Latest Institutional Transactions on Rivernorth Opportunities Fund, Inc. (RIV)
This table provides information on the latest institutional transactions involving Rivernorth Opportunities Fund, Inc. (RIV) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 25, 2025
Q4 2024
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-69.5K- 27.44% |
$798K - $900K
|
184K
$2.25M
|
|
|
Feb 14, 2025
Q4 2024
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
5.4K+ 21.05% |
$62K - $69.9K
|
31.1K
$381K
|
|
|
Feb 14, 2025
Q4 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-85.5K- 69.42% |
$981K - $1.11M
|
37.7K
$462K
|
|
|
Feb 14, 2025
Q4 2024
|
Ubs Group Ag
|
BUY
|
- |
12.4K+ 48.8% |
$143K - $161K
|
37.9K
$466K
|
|
|
Feb 14, 2025
Q4 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
813+ 0.82% |
$9.33K - $10.5K
|
99.7K
$1.22M
|
|
|
Feb 14, 2025
Q4 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.81K- 1.12% |
$20.8K - $23.4K
|
159K
$1.95M
|
|
|
Feb 14, 2025
Q4 2024
|
Cary Street Partners Financial LLC
Richmond, VA |
BUY
|
- |
10.5KNew |
$121K - $136K
|
10.5K
$129K
|
|
|
Feb 14, 2025
Q4 2024
|
Elequin Capital LP
New York, NY |
BUY
|
- |
6.45KNew |
$74K - $83.5K
|
6.45K
$79.1K
|
|
|
Feb 14, 2025
Q4 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-32.9K- 1.92% |
$377K - $426K
|
1.68M
$20.6M
|
|
|
Feb 14, 2025
Q4 2024
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
23.5KNew |
$269K - $304K
|
23.5K
$288K
|
|
|
Feb 14, 2025
Q4 2024
|
Luminist Capital LLC
Grand Rapids, MI |
BUY
|
- |
537New |
$6.16K - $6.95K
|
537
$6.59K
|
|
|
Feb 13, 2025
Q4 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 13, 2025
Q4 2024
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
25.5K+ 4.18% |
$292K - $330K
|
634K
$7.78M
|
|
|
Feb 13, 2025
Q4 2024
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-2.3K- 10.31% |
$26.4K - $29.8K
|
20K
$245K
|
|
|
Feb 13, 2025
Q4 2024
|
Shaker Financial Services, LLC
|
BUY
|
- |
101KNew |
$1.16M - $1.31M
|
101K
$1.24M
|
|
|
Feb 12, 2025
Q4 2024
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-490- 4.16% |
$5.63K - $6.35K
|
11.3K
$139K
|
|
|
Feb 12, 2025
Q4 2024
|
Everstar Asset Management, LLC
Mooresville, NC |
SELL
|
- |
-1.26K- 1.5% |
$14.5K - $16.3K
|
83.1K
$1.02M
|
|
|
Feb 12, 2025
Q4 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
4.3K+ 1.89% |
$49.3K - $55.7K
|
232K
$2.84M
|
|
|
Feb 12, 2025
Q4 2024
|
Wedbush Securities Inc
|
BUY
|
- |
353+ 1.32% |
$4.05K - $4.57K
|
27.1K
$332K
|
|
|
Feb 12, 2025
Q4 2024
|
Envestnet Asset Management Inc
|
BUY
|
- |
17K+ 10.9% |
$195K - $220K
|
173K
$2.12M
|
|
|
Feb 11, 2025
Q4 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
80.3K+ 24.6% |
$922K - $1.04M
|
407K
$4.99M
|
|
|
Feb 10, 2025
Q4 2024
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
87+ 0.36% |
$999 - $1.13K
|
23.9K
$294K
|
|
|
Feb 07, 2025
Q4 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
24+ 0.03% |
$276 - $311
|
88.6K
$1.09M
|
|
|
Feb 07, 2025
Q4 2024
|
Independent Advisor Alliance
|
BUY
|
- |
10KNew |
$115K - $130K
|
10K
$123K
|
|
|
Feb 07, 2025
Q4 2024
|
Sequoia Financial Advisors, LLC
