Purchases and Sales Made in Q4 2023 in River North Flexible Municipal Income Fund, Inc. (RFM)
This table provides information about the institutional ownership of River North Flexible Municipal Income Fund, Inc. (RFM) during Q4 2023. The information is specifically focused on institutions that hold shares of RiverNorth Flexible Municipal Income Fund, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 12, 2024
Q4 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
17.4KNew |
$225K - $269K
|
17.4K
$259K
|
|
|
Jan 08, 2024
Q4 2023
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
16.6KNew |
$214K - $256K
|
16.6K
$246K
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
14.6K+ 273.99% |
$189K - $226K
|
19.9K
$296K
|
|
|
Feb 14, 2024
Q4 2023
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
14.4KNew |
$187K - $224K
|
14.4K
$215K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
833New |
$10.8K - $12.9K
|
833
$12.4K
|
|
|
Jan 24, 2024
Q4 2023
|
Riverbridge Partners LLC
|
BUY
|
- |
420+ 1.25% |
$5.43K - $6.5K
|
34.1K
$507K
|
|
|
Feb 15, 2024
Q4 2023
|
Riverbridge Partners LLC
|
BUY
|
- |
420+ 1.25% |
$5.43K - $6.5K
|
34.1K
$507K
|
|
|
Dec 26, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
182New |
$2.35K - $2.82K
|
182
$2.71K
|
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
182New |
$2.35K - $2.82K
|
182
$2.71K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
36+ 0.15% |
$465 - $557
|
23.9K
$355K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 12, 2024
Q4 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-361- 0.58% |
$4.66K - $5.58K
|
62K
$922K
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-502- 0.57% |
$6.49K - $7.77K
|
87.9K
$1.31M
|
|
|
Feb 06, 2024
Q4 2023
|
Spire Wealth Management
|
SELL
|
- |
-5.1K- 59.3% |
$65.9K - $78.9K
|
3.5K
$52K
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-5.28K- 3.49% |
$68.3K - $81.7K
|
146K
$2.17M
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
SELL
|
- |
-16.3K- 12.96% |
$211K - $253K
|
110K
$1.63M
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-21.6K- 30.45% |
$280K - $335K
|
49.4K
$735K
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-21.7K- 31.58% |
$280K - $336K
|
47K
$699K
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-26.6K- 36.14% |
$344K - $412K
|
47K
$699K
|