Latest Institutional Transactions on B. Riley Financial, Inc. (RILY)
This table provides information on the latest institutional transactions involving B. Riley Financial, Inc. (RILY) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 12, 2025
Q1 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-300- 1.53% |
$924 - $1.92K
|
19.3K
$56.9K
|
|
|
May 12, 2025
Q1 2025
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
7.16K+ 4.63% |
$22.1K - $45.8K
|
162K
$477K
|
|
|
May 09, 2025
Q1 2025
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
14+ 22.95% |
$43.1 - $89.5
|
75
$221
|
|
|
May 09, 2025
Q1 2025
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-281K- 60.56% |
$865K - $1.8M
|
183K
$540K
|
|
|
May 09, 2025
Q1 2025
|
Vanguard Group Inc
Valley Forge, PA |
SELL
|
- |
-14.5K- 1.47% |
$44.8K - $93K
|
978K
$2.88M
|
|
|
May 09, 2025
Q1 2025
|
Belvedere Trading LLC
|
BUY
|
PUT |
11.3KNew |
$34.8K - $72.2K
|
11.3K
$33.3K
|
|
|
May 09, 2025
Q1 2025
|
Greykasell Wealth Strategies, Inc.
Danville, CA |
BUY
|
- |
806New |
$2.48K - $5.15K
|
806
$2.38K
|
|
|
May 09, 2025
Q1 2025
|
Charles Schwab Investment Management Inc
San Francisco, CA |
BUY
|
- |
219K+ 110.64% |
$675K - $1.4M
|
417K
$1.23M
|
|
|
May 08, 2025
Q1 2025
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-1.5K- 4.78% |
$4.62K - $9.59K
|
29.9K
$88.1K
|
|
|
May 08, 2025
Q1 2025
|
Federated Hermes, Inc.
Pittsburgh, PA |
BUY
|
- |
47.2K+ 87.5% |
$145K - $302K
|
101K
$298K
|
|
|
May 07, 2025
Q1 2025
|
Xtx Topco LTD
London, X0 |
BUY
|
- |
60KNew |
$185K - $383K
|
60K
$177K
|
|
|
May 07, 2025
Q1 2025
|
Ridgewood Investments LLC
|
SELL
|
- |
-300- 16.67% |
$924 - $1.92K
|
1.5K
$4.43K
|
|
|
May 06, 2025
Q1 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
1.04K+ 8.89% |
$3.22K - $6.67K
|
12.8K
$37.7K
|
|
|
May 05, 2025
Q1 2025
|
Ifp Advisors, Inc
|
SELL
|
- |
-51- 14.53% |
$157 - $326
|
300
$885
|
|
|
May 01, 2025
Q1 2025
|
Cwm, LLC
|
BUY
|
- |
246+ 512.5% |
$758 - $1.57K
|
294
$867
|
|
|
May 01, 2025
Q1 2025
|
Sbi Securities Co., Ltd.
Tokyo, M0 |
SELL
|
- |
-1.14K- 71.44% |
$3.52K - $7.3K
|
457
$1.35K
|
|
|
Apr 30, 2025
Q1 2025
|
Nisa Investment Advisors, LLC
|
BUY
|
- |
20+ 222.22% |
$61.6 - $128
|
29
$85.6
|
|
|
Apr 28, 2025
Q1 2025
|
Straight Path Wealth Management
|
BUY
|
- |
10.2K+ 12.24% |
$31.4K - $65.2K
|
93.5K
$276K
|
|
|
Apr 14, 2025
Q1 2025
|
Harbor Capital Advisors, Inc.
|
BUY
|
- |
1+ 0.38% |
$3.08 - $6.39
|
264
$779
|
|
|
Apr 10, 2025
Q1 2025
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-237- 1.92% |
$730 - $1.51K
|
12.1K
$35.7K
|
|
|
Apr 09, 2025
Q1 2025
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
375New |
$1.16K - $2.4K
|
375
$1.11K
|
|
|
Apr 08, 2025
Q1 2025
|
Rothschild Investment LLC
Chicago, IL |
BUY
|
- |
60+ 100.0% |
$185 - $383
|
120
$354
|
|
|
Apr 08, 2025
Q1 2025
|
Rhumbline Advisers
Boston, MA |
BUY
|
- |
500+ 1.85% |
$1.54K - $3.2K
|
27.6K
$81.4K
|
|
| Q4 2024 | |||||||
|
Feb 25, 2025
Q4 2024
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-5.42K- 11.14% |
$23K - $34.4K
|
43.2K
$128K
|
|
|
Feb 14, 2025
Q4 2024
|
Squarepoint Ops LLC
New York, NY |
SELL
|
- |
-6.3K- 30.11% |
$26.7K - $40K
|
14.6K
$43.1K
|
|
|
Feb 14, 2025
Q4 2024
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-1.04K- 8.7% |
$4.42K - $6.62K
|
10.9K
$32.3K
|
|
|
Feb 14, 2025
Q4 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
PUT |
-244K- 99.92% |
$1.04M - $1.55M
|
200
$590
|
|
|
Feb 14, 2025
Q4 2024
|
Squarepoint Ops LLC
New York, NY |
BUY
|
PUT |
115K+ 461.2% |
$489K - $732K
|
140K
$414K
|
|
|
Feb 14, 2025
Q4 2024
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
492K+ 1087.02% |
$2.08M - $3.12M
|
537K
$1.58M
|
|
|
Feb 14, 2025
Q4 2024
|
Castalian Partners, LLC
Excelsior, MN |
BUY
|
PUT |
676KNew |
$2.86M - $4.29M
|
676K
$1.99M
|
|
|
Feb 14, 2025
Q4 2024
|
Toronto Dominion Bank
Toronto, Ontario, A6 |
BUY
|
- |
20K+ 666766.69% |
$84.8K - $127K
|
20K
$59K
|
|
|
Feb 13, 2025
Q4 2024
|
Covestor LTD
Boston, MA |
BUY
|
- |
14+ 700.0% |
$59.4 - $88.9
|
16
$47.2
|
|
|
Feb 12, 2025
Q4 2024
|
Alliancebernstein L.P.
