Latest Institutional Transactions on B. Riley Financial, Inc. (RILY)
This table provides information on the latest institutional transactions involving B. Riley Financial, Inc. (RILY) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 14, 2024
Q1 2024
|
American Century Companies Inc
Kansas City, MO |
BUY
|
- |
5.64K+ 38.6% |
$85.7K - $143K
|
20.2K
$63.2K
|
|
|
May 14, 2024
Q1 2024
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
BUY
|
- |
18.6KNew |
$283K - $472K
|
18.6K
$58K
|
|
|
May 14, 2024
Q1 2024
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-2.96K- 51.93% |
$45K - $75.2K
|
2.74K
$8.55K
|
|
|
May 14, 2024
Q1 2024
|
Lri Investments, LLC
Palm Beach Gardens, FL |
BUY
|
- |
516New |
$7.84K - $13.1K
|
516
$1.61K
|
|
|
May 14, 2024
Q1 2024
|
Eisler Capital (Us) LLC
New York, NY |
BUY
|
CALL |
25KNew |
$380K - $635K
|
25K
$78K
|
|
|
May 14, 2024
Q1 2024
|
Entry Point Capital, LLC
New York, NY |
SELL
|
- |
-24.7K- 98.78% |
$376K - $628K
|
305
$952
|
|
|
May 13, 2024
Q1 2024
|
Royce & Associates LP
|
SELL
|
- |
-700K- 94.0% |
$10.6M - $17.8M
|
44.6K
$139K
|
|
|
May 13, 2024
Q1 2024
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
16.9K+ 127.95% |
$257K - $429K
|
30.1K
$93.9K
|
|
|
May 13, 2024
Q1 2024
|
Allianz Asset Management Gmb H
Munich, 2M |
SELL
|
- |
-7.8K- 20.21% |
$119K - $198K
|
30.8K
$96.1K
|
|
|
May 13, 2024
Q1 2024
|
American International Group, Inc.
New York, NY |
SELL
|
- |
-96- 0.88% |
$1.46K - $2.44K
|
10.8K
$33.8K
|
|
|
May 10, 2024
Q1 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
10.8KNew |
$164K - $274K
|
10.8K
$33.7K
|
|
|
May 10, 2024
Q1 2024
|
Cibc Private Wealth Group, LLC
|
BUY
|
- |
700New |
$10.6K - $17.8K
|
700
$2.18K
|
|
|
May 08, 2024
Q1 2024
|
Entropy Technologies, LP
New York, NY |
BUY
|
- |
7.01K+ 54.13% |
$106K - $178K
|
19.9K
$62.2K
|
|
|
May 07, 2024
Q1 2024
|
Sanctuary Wealth Management, L.L.C.
|
BUY
|
- |
10New |
$152 - $254
|
10
$31.2
|
|
|
May 06, 2024
Q1 2024
|
Merit Financial Group, LLC
|
BUY
|
- |
7.84KNew |
$119K - $199K
|
7.84K
$24.5K
|
|
|
May 02, 2024
Q1 2024
|
First Command Advisory Services, Inc.
|
BUY
|
- |
400New |
$6.08K - $10.2K
|
400
$1.25K
|
|
|
May 02, 2024
Q1 2024
|
Mutual Advisors, LLC
Casper, WY |
BUY
|
- |
12.5KNew |
$189K - $316K
|
12.5K
$38.9K
|
|
|
May 02, 2024
Q1 2024
|
Whittier Trust CO
|
BUY
|
- |
508New |
$7.72K - $12.9K
|
508
$1.58K
|
|
|
Apr 30, 2024
Q1 2024
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
5New |
$76 - $127
|
5
$15.6
|
|
|
Apr 26, 2024
Q1 2024
|
Equitec Proprietary Markets, LLC
|
BUY
|
PUT |
200New |
$3.04K - $5.08K
|
200
$624
|
|
|
Apr 26, 2024
Q1 2024
|
Equitec Proprietary Markets, LLC
|
SELL
|
- |
-263K- 26.1% |
$3.99M - $6.66M
|
743K
$2.32M
|
|
|
Apr 19, 2024
Q1 2024
|
Cutler Group LP
|
SELL
|
PUT |
-59.2K- 97.53% |
$900K - $1.5M
|
1.5K
$4.68K
|
|
|
Apr 19, 2024
Q1 2024
|
Cutler Group LP
|
SELL
|
- |
-2.52K- 96.07% |
$38.2K - $63.8K
|
103
$321
|
|
|
Apr 18, 2024
Q1 2024
|
Allspring Global Investments Holdings, LLC
|
SELL
|
- |
-71.9K- 24.71% |
$1.09M - $1.82M
|
219K
$683K
|
|
|
Apr 09, 2024
Q1 2024
|
Massmutual Trust CO Fsb
|
BUY
|
- |
42New |
$638 - $1.07K
|
42
$131
|
|
| Q4 2023 | |||||||
|
May 29, 2025
Q4 2023
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
45.1K+ 2019.26% |
$807K - $1.94M
|
47.3K
$148K
|
|
|
Feb 26, 2024
Q4 2023
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
34KNew |
$608K - $1.46M
|
34K
$106K
|
|
|
Feb 14, 2024
Q4 2023
|
Xml Financial, LLC
|
SELL
|
- |
-1.36K- 5.69% |
$24.3K - $58.5K
|
22.5K
$70.2K
|
|
|
Feb 14, 2024
Q4 2023
|
Punch & Associates Investment Management, Inc.