|
SELL
|
- |
-30K- 68.18% |
$344K - $389K
|
14K
$172K
|
|
|
Feb 07, 2025
Q4 2024
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
6.78K+ 54.24% |
$77.8K - $87.8K
|
19.3K
$237K
|
|
|
Feb 07, 2025
Q4 2024
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-7.23K- 98.87% |
$83K - $93.6K
|
83
$1.02K
|
|
|
Feb 06, 2025
Q4 2024
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
59.9KNew |
$688K - $776K
|
59.9K
$735K
|
|
|
Feb 04, 2025
Q4 2024
|
Advisor Os, LLC
|
BUY
|
- |
51.8KNew |
$595K - $671K
|
51.8K
$636K
|
|
|
Feb 04, 2025
Q4 2024
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
995+ 2.3% |
$11.4K - $12.9K
|
44.3K
$543K
|
|
|
Jan 31, 2025
Q4 2024
|
Private Advisor Group, LLC
|
BUY
|
- |
204+ 0.77% |
$2.34K - $2.64K
|
26.6K
$327K
|
|
|
Jan 31, 2025
Q4 2024
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
94.5K+ 499.82% |
$1.08M - $1.22M
|
113K
$1.39M
|
|
|
Jan 30, 2025
Q4 2024
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-1.53K- 1.72% |
$17.6K - $19.8K
|
87.3K
$1.07M
|
|
|
Jan 30, 2025
Q4 2024
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
8.78K+ 25.82% |
$101K - $114K
|
42.8K
$525K
|
|
|
Jan 30, 2025
Q4 2024
|
Strategic Financial Concepts, LLC
San Antonio, TX |
SELL
|
- |
-174K- 91.3% |
$2M - $2.26M
|
16.6K
$204K
|
|
|
Jan 30, 2025
Q4 2024
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
10.2K+ 6.59% |
$118K - $133K
|
166K
$2.03M
|
|
|
Jan 23, 2025
Q4 2024
|
Synergy Asset Management, LLC
Bellevue, WA |
BUY
|
- |
1.2KNew |
$13.8K - $15.5K
|
1.2K
$14.7K
|
|
|
Jan 22, 2025
Q4 2024
|
Strategic Wealth Investment Group, LLC
|
BUY
|
- |
705New |
$8.09K - $9.13K
|
705
$8.65K
|
|
|
Jan 21, 2025
Q4 2024
|
Tennessee Valley Asset Management Partners
|
BUY
|
- |
631+ 0.67% |
$7.24K - $8.17K
|
95.1K
$1.17M
|
|
|
Jan 21, 2025
Q4 2024
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
BUY
|
- |
1+ 2.22% |
$11.5 - $13
|
46
$564
|
|
|
Jan 17, 2025
Q4 2024
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-3.01K- 7.65% |
$34.6K - $39K
|
36.4K
$447K
|
|
|
Jan 17, 2025
Q4 2024
|
Westside Investment Management, Inc.
|
SELL
|
- |
-1.2K- 5.66% |
$13.8K - $15.5K
|
20K
$245K
|
|
|
Jan 14, 2025
Q4 2024
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
1.61K+ 7.15% |
$18.5K - $20.8K
|
24.1K
$296K
|
|
| Q3 2024 | |||||||
|
Nov 18, 2024
Q3 2024
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
10New |
$118 - $129
|
10
$123
|
|
|
Nov 07, 2024
Q3 2024
|
Calamos Advisors LLC
|
BUY
|
- |
5.05K+ 16.67% |
$59.6K - $65.2K
|
35.3K
$433K
|
|
|
Nov 05, 2024
Q3 2024
|
R Pg Family Wealth Advisory, LLC
Burlington, MA |
BUY
|
- |
125New |
$1.48K - $1.62K
|
125
$1.53K
|
|
|
Oct 30, 2024
Q3 2024
|
Marks Group Wealth Management, Inc
Minnetonka, MN |
BUY
|
- |
603+ 0.53% |
$7.12K - $7.79K
|
115K
$1.42M
|
|
|
Oct 24, 2024
Q3 2024
|
Ghp Investment Advisors, Inc.
Denver, CO |
BUY
|
- |
2.11KNew |
$24.9K - $27.3K
|
2.11K
$25.9K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-56- 0.12% |
$661 - $724
|
45.3K
$556K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
5.91K+ 25.13% |
$69.7K - $76.3K
|
29.4K
$361K
|
|