New York, NY |
SELL
|
- |
-600- 1.48% |
$2.54K - $3.81K
|
40K
$118K
|
|
|
Feb 12, 2025
Q4 2024
|
Huntington National Bank
Columbus, OH |
BUY
|
- |
59New |
$250 - $375
|
59
$174
|
|
|
Feb 12, 2025
Q4 2024
|
Exodus Point Capital Management, LP
New York, NY |
BUY
|
- |
50KNew |
$212K - $318K
|
50K
$148K
|
|
|
Feb 11, 2025
Q4 2024
|
Police & Firemen'S Retirement System Of New Jersey
Trenton, NJ |
BUY
|
- |
4.13KNew |
$17.5K - $26.2K
|
4.13K
$12.2K
|
|
|
Feb 11, 2025
Q4 2024
|
Mirae Asset Securities (Usa) Inc.
New York, NY |
BUY
|
PUT |
200KNew |
$848K - $1.27M
|
200K
$590K
|
|
|
Feb 11, 2025
Q4 2024
|
Mirae Asset Securities (Usa) Inc.
New York, NY |
BUY
|
- |
196KNew |
$831K - $1.25M
|
196K
$578K
|
|
|
Feb 10, 2025
Q4 2024
|
Kestra Advisory Services, LLC
|
BUY
|
- |
16.1KNew |
$68.3K - $102K
|
16.1K
$47.5K
|
|
|
Jan 31, 2025
Q4 2024
|
Sanctuary Advisors, LLC
Indianapolis, IN |
SELL
|
- |
-3.8K- 19.25% |
$16.1K - $24.1K
|
15.9K
$47K
|
|
|
Jan 31, 2025
Q4 2024
|
Global Retirement Partners, LLC
|
BUY
|
- |
150+ 100.0% |
$636 - $953
|
300
$885
|
|
|
Jan 27, 2025
Q4 2024
|
Imc Chicago, LLC
|
BUY
|
- |
101KNew |
$427K - $639K
|
101K
$297K
|
|
|
Jan 22, 2025
Q4 2024
|
Ronald Blue Trust, Inc.
Brentwood, TN |
BUY
|
- |
1.82K+ 306.58% |
$7.71K - $11.5K
|
2.41K
$7.11K
|
|
|
Jan 17, 2025
Q4 2024
|
Albion Financial Group
|
BUY
|
- |
6.5KNew |
$27.6K - $41.3K
|
6.5K
$19.2K
|
|
|
Jan 16, 2025
Q4 2024
|
Davies Financial Advisors, Inc.
Murrieta, CA |
SELL
|
- |
-67.5K- 30.4% |
$286K - $428K
|
154K
$456K
|
|
|
Jan 15, 2025
Q4 2024
|
Skopos Labs, Inc.
Riverhead, NY |
BUY
|
- |
1.8KNew |
$7.62K - $11.4K
|
1.8K
$5.3K
|
|
|
Jan 02, 2025
Q4 2024
|
Gamma Investing LLC
Foster City, CA |
SELL
|
- |
-313- 70.5% |
$1.33K - $1.99K
|
131
$386
|
|
| Q3 2024 | |||||||
|
Feb 28, 2025
Q3 2024
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
15.8K+ 709.31% |
$77.9K - $314K
|
18.1K
$53.3K
|
|
|
Nov 15, 2024
Q3 2024
|
Barclays PLC
London, X0 |
BUY
|
PUT |
24.2KNew |
$119K - $479K
|
24.2K
$71.4K
|
|
|
Nov 14, 2024
Q3 2024
|
Neuberger Berman Group LLC
New York, NY |
SELL
|
- |
-12.6KClosed |
$61.9K - $249K
|
0
$0
|
|