Latest Institutional Transactions on B. Riley Financial, Inc. (RILY)
This table provides information on the latest institutional transactions involving B. Riley Financial, Inc. (RILY) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 19, 2024
Q1 2024
|
Cutler Group LP
|
SELL
|
PUT |
-59.2K- 97.53% |
$900K - $1.5M
|
1.5K
$7.44K
|
|
|
Apr 19, 2024
Q1 2024
|
Cutler Group LP
|
SELL
|
- |
-2.52K- 96.07% |
$38.2K - $63.8K
|
103
$511
|
|
|
Apr 18, 2024
Q1 2024
|
Allspring Global Investments Holdings, LLC
|
SELL
|
- |
-71.9K- 24.71% |
$1.09M - $1.82M
|
219K
$1.09M
|
|
|
Apr 09, 2024
Q1 2024
|
Massmutual Trust CO Fsb
|
BUY
|
- |
42New |
$638 - $1.07K
|
42
$208
|
|
| Q4 2023 | |||||||
|
Feb 26, 2024
Q4 2023
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
34KNew |
$608K - $1.46M
|
34K
$168K
|
|
|
Feb 14, 2024
Q4 2023
|
Caption Management, LLC
Oklahoma City, OK |
BUY
|
- |
10KNew |
$180K - $433K
|
10K
$49.8K
|
|
|
Feb 14, 2024
Q4 2023
|
Hap Trading, LLC
New York, NY |
BUY
|
- |
10.8KNew |
$193K - $464K
|
10.8K
$53.4K
|
|
|
Feb 14, 2024
Q4 2023
|
Punch & Associates Investment Management, Inc.
Edina, MN |
BUY
|
CALL |
700KNew |
$12.5M - $30.2M
|
700K
$3.47M
|
|
|
Feb 14, 2024
Q4 2023
|
Scientech Research LLC
Jersey City, NJ |
BUY
|
- |
14.3KNew |
$256K - $616K
|
14.3K
$70.9K
|
|
|
Feb 14, 2024
Q4 2023
|
Prelude Capital Management, LLC
New York, NY |
BUY
|
PUT |
11.2KNew |
$200K - $483K
|
11.2K
$55.6K
|
|
|
Feb 14, 2024
Q4 2023
|
Caption Management, LLC
Oklahoma City, OK |
SELL
|
PUT |
-57.5K- 47.92% |
$1.03M - $2.48M
|
62.5K
$310K
|
|
|
Feb 14, 2024
Q4 2023
|
Algert Global LLC
San Francisco, CA |
SELL
|
- |
-1.2K- 3.18% |
$21.5K - $51.7K
|
36.5K
$181K
|
|
|
Feb 14, 2024
Q4 2023
|
Steven Cohen
Point72 Asset Management, L.P. | Stamford, Ct
|
BUY
|
- |
5.5KNew |
$98.4K - $237K
|
5.5K
$27.3K
|
|
|
Feb 14, 2024
Q4 2023
|
Symmetry Peak Management LLC
Radnor, PA |
BUY
|
CALL |
2.5KNew |
$44.8K - $108K
|
2.5K
$12.4K
|
|
|
Feb 14, 2024
Q4 2023
|
Twinbeech Capital LP
Purchase, NY |
BUY
|
- |
73.3KNew |
$1.31M - $3.16M
|
73.3K
$364K
|
|
|
Feb 14, 2024
Q4 2023
|
Point72 Middle East Fze
Stamford, CT |
BUY
|
- |
19.9KNew |
$356K - $857K
|
19.9K
$98.7K
|
|
|
Feb 14, 2024
Q4 2023
|
Xml Financial, LLC
|
SELL
|
- |
-1.36K- 5.69% |
$24.3K - $58.5K
|
22.5K
$112K
|
|
|
Feb 13, 2024
Q4 2023
|
Marathon Trading Investment Management LLC
Radnor, PA |
BUY
|
- |
4.4KNew |
$78.8K - $190K
|
4.4K
$21.8K
|
|
|
Feb 13, 2024
Q4 2023
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
96.6K+ 2598.49% |
$1.73M - $4.17M
|
100K
$498K
|
|
|
Feb 13, 2024
Q4 2023
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
BUY
|
- |
161+ 1.71% |
$2.88K - $6.94K
|
9.56K
$47.4K
|
|
|
Feb 13, 2024
Q4 2023
|
Belvedere Trading LLC
|
BUY
|
- |
1.39KNew |
$24.9K - $60K
|
1.39K
$6.9K
|
|
|
Feb 13, 2024
Q4 2023
|
Beaconlight Capital, LLC
New York, NY |
BUY
|
PUT |
35.6KNew |
$637K - $1.53M
|
35.6K
$177K
|
|
|
Feb 13, 2024
Q4 2023
|
Quadrature Capital LTD
London, X0 |
BUY
|
- |
47.6KNew |
$853K - $2.05M
|
47.6K
$236K
|
|
|
Feb 12, 2024
Q4 2023
|
Capstone Investment Advisors, LLC
New York, NY |
BUY
|
- |
14.7KNew |
$263K - $634K
|
14.7K
$73K
|
|
|
Feb 12, 2024
Q4 2023
|
Keebeck Alpha, LP
Stamford, CT |
BUY
|
- |
11.5K+ 119.14% |
$206K - $497K
|
21.2K
$105K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
2KNew |
$35.8K - $86.2K
|
2K
$9.92K
|
|
|
Feb 08, 2024
Q4 2023
|
Credit Suisse Ag
Zurich, V8 |
BUY
|
- |
2.11K+ 13.42% |
$37.7K - $90.8K
|
17.8K
$88.3K
|
|
|
Feb 08, 2024
Q4 2023
|
First Eagle Investment Management, LLC
|
BUY
|
- |
66.1K+ 101.56% |
$1.18M - $2.85M
|
131K
$651K
|
|
|
Feb 08, 2024
Q4 2023
|
Atlantic Edge Private Wealth Management, LLC
Jacksonville, FL |
BUY
|
- |
200New |
$3.58K - $8.62K
|
200
$992
|
|
|
Feb 07, 2024
Q4 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
475New |
$8.5K - $20.5K
|
475
$2.36K
|
|
|
Feb 06, 2024
Q4 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
84+ 4.43% |
$1.5K - $3.62K
|
1.98K
$9.82K
|
|
|
Feb 05, 2024
Q4 2023
|
Di Nuzzo Private Wealth, Inc.
