Purchases and Sales Made in Q1 2025 in First Trust Iii Riverfront Dyn (RFEM)
This table provides information about the institutional ownership of First Trust Iii Riverfront Dyn (RFEM) during Q1 2025. The information is specifically focused on institutions that hold shares of FIRST TRUST III RIVERFRONT DYN.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 07, 2025
Q1 2025
|
Gamma Investing LLC
Foster City, CA |
BUY
|
- |
121K+ 6267.24% |
$7.46M - $8.18M
|
123K
$8.78M
|
|
|
May 15, 2025
Q1 2025
|
Old Mission Capital LLC
|
BUY
|
- |
34.1K+ 396.44% |
$2.1M - $2.31M
|
42.8K
$3.05M
|
|
|
May 07, 2025
Q1 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
9.81K+ 31.32% |
$604K - $662K
|
41.1K
$2.94M
|
|
|
May 06, 2025
Q1 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
8.68KNew |
$535K - $586K
|
8.68K
$620K
|
|
|
May 14, 2025
Q1 2025
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
5.42K+ 86.97% |
$334K - $366K
|
11.7K
$832K
|
|
|
Apr 29, 2025
Q1 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
3.76K+ 9.01% |
$231K - $254K
|
45.5K
$3.25M
|
|
|
May 15, 2025
Q1 2025
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
3.43K+ 72.77% |
$211K - $232K
|
8.14K
$581K
|
|
|
May 15, 2025
Q1 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
2.08K+ 4.72% |
$128K - $141K
|
46.1K
$3.29M
|
|
|
May 12, 2025
Q1 2025
|
Maia Wealth LLC
Denver, CO |
BUY
|
- |
1.52K+ 33.64% |
$93.6K - $103K
|
6.04K
$431K
|
|
|
May 05, 2025
Q1 2025
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
1.28K+ 4.85% |
$78.8K - $86.4K
|
27.7K
$1.98M
|
|
|
Apr 09, 2025
Q1 2025
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
1.1K+ 109900.0% |
$67.7K - $74.2K
|
1.1K
$78.5K
|
|
|
Apr 29, 2025
Q1 2025
|
Pensionmark Financial Group, LLC
Santa Barbara, CA |
BUY
|
- |
924+ 10.44% |
$56.9K - $62.4K
|
9.77K
$698K
|
|
|
May 12, 2025
Q1 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
784+ 9800.0% |
$48.3K - $52.9K
|
792
$56.5K
|
|
|
May 14, 2025
Q1 2025
|
Eqis Capital Management, Inc.
San Rafael, CA |
BUY
|
- |
481+ 12.82% |
$29.6K - $32.5K
|
4.23K
$302K
|
|
|
May 08, 2025
Q1 2025
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
70+ 140.0% |
$4.31K - $4.73K
|
120
$8.57K
|
|
|
May 15, 2025
Q1 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
49New |
$3.02K - $3.31K
|
49
$3.5K
|
|
|
Apr 24, 2025
Q1 2025
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
10+ 1.07% |
$616 - $675
|
943
$67.3K
|
|
|
May 05, 2025
Q1 2025
|
Ifp Advisors, Inc
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 15, 2025
Q1 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-1- 2.78% |
$61.6 - $67.5
|
35
$2.5K
|
|
|
May 13, 2025
Q1 2025
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-59- 53.15% |
$3.63K - $3.98K
|
52
$3.71K
|
|
|
May 12, 2025
Q1 2025
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-61- 62.89% |
$3.76K - $4.12K
|
36
$2.57K
|
|
|
May 13, 2025
Q1 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-104- 99.05% |
$6.41K - $7.02K
|
1
$71.4
|
|
|
May 15, 2025
Q1 2025
|
Prospera Financial Services Inc
|
SELL
|
- |
-380- 1.14% |
$23.4K - $25.7K
|
32.8K
$2.34M
|
|
|
May 13, 2025
Q1 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-397- 5.25% |
$24.5K - $26.8K
|
7.17K
$512K
|
|
|
Apr 29, 2025
Q1 2025
|
Truist Financial Corp
|
SELL
|
- |
-638- 2.18% |
$39.3K - $43.1K
|
28.7K
$2.05M
|
|
|
May 14, 2025
Q1 2025
|
Reap Financial Group, LLC
Austin, TX |
SELL
|
- |
-955- 64.4% |
$58.8K - $64.5K
|
528
$37.7K
|
|
|
May 14, 2025
Q1 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-976Closed |
$60.1K - $65.9K
|
0
$0
|
|
|
May 15, 2025
Q1 2025
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-1.03K- 95.55% |
$63.5K - $69.6K
|
48
$3.43K
|
|
|
Apr 23, 2025
Q1 2025
|
Capasso Planning Partners LLC
Charleston, SC |
SELL
|
- |
-1.77K- 22.64% |
$109K - $119K
|
6.04K
$431K
|
|
|
May 19, 2025
Q1 2025
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-3.1K- 31.06% |
$191K - $209K
|
6.88K
$491K
|
|
|
May 14, 2025
Q1 2025
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-7.54K- 25.53% |
$464K - $509K
|
22K
$1.57M
|
|
|
May 14, 2025
Q1 2025
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-9.29K- 48.21% |
$572K - $627K
|
9.98K
$713K
|
|
|
May 14, 2025
Q1 2025
|
River Front Investment Group, LLC
Richmond, VA |
SELL
|
- |
-41.3K- 51.6% |
$2.54M - $2.79M
|
38.7K
$2.76M
|
|
|
Apr 14, 2025
Q1 2025
|
Gamma Investing LLC
Foster City, CA |
SELL
|
- |
-121K- 98.46% |
$7.46M - $8.18M
|
1.89K
$135K
|