Latest Institutional Transactions on Rivernorth Opportunities Fund, Inc. (RIV)
This table provides information on the latest institutional transactions involving Rivernorth Opportunities Fund, Inc. (RIV) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 18, 2024
Q3 2024
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
10New |
$118 - $129
|
10
$124
|
|
|
Nov 14, 2024
Q3 2024
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
3.54K+ 2.25% |
$41.8K - $45.7K
|
161K
$1.99M
|
|
|
Nov 14, 2024
Q3 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
61.3K+ 3.72% |
$724K - $792K
|
1.71M
$21.1M
|
|
|
Nov 14, 2024
Q3 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-87.9K- 41.65% |
$1.04M - $1.14M
|
123K
$1.52M
|
|
|
Nov 14, 2024
Q3 2024
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-24.5K- 52.35% |
$289K - $317K
|
22.3K
$275K
|
|
|
Nov 14, 2024
Q3 2024
|
Ubs Group Ag
|
BUY
|
- |
4.57K+ 21.82% |
$53.9K - $59K
|
25.5K
$315K
|
|
|
Nov 13, 2024
Q3 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
3.52K+ 3.69% |
$41.6K - $45.5K
|
98.9K
$1.22M
|
|
|
Nov 13, 2024
Q3 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-7.9K- 3.36% |
$93.3K - $102K
|
227K
$2.81M
|
|
|
Nov 13, 2024
Q3 2024
|
Tennessee Valley Asset Management Partners
|
SELL
|
- |
-2.71K- 2.79% |
$32K - $35K
|
94.5K
$1.17M
|
|
|
Nov 13, 2024
Q3 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
2.67K+ 3.11% |
$31.5K - $34.5K
|
88.5K
$1.09M
|
|
|
Nov 12, 2024
Q3 2024
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
609KNew |
$7.19M - $7.86M
|
609K
$7.52M
|
|
|
Nov 12, 2024
Q3 2024
|
Strategic Financial Concepts, LLC
San Antonio, TX |
SELL
|
- |
-165K- 91.68% |
$1.95M - $2.13M
|
15K
$185K
|
|
|
Nov 12, 2024
Q3 2024
|
Everstar Asset Management, LLC
Mooresville, NC |
BUY
|
- |
84.3KNew |
$996K - $1.09M
|
84.3K
$1.04M
|
|
|
Nov 08, 2024
Q3 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
27.6K+ 9.22% |
$325K - $356K
|
326K
$4.03M
|
|
|
Nov 08, 2024
Q3 2024
|
Wedbush Securities Inc
|
SELL
|
- |
-64- 0.24% |
$756 - $827
|
26.7K
$330K
|
|
|
Nov 08, 2024
Q3 2024
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
1.18K+ 4.8% |
$13.9K - $15.2K
|
25.7K
$317K
|
|
|
Nov 08, 2024
Q3 2024
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
3K+ 18.85% |
$35.4K - $38.7K
|
18.9K
$233K
|
|
|
Nov 07, 2024
Q3 2024
|
Calamos Advisors LLC
|
BUY
|
- |
5.05K+ 16.67% |
$59.6K - $65.2K
|
35.3K
$436K
|
|
|
Nov 06, 2024
Q3 2024
|
Envestnet Asset Management Inc
|
BUY
|
- |
21.3K+ 15.8% |
$251K - $275K
|
156K
$1.93M
|
|
|
Nov 05, 2024
Q3 2024
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
398+ 0.93% |
$4.7K - $5.14K
|
43.3K
$534K
|
|
|
Nov 05, 2024
Q3 2024
|
R Pg Family Wealth Advisory, LLC
Burlington, MA |
BUY
|
- |
125New |
$1.48K - $1.62K
|
125
$1.54K
|
|
|
Nov 04, 2024
Q3 2024
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-834- 0.93% |
$9.85K - $10.8K
|
88.8K
$1.1M
|
|
|
Oct 30, 2024
Q3 2024
|
Marks Group Wealth Management, Inc
Minnetonka, MN |
BUY
|
- |
603+ 0.53% |
$7.12K - $7.79K
|
115K
$1.43M
|
|
|
Oct 29, 2024
Q3 2024
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-30.1K- 43.33% |
$356K - $389K
|
39.4K
$487K
|
|
|
Oct 28, 2024
Q3 2024
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
193+ 2.71% |
$2.28K - $2.49K
|
7.31K
$90.3K
|
|
|
Oct 28, 2024
Q3 2024
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
21.3K+ 15.86% |
$251K - $275K
|
155K
$1.92M
|
|
|
Oct 24, 2024
Q3 2024
|
Ghp Investment Advisors, Inc.