Beaver, PA |
BUY
|
- |
1.38KNew |
$24.7K - $59.4K
|
1.38K
$6.84K
|
|
|
Feb 05, 2024
Q4 2023
|
Victory Capital Management Inc
|
BUY
|
- |
65.1K+ 71.07% |
$1.17M - $2.81M
|
157K
$778K
|
|
|
Jan 30, 2024
Q4 2023
|
Everence Capital Management Inc
|
BUY
|
- |
9.89KNew |
$177K - $426K
|
9.89K
$49.1K
|
|
|
Jan 24, 2024
Q4 2023
|
Arlington Trust CO LLC
Birmingham, AL |
BUY
|
- |
23New |
$412 - $991
|
23
$114
|
|
|
Jan 24, 2024
Q4 2023
|
Mirae Asset Global Investments Co., Ltd.
|
BUY
|
- |
8.81K+ 4.07% |
$158K - $380K
|
225K
$1.12M
|
|
|
Jan 12, 2024
Q4 2023
|
Sg Americas Securities, LLC
|
BUY
|
- |
5.67KNew |
$101K - $244K
|
5.67K
$28.1K
|
|
|
Jan 10, 2024
Q4 2023
|
Bkm Wealth Management, LLC
Brookfield, WI |
BUY
|
- |
128New |
$2.29K - $5.52K
|
128
$635
|
|
|
Jan 09, 2024
Q4 2023
|
Dfpg Investments, LLC
|
BUY
|
PUT |
10KNew |
$179K - $431K
|
10K
$49.6K
|
|
| Q3 2023 | |||||||
|
Feb 15, 2024
Q3 2023
|
Kbc Group Nv
|
SELL
|
- |
-352- 30.88% |
$14.1K - $20.8K
|
788
$3.91K
|
|
|
Dec 04, 2023
Q3 2023
|
Tucker Asset Management LLC
Littleton, CO |
SELL
|
- |
-190- 84.44% |
$7.6K - $11.2K
|
35
$174
|
|
|
Nov 14, 2023
Q3 2023
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
BUY
|
- |
27.3KNew |
$1.09M - $1.62M
|
27.3K
$135K
|
|
|
Nov 14, 2023
Q3 2023
|
Cresset Asset Management, LLC
Chicago, IL |
BUY
|
- |
44+ 0.51% |
$1.76K - $2.6K
|
8.64K
$42.8K
|
|
|
Nov 14, 2023
Q3 2023
|
Janus Henderson Group PLC
London, X0 |
BUY
|
- |
4+ 0.06% |
$160 - $237
|
6.77K
$33.6K
|
|
|
Nov 14, 2023
Q3 2023
|
Redwood Grove Capital, LLC
Palo Alto, CA |
SELL
|
- |
-86K- 23.92% |
$3.44M - $5.09M
|
274K
$1.36M
|
|
|
Nov 14, 2023
Q3 2023
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
BUY
|
PUT |
212K+ 242.47% |
$8.49M - $12.6M
|
300K
$1.49M
|
|
|
Nov 14, 2023
Q3 2023
|
Hood River Capital Management LLC
Palm Beach Gardens, FL |
BUY
|
- |
203K+ 75.47% |
$8.1M - $12M
|
471K
$2.34M
|
|
|
Nov 14, 2023
Q3 2023
|
Sei Investments CO
Oaks, PA |
BUY
|
- |
6.05KNew |
$242K - $358K
|
6.05K
$30K
|
|
|
Nov 14, 2023
Q3 2023
|
Voloridge Investment Management, LLC
Jupiter, FL |
SELL
|
- |
-434- 1.77% |
$17.4K - $25.7K
|
24K
$119K
|
|
|
Nov 14, 2023
Q3 2023
|
Occudo Quantitative Strategies LP
Fort Lauderdale, FL |
BUY
|
- |
18.5KNew |
$740K - $1.09M
|
18.5K
$91.8K
|
|