Purchases and Sales Made in Q4 2022 in River North Flexible Municipal Income Fund, Inc. (RFM)
This table provides information about the institutional ownership of River North Flexible Municipal Income Fund, Inc. (RFM) during Q4 2022. The information is specifically focused on institutions that hold shares of RiverNorth Flexible Municipal Income Fund, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2023
Q4 2022
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
71.6KNew |
$1.05M - $1.22M
|
71.6K
$1.13M
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
58.1K+ 196.58% |
$854K - $989K
|
87.7K
$1.39M
|
|
|
Feb 09, 2023
Q4 2022
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
46KNew |
$675K - $782K
|
46K
$726K
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
BUY
|
- |
22.6K+ 27.21% |
$332K - $385K
|
106K
$1.67M
|
|
|
Jan 05, 2023
Q4 2022
|
Capital Investment Advisors, LLC
|
BUY
|
- |
13.5KNew |
$198K - $230K
|
13.5K
$213K
|
|
|
Feb 01, 2023
Q4 2022
|
Wolverine Asset Management LLC
|
BUY
|
- |
1.62KNew |
$23.8K - $27.5K
|
1.62K
$25.6K
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.17K+ 1.17% |
$17.1K - $19.9K
|
101K
$1.59M
|
|
|
Jan 31, 2023
Q4 2022
|
Wedbush Securities Inc
|
BUY
|
- |
1.13K+ 1.87% |
$16.6K - $19.2K
|
61.4K
$970K
|
|
|
Feb 13, 2023
Q4 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
833New |
$12.2K - $14.2K
|
833
$13.2K
|
|
|
Jan 11, 2023
Q4 2022
|
Riverbridge Partners LLC
|
BUY
|
- |
723+ 2.53% |
$10.6K - $12.3K
|
29.3K
$463K
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
404+ 13.63% |
$5.93K - $6.87K
|
3.37K
$53.2K
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 03, 2023
Q4 2022
|
Spire Wealth Management
|
SELL
|
- |
-700- 10.29% |
$10.3K - $11.9K
|
6.1K
$96.3K
|
|
|
Feb 09, 2023
Q4 2022
|
Xml Financial, LLC
|
SELL
|
- |
-2K- 12.17% |
$29.4K - $34K
|
14.4K
$228K
|
|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-7.57K- 11.66% |
$111K - $129K
|
57.3K
$905K
|
|
|
Feb 21, 2023
Q4 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-7.81K- 74.94% |
$115K - $133K
|
2.61K
$41.2K
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-9.98K- 10.28% |
$146K - $170K
|
87.1K
$1.37M
|