Latest Institutional Transactions on B. Riley Financial, Inc. (RILY)
This table provides information on the latest institutional transactions involving B. Riley Financial, Inc. (RILY) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 12, 2022
Q1 2022
|
Connor, Clark & Lunn Investment Management Ltd.
|
SELL
|
- |
-7.73KClosed |
$431K - $674K
|
0
$0
|
|
|
May 12, 2022
Q1 2022
|
Verity Asset Management, Inc.
Durham, NC |
SELL
|
- |
-3.24KClosed |
$180K - $282K
|
0
$0
|
|
|
May 12, 2022
Q1 2022
|
Harvest Fund Management Co., LTD
Beijing, F4 |
SELL
|
- |
-1.08KClosed |
$60.2K - $94.3K
|
0
$0
|
|
|
May 12, 2022
Q1 2022
|
Alpha Crest Capital Management LLC
New York, NY |
SELL
|
- |
-2.5KClosed |
$139K - $218K
|
0
$0
|
|
|
May 11, 2022
Q1 2022
|
Rock Creek Group, LP
|
SELL
|
- |
-8.28KClosed |
$462K - $723K
|
0
$0
|
|
|
May 11, 2022
Q1 2022
|
Tradition Wealth Management, LLC
|
SELL
|
- |
-100Closed |
$5.57K - $8.73K
|
0
$0
|
|
|
May 10, 2022
Q1 2022
|
Stonebridge Financial Planning Group, LLC
|
SELL
|
- |
-300Closed |
$16.7K - $26.2K
|
0
$0
|
|
|
May 09, 2022
Q1 2022
|
Taurus Asset Management, LLC
New York, NY |
SELL
|
- |
-2.37KClosed |
$132K - $207K
|
0
$0
|
|
|
May 09, 2022
Q1 2022
|
Trustcore Financial Services, LLC
|
SELL
|
- |
-25Closed |
$1.39K - $2.18K
|
0
$0
|
|
|
May 06, 2022
Q1 2022
|
Curi Wealth Management, LLC
|
BUY
|
- |
2+ 100.0% |
$111 - $175
|
4
$19.8
|
|
|
May 04, 2022
Q1 2022
|
Summer Haven Investment Management, LLC
|
BUY
|
- |
1.08K+ 8.77% |
$59.9K - $93.8K
|
13.3K
$66.1K
|
|
|
May 02, 2022
Q1 2022
|
Montag A & Associates Inc
Atlanta, GA |
SELL
|
- |
-1KClosed |
$55.7K - $87.3K
|
0
$0
|
|
|
Apr 29, 2022
Q1 2022
|
Capital Asset Advisory Services LLC
Haslett, MI |
SELL
|
- |
-9.45KClosed |
$527K - $825K
|
0
$0
|
|
|
Apr 29, 2022
Q1 2022
|
Hanseatic Management Services Inc
|
SELL
|
- |
-975Closed |
$54.3K - $85.1K
|
0
$0
|
|
|
Apr 26, 2022
Q1 2022
|
Exchange Traded Concepts, LLC
|
SELL
|
- |
-8.87KClosed |
$494K - $774K
|
0
$0
|
|
|
Apr 25, 2022
Q1 2022
|
Sugarloaf Wealth Management, LLC
|
BUY
|
- |
215New |
$12K - $18.8K
|
215
$1.07K
|
|
|
Apr 20, 2022
Q1 2022
|
Hfg Advisors, Inc.
|
SELL
|
- |
-3.71KClosed |
$206K - $323K
|
0
$0
|
|
|
Apr 12, 2022
Q1 2022
|
Stonnington Group, LLC
|
SELL
|
- |
-8.75KClosed |
$488K - $764K
|
0
$0
|
|
| Q4 2021 | |||||||
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-3Closed |
$177 - $267
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Arrowstreet Capital, Limited Partnership
Boston, MA |
SELL
|
- |
-54.7KClosed |
$3.22M - $4.87M
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Smithfield Trust CO
Pittsburgh, PA |
SELL
|
- |
-115Closed |
$6.78K - $10.2K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Clearstead Advisors, LLC
Cleveland, OH |
BUY
|
- |
10New |
$589 - $891
|
10
$49.6
|
|
|
Feb 14, 2022
Q4 2021
|
Paloma Partners Management CO
Greenwich, CT |
SELL
|
- |
-4.48KClosed |
$264K - $399K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Bridgeway Capital Management, LLC
Houston, TX |
SELL
|
- |
-30.2KClosed |
$1.78M - $2.69M
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Ardsley Advisory Partners LP
Stamford, CT |
SELL
|
- |
-20KClosed |
$1.18M - $1.78M
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Canada Pension Plan Investment Board
