb 07, 2023
Q4 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
641New |
$29.8K - $35.2K
|
641
$40.5K
|
|
|
Feb 13, 2023
Q4 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
371New |
$17.2K - $20.3K
|
371
$23.4K
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
299+ 1.5% |
$13.9K - $16.4K
|
20.3K
$1.28M
|
|
|
Feb 14, 2023
Q4 2022
|
E Rn Financial, LLC
|
BUY
|
- |
269+ 2.65% |
$12.5K - $14.8K
|
10.4K
$659K
|
|
|
Feb 10, 2023
Q4 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
155New |
$7.2K - $8.5K
|
155
$9.79K
|
|
|
Feb 10, 2023
Q4 2022
|
Creative Planning
Overland Park, KS |
BUY
|
- |
122New |
$5.67K - $6.69K
|
122
$7.71K
|
|
|
Feb 14, 2023
Q4 2022
|
Cornerstone Planning Group LLC
Fairfield, NJ |
BUY
|
- |
97New |
$4.51K - $5.32K
|
97
$6.13K
|
|
|
Feb 10, 2023
Q4 2022
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
20New |
$929 - $1.1K
|
20
$1.26K
|
|
|
Feb 01, 2023
Q4 2022
|
Cwm, LLC
|
BUY
|
- |
4+ 1.04% |
$186 - $219
|
390
$24.6K
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1- 0.07% |
$46.5 - $54.9
|
1.48K
$93.3K
|
|
|
Jan 20, 2023
Q4 2022
|
Davenport & CO LLC
|
SELL
|
- |
-730- 7.74% |
$33.9K - $40K
|
8.7K
$550K
|
|
|
Feb 17, 2023
Q4 2022
|
Truist Financial Corp
|
SELL
|
- |
-981- 0.73% |
$45.6K - $53.8K
|
133K
$8.39M
|
|
|
Feb 07, 2023
Q4 2022
|
Raleigh Capital Management Inc.
Cary, NC |
SELL
|
- |
-999- 19.84% |
$46.4K - $54.8K
|
4.04K
$255K
|
|
|
Feb 07, 2023
Q4 2022
|
Envestnet Asset Management Inc
|
SELL
|
- |
-1.17K- 0.74% |
$54.4K - $64.2K
|
158K
$9.97M
|
|
|
Feb 01, 2023
Q4 2022
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-1.2K- 11.54% |
$55.9K - $66K
|
9.22K
$583K
|
|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-1.21K- 0.24% |
$56.4K - $66.6K
|
501K
$31.6M
|
|
|
Jan 20, 2023
Q4 2022
|
Truadvice, LLC
Sarasota, FL |
SELL
|
- |
-1.57K- 6.04% |
$72.9K - $86K
|
24.4K
$1.54M
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-1.7K- 30.91% |
$79K - $93.2K
|
3.8K
$240K
|
|
|
Jan 09, 2023
Q4 2022
|
Brookstone Capital Management
|
SELL
|
- |
-2.17K- 15.05% |
$101K - $119K
|
12.3K
$774K
|
|
|
Feb 15, 2023
Q4 2022
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-2.77K- 61.05% |
$129K - $152K
|
1.77K
$112K
|
|
|
Feb 14, 2023
Q4 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-3.62K- 20.35% |
$168K - $198K
|
14.2K
$894K
|
|
|
Feb 09, 2023
Q4 2022
|
Cranbrook Wealth Management, LLC
|
SELL
|
- |
-4.04K- 60.46% |
$188K - $221K
|
2.64K
$167K
|
|
|
Feb 07, 2023
Q4 2022
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-13K- 33.68% |
$604K - $713K
|
25.6K
$1.62M
|
|
|
Feb 14, 2023
Q4 2022
|
Old Mission Capital LLC
|
SELL
|
- |
-20.7K- 24.22% |
$963K - $1.14M
|
64.9K
$4.1M
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-26.9K- 19.11% |
$1.25M - $1.48M
|
114K
$7.2M
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-34.1K- 72.26% |
$1.59M - $1.87M
|
13.1K
$828K
|
|
|
Jan 13, 2023
Q4 2022
|
First Heartland Consultants, Inc.
|
SELL
|
- |
-38.7K- 89.8% |
$1.8M - $2.12M
|
4.4K
$278K
|