Denver, CO |
BUY
|
- |
2.11KNew |
$24.9K - $27.3K
|
2.11K
$26.1K
|
|
|
Oct 22, 2024
Q3 2024
|
Private Advisor Group, LLC
|
SELL
|
- |
-6.85K- 20.59% |
$80.9K - $88.5K
|
26.4K
$326K
|
|
|
Oct 21, 2024
Q3 2024
|
Sequoia Financial Advisors, LLC
|
BUY
|
- |
44KNew |
$520K - $568K
|
44K
$543K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
5.91K+ 25.13% |
$69.7K - $76.3K
|
29.4K
$363K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-56- 0.12% |
$661 - $724
|
45.3K
$560K
|
|
|
Oct 18, 2024
Q3 2024
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-6.44K- 21.25% |
$76K - $83.2K
|
23.9K
$295K
|
|
|
Oct 16, 2024
Q3 2024
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
BUY
|
- |
2+ 4.65% |
$23.6 - $25.8
|
45
$556
|
|
|
Oct 16, 2024
Q3 2024
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
1.73K+ 8.31% |
$20.4K - $22.3K
|
22.5K
$278K
|
|
|
Oct 15, 2024
Q3 2024
|
Transcend Capital Advisors, LLC
|
SELL
|
- |
-1.55K- 12.38% |
$18.4K - $20.1K
|
11K
$136K
|
|
|
Oct 10, 2024
Q3 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
| Q2 2024 | |||||||
|
Aug 19, 2024
Q2 2024
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
54.8K+ 28.32% |
$617K - $675K
|
248K
$3.07M
|
|
|
Aug 15, 2024
Q2 2024
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
106New |
$1.19K - $1.31K
|
106
$1.31K
|
|
|
Aug 14, 2024
Q2 2024
|
Quarry LP
New York, NY |
SELL
|
- |
-1.05K- 1.93% |
$11.8K - $12.9K
|
53.2K
$657K
|
|
|
Aug 14, 2024
Q2 2024
|
Css LLC
Chicago, IL |
SELL
|
- |
-17.6K- 50.84% |
$198K - $217K
|
17K
$210K
|
|
|
Aug 13, 2024
Q2 2024
|
Black Diamond Wealth Management Inc.
|
BUY
|
- |
266+ 0.95% |
$3K - $3.28K
|
28.3K
$349K
|
|
|
Aug 06, 2024
Q2 2024
|
Ashton Thomas Private Wealth, LLC
Scottsdale, AZ |
BUY
|
- |
2KNew |
$22.5K - $24.6K
|
2K
$24.7K
|
|
|
Aug 05, 2024
Q2 2024
|
Channel Wealth LLC
Santa Barbara, CA |
SELL
|
- |
-2.25K- 15.39% |
$25.3K - $27.7K
|
12.4K
$153K
|
|
|
Jul 30, 2024
Q2 2024
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
1K+ 3.03% |
$11.3K - $12.3K
|
34K
$420K
|
|
|
Jul 11, 2024
Q2 2024
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
SELL
|
- |
-7.06K- 37.04% |
$79.5K - $87K
|
12K
$148K
|
|
| Q1 2024 | |||||||
|
May 15, 2024
Q1 2024
|
Mangrove Partners
New York, NY |
BUY
|
- |
10.4K+ 2.05% |
$114K - $125K
|
516K
$6.37M
|
|
|
May 13, 2024
Q1 2024
|
Shaker Financial Services, LLC
|
SELL
|
- |
-9.65K- 29.1% |
$106K - $117K
|
23.5K
$290K
|
|
|
May 09, 2024
Q1 2024
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-59K- 67.13% |
$647K - $713K
|
28.9K
$357K
|
|
|
May 09, 2024
Q1 2024
|
Plante Moran Financial Advisors, LLC
|
BUY
|
- |
3.76KNew |
$41.2K - $45.4K
|
3.76K
$46.4K
|
|
|
May 01, 2024
Q1 2024
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-2.61K- 11.17% |
$28.6K - $31.5K
|
20.7K
$256K
|
|