Toronto Ontario, A6 |
SELL
|
- |
-16KClosed |
$943K - $1.42M
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
B. Riley Financial, Inc.
Los Angeles, CA |
SELL
|
- |
-318KClosed |
$18.7M - $28.3M
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Paradigm Financial Partners, LLC
|
BUY
|
- |
6.13KNew |
$361K - $546K
|
6.13K
$30.4K
|
|
|
Feb 10, 2022
Q4 2021
|
Winton Group LTD
London, X0 |
SELL
|
- |
-5.14KClosed |
$303K - $458K
|
0
$0
|
|
|
Feb 09, 2022
Q4 2021
|
Ziegler Capital Management, LLC
|
SELL
|
- |
-21.1KClosed |
$1.24M - $1.88M
|
0
$0
|
|
|
Feb 07, 2022
Q4 2021
|
D'Orazio & Associates, Inc.
Falls Church, VA |
SELL
|
- |
-500Closed |
$29.5K - $44.5K
|
0
$0
|
|
|
Feb 01, 2022
Q4 2021
|
Assenagon Asset Management S.A.
|
SELL
|
- |
-20.3KClosed |
$1.2M - $1.81M
|
0
$0
|
|
|
Jan 31, 2022
Q4 2021
|
Harvest Investment Services, LLC
|
SELL
|
- |
-5.01KClosed |
$296K - $446K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 17, 2021
Q3 2021
|
Wealth Quarterback LLC
Toms River, NJ |
SELL
|
- |
-36Closed |
$2.03K - $2.79K
|
0
$0
|
|
|
Nov 16, 2021
Q3 2021
|
Ascendant Capital Management, LLC
Los Angeles, CA |
SELL
|
- |
-30KClosed |
$1.69M - $2.33M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Equinox Partners Investment Management LLC
Stamford, CT |
SELL
|
- |
-280KClosed |
$15.8M - $21.7M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Alps Advisors Inc
Denver, CO |
SELL
|
- |
-5.95KClosed |
$336K - $461K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Shannon River Fund Management LLC
|
SELL
|
- |
-280KClosed |
$15.8M - $21.7M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-99.1KClosed |
$5.6M - $7.68M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Enterprise Financial Services Corp
Clayton, MO |
SELL
|
- |
-19Closed |
$1.07K - $1.47K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Schroder Investment Management Group
London, X0 |
SELL
|
- |
-1.9KClosed |
$108K - $148K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-29.8KClosed |
$1.68M - $2.31M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Eam Investors, LLC
Solana Beach, CA |
SELL
|
- |
-17.4KClosed |
$980K - $1.34M
|
0
$0
|
|
|
Nov 04, 2021
Q3 2021
|
Cypress Capital Management LLC (Wy)
|
SELL
|
- |
-8.03KClosed |
$454K - $622K
|
0
$0
|
|
|
Nov 01, 2021
Q3 2021
|
Lebenthal Global Advisors, LLC
|
SELL
|
- |
-6.5KClosed |
$367K - $504K
|
0
$0
|
|
|
Oct 29, 2021
Q3 2021
|
Vontobel Holding Ltd.
|
SELL
|
- |
-5.5KClosed |
$311K - $426K
|
0
$0
|
|
|
Oct 14, 2021
Q3 2021
|
Foundry Partners, LLC
|
SELL
|
- |
-3.47KClosed |
$196K - $269K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Aug 16, 2021
Q2 2021
|
Yarra Square Partners LP
|
BUY
|
- |
280KNew |
$15.9M - $21.4M
|
280K
$1.39M
|
|
|
Aug 16, 2021
Q2 2021
|
Manatuck Hill Partners, LLC
Westport, CT |
BUY
|
- |
40KNew |
$2.28M - $3.06M
|
40K
$198K
|
|
|
Aug 16, 2021
Q2 2021
|
Rbf Capital, LLC
San Francisco, CA |
SELL
|
- |
-12.5KClosed |
$711K - $956K
|
0
$0
|
|