Edina, MN |
BUY
|
CALL |
700KNew |
$12.5M - $30.2M
|
700K
$2.19M
|
|
|
Feb 14, 2024
Q4 2023
|
Scientech Research LLC
Jersey City, NJ |
BUY
|
- |
14.3KNew |
$256K - $616K
|
14.3K
$44.6K
|
|
|
Feb 14, 2024
Q4 2023
|
Prelude Capital Management, LLC
New York, NY |
BUY
|
PUT |
11.2KNew |
$200K - $483K
|
11.2K
$34.9K
|
|
|
Feb 14, 2024
Q4 2023
|
Caption Management, LLC
Oklahoma City, OK |
BUY
|
- |
10KNew |
$180K - $433K
|
10K
$31.3K
|
|
|
Feb 14, 2024
Q4 2023
|
Caption Management, LLC
Oklahoma City, OK |
SELL
|
PUT |
-57.5K- 47.92% |
$1.03M - $2.48M
|
62.5K
$195K
|
|
|
Feb 14, 2024
Q4 2023
|
Algert Global LLC
San Francisco, CA |
SELL
|
- |
-1.2K- 3.18% |
$21.5K - $51.7K
|
36.5K
$114K
|
|
|
Feb 14, 2024
Q4 2023
|
Steven Cohen
Point72 Asset Management, L.P. | Stamford, Ct
|
BUY
|
- |
5.5KNew |
$98.4K - $237K
|
5.5K
$17.2K
|
|
|
Feb 14, 2024
Q4 2023
|
Symmetry Peak Management LLC
Radnor, PA |
BUY
|
CALL |
2.5KNew |
$44.8K - $108K
|
2.5K
$7.8K
|
|
|
Feb 14, 2024
Q4 2023
|
Twinbeech Capital LP
Purchase, NY |
BUY
|
- |
73.3KNew |
$1.31M - $3.16M
|
73.3K
$229K
|
|
|
Feb 14, 2024
Q4 2023
|
Point72 Middle East Fze
Stamford, CT |
BUY
|
- |
19.9KNew |
$356K - $857K
|
19.9K
$62.1K
|
|
|
Feb 13, 2024
Q4 2023
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
96.6K+ 2598.49% |
$1.73M - $4.17M
|
100K
$313K
|
|
|
Feb 13, 2024
Q4 2023
|
Marathon Trading Investment Management LLC
Radnor, PA |
BUY
|
- |
4.4KNew |
$78.8K - $190K
|
4.4K
$13.7K
|
|
|
Feb 13, 2024
Q4 2023
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
BUY
|
- |
161+ 1.71% |
$2.88K - $6.94K
|
9.56K
$29.8K
|
|
|
Feb 13, 2024
Q4 2023
|
Belvedere Trading LLC
|
BUY
|
- |
1.39KNew |
$24.9K - $60K
|
1.39K
$4.34K
|
|
|
Feb 13, 2024
Q4 2023
|
Beaconlight Capital, LLC
New York, NY |
BUY
|
PUT |
35.6KNew |
$637K - $1.53M
|
35.6K
$111K
|
|
|
Feb 13, 2024
Q4 2023
|
Quadrature Capital LTD
London, X0 |
BUY
|
- |
47.6KNew |
$853K - $2.05M
|
47.6K
$149K
|
|
|
Feb 12, 2024
Q4 2023
|
Capstone Investment Advisors, LLC
New York, NY |
BUY
|
- |
14.7KNew |
$263K - $634K
|
14.7K
$45.9K
|
|
|
Feb 12, 2024
Q4 2023
|
Keebeck Alpha, LP
Stamford, CT |
BUY
|
- |
11.5K+ 119.14% |
$206K - $497K
|
21.2K
$66.1K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
2KNew |
$35.8K - $86.2K
|
2K
$6.24K
|
|
|
Feb 08, 2024
Q4 2023
|
Credit Suisse Ag
Zurich, V8 |
BUY
|
- |
2.11K+ 13.42% |
$37.7K - $90.8K
|
17.8K
$55.6K
|
|
|
Feb 08, 2024
Q4 2023
|
First Eagle Investment Management, LLC
|
BUY
|
- |
66.1K+ 101.56% |
$1.18M - $2.85M
|
131K
$409K
|
|
|
Feb 08, 2024
Q4 2023
|
Atlantic Edge Private Wealth Management, LLC
Jacksonville, FL |
BUY
|
- |
200New |
$3.58K - $8.62K
|
200
$624
|
|