Purchases and Sales Made in Q3 2024 in Rivernorth Opportunities Fund, Inc. (RIV)
This table provides information about the institutional ownership of Rivernorth Opportunities Fund, Inc. (RIV) during Q3 2024. The information is specifically focused on institutions that hold shares of RIVERNORTH OPPORTUNITIES FUND, INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2024
Q3 2024
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
609KNew |
$7.19M - $7.86M
|
609K
$7.19M
|
|
|
Nov 12, 2024
Q3 2024
|
Everstar Asset Management, LLC
Mooresville, NC |
BUY
|
- |
84.3KNew |
$996K - $1.09M
|
84.3K
$996K
|
|
|
Nov 14, 2024
Q3 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
61.3K+ 3.72% |
$724K - $792K
|
1.71M
$20.2M
|
|
|
Oct 21, 2024
Q3 2024
|
Sequoia Financial Advisors, LLC
|
BUY
|
- |
44KNew |
$520K - $568K
|
44K
$520K
|
|
|
Nov 08, 2024
Q3 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
27.6K+ 9.22% |
$325K - $356K
|
326K
$3.85M
|
|
|
Oct 28, 2024
Q3 2024
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
21.3K+ 15.86% |
$251K - $275K
|
155K
$1.84M
|
|
|
Nov 06, 2024
Q3 2024
|
Envestnet Asset Management Inc
|
BUY
|
- |
21.3K+ 15.8% |
$251K - $275K
|
156K
$1.84M
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
5.91K+ 25.13% |
$69.7K - $76.3K
|
29.4K
$347K
|
|
|
Nov 07, 2024
Q3 2024
|
Calamos Advisors LLC
|
BUY
|
- |
5.05K+ 16.67% |
$59.6K - $65.2K
|
35.3K
$417K
|
|
|
Dec 13, 2024
Q3 2024
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
4.99K+ 2.01% |
$58.9K - $64.5K
|
253K
$2.99M
|
|
|
Nov 14, 2024
Q3 2024
|
Ubs Group Ag
|
BUY
|
- |
4.57K+ 21.82% |
$53.9K - $59K
|
25.5K
$301K
|
|
|
Nov 14, 2024
Q3 2024
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
3.54K+ 2.25% |
$41.8K - $45.7K
|
161K
$1.9M
|
|
|
Nov 13, 2024
Q3 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
3.52K+ 3.69% |
$41.6K - $45.5K
|
98.9K
$1.17M
|
|
|
Nov 08, 2024
Q3 2024
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
3K+ 18.85% |
$35.4K - $38.7K
|
18.9K
$223K
|
|
|
Nov 13, 2024
Q3 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
2.67K+ 3.11% |
$31.5K - $34.5K
|
88.5K
$1.05M
|
|
|
Oct 24, 2024
Q3 2024
|
Ghp Investment Advisors, Inc.
Denver, CO |
BUY
|
- |
2.11KNew |
$24.9K - $27.3K
|
2.11K
$24.9K
|
|
|
Oct 16, 2024
Q3 2024
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
1.73K+ 8.31% |
$20.4K - $22.3K
|
22.5K
$265K
|
|
|
Nov 08, 2024
Q3 2024
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
1.18K+ 4.8% |
$13.9K - $15.2K
|
25.7K
$303K
|
|
|
Oct 30, 2024
Q3 2024
|
Marks Group Wealth Management, Inc
Minnetonka, MN |
BUY
|
- |
603+ 0.53% |
$7.12K - $7.79K
|
115K
$1.36M
|
|
|
Nov 05, 2024
Q3 2024
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
398+ 0.93% |
$4.7K - $5.14K
|
43.3K
$511K
|
|
|
Oct 28, 2024
Q3 2024
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
193+ 2.71% |
$2.28K - $2.49K
|
7.31K
$86.4K
|
|
|
Nov 05, 2024
Q3 2024
|
R Pg Family Wealth Advisory, LLC
Burlington, MA |
BUY
|
- |
125New |
$1.48K - $1.62K
|
125
$1.48K
|
|
|
Nov 18, 2024
Q3 2024
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
10New |
$118 - $129
|
10
$118
|
|
|
Oct 16, 2024
Q3 2024
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
BUY
|
- |
2+ 4.65% |
$23.6 - $25.8
|
45
$531
|
|
|
Oct 10, 2024
Q3 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-56- 0.12% |
$661 - $724
|
45.3K
$535K
|
|
|
Nov 08, 2024
Q3 2024
|
Wedbush Securities Inc
|
SELL
|
- |
-64- 0.24% |
$756 - $827
|
26.7K
$316K
|
|
|
Nov 04, 2024
Q3 2024
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-834- 0.93% |
$9.85K - $10.8K
|
88.8K
$1.05M
|
|
|
Oct 15, 2024
Q3 2024
|
Transcend Capital Advisors, LLC
|
SELL
|
- |
-1.55K- 12.38% |
$18.4K - $20.1K
|
11K
$130K
|
|
|
Nov 13, 2024
Q3 2024
|
Tennessee Valley Asset Management Partners
|
SELL
|
- |
-2.71K- 2.79% |
$32K - $35K
|
94.5K
$1.12M
|
|
|
Oct 18, 2024
Q3 2024
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-6.44K- 21.25% |
$76K - $83.2K
|
23.9K
$282K
|
|
|
Oct 22, 2024
Q3 2024
|
Private Advisor Group, LLC
|
SELL
|
- |
-6.85K- 20.59% |
$80.9K - $88.5K
|
26.4K
$312K
|
|
|
Nov 13, 2024
Q3 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-7.9K- 3.36% |
$93.3K - $102K
|
227K
$2.69M
|
|
|
Nov 14, 2024
Q3 2024
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-24.5K- 52.35% |
$289K - $317K
|
22.3K
$263K
|
|
|
Oct 29, 2024
Q3 2024
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-30.1K- 43.33% |
$356K - $389K
|
39.4K
$465K
|
|
|
Nov 14, 2024
Q3 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-87.9K- 41.65% |
$1.04M - $1.14M
|
123K
$1.45M
|
|
|
Nov 12, 2024
Q3 2024
|
Strategic Financial Concepts, LLC
San Antonio, TX |
SELL
|
- |
-165K- 91.68% |
$1.95M - $2.13M
|
15K
$177K
|