Latest Institutional Transactions on Rivernorth Opportunities Fund, Inc. (RIV)
This table provides information on the latest institutional transactions involving Rivernorth Opportunities Fund, Inc. (RIV) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 15, 2025
Q2 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-1.96K- 0.11% |
$20.5K - $24.1K
|
1.77M
$21.9M
|
|
|
Aug 14, 2025
Q2 2025
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
93.6KNew |
$975K - $1.15M
|
93.6K
$1.16M
|
|
|
Aug 14, 2025
Q2 2025
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-700- 3.63% |
$7.29K - $8.58K
|
18.6K
$231K
|
|
|
Aug 14, 2025
Q2 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-7.36K- 2.78% |
$76.7K - $90.3K
|
258K
$3.2M
|
|
|
Aug 14, 2025
Q2 2025
|
Advisor Os, LLC
|
BUY
|
- |
500+ 0.94% |
$5.21K - $6.13K
|
53.7K
$667K
|
|
|
Aug 14, 2025
Q2 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
22.4K+ 89.68% |
$234K - $275K
|
47.4K
$589K
|
|
|
Aug 14, 2025
Q2 2025
|
Tennessee Valley Asset Management Partners
|
BUY
|
- |
24.4K+ 21.55% |
$254K - $299K
|
138K
$1.71M
|
|
|
Aug 14, 2025
Q2 2025
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-4.1K- 14.54% |
$42.7K - $50.3K
|
24.1K
$299K
|
|
|
Aug 14, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
2.1K+ 1.05% |
$21.8K - $25.7K
|
201K
$2.5M
|
|
|
Aug 14, 2025
Q2 2025
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
10New |
$104 - $123
|
10
$124
|
|
|
Aug 14, 2025
Q2 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
1.05K+ 1.68% |
$10.9K - $12.8K
|
63.2K
$785K
|
|
|
Aug 13, 2025
Q2 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-2.62K- 2.27% |
$27.3K - $32.1K
|
113K
$1.4M
|
|
|
Aug 13, 2025
Q2 2025
|
Everstar Asset Management, LLC
Mooresville, NC |
BUY
|
- |
10.6K+ 11.37% |
$110K - $130K
|
104K
$1.29M
|
|
|
Aug 13, 2025
Q2 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-5.22K- 6.37% |
$54.4K - $64K
|
76.8K
$954K
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 12, 2025
Q2 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
20.4K+ 4.79% |
$213K - $251K
|
447K
$5.55M
|
|
|
Aug 11, 2025
Q2 2025
|
Private Advisor Group, LLC
|
SELL
|
- |
-8.95K- 34.02% |
$93.2K - $110K
|
17.4K
$215K
|
|
|
Aug 11, 2025
Q2 2025
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
16.9K+ 10.19% |
$176K - $207K
|
183K
$2.27M
|
|
|
Aug 11, 2025
Q2 2025
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-1.32K- 1.48% |
$13.8K - $16.2K
|
88.1K
$1.09M
|
|
|
Aug 08, 2025
Q2 2025
|
Wealth Trust Asset Management, LLC
Destin, FL |
SELL
|
- |
-3.61K- 25.06% |
$37.6K - $44.2K
|
10.8K
$134K
|
|
|
Aug 07, 2025
Q2 2025
|
Allworth Financial LP
|
BUY
|
- |
47.1KNew |
$491K - $577K
|
47.1K
$585K
|
|
|
Aug 06, 2025
Q2 2025
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
51+ 0.21% |
$531 - $625
|
24.1K
$299K
|
|
|
Aug 06, 2025
Q2 2025
|
Wedbush Securities Inc
|
SELL
|
- |
-500- 1.89% |
$5.21K - $6.13K
|
25.9K
$322K
|
|
|
Aug 06, 2025
Q2 2025
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
17.4K+ 3.04% |
$181K - $213K
|
588K
$7.31M
|
|
|
Aug 05, 2025
Q2 2025
|
Shaker Financial Services, LLC
|
SELL
|
- |
-26.5K- 46.53% |
$276K - $325K
|
30.5K
$378K
|
|
|
Aug 04, 2025
Q2 2025
|
Kovack Advisors, Inc.
|
BUY
|
- |
38.3KNew |
$399K - $469K
|
38.3K
$475K
|
|
|
Jul 31, 2025
Q2 2025
|
Envestnet Asset Management Inc
|
SELL
|
- |
-3.26K- 1.69% |
$33.9K - $39.9K
|
190K
$2.36M
|
|
|
Jul 31, 2025
Q2 2025
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-3.48K- 7.43% |
$36.3K - $42.7K
|
43.4K
$539K
|
|
|
Jul 24, 2025
Q2 2025
|
Total Wealth Planning & Management, Inc.
Ponte Vedra Beach, FL |
BUY
|
- |
907+ 3.46% |
$9.45K - $11.1K
|
27.1K
$337K
|
|
|
Jul 21, 2025
Q2 2025
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
100New |
$1.04K - $1.23K
|
100
$1.24K
|
|
|
Jul 17, 2025
Q2 2025
|
Janney Montgomery Scott LLC
|
BUY
|
- |
536+ 1.47% |
$5.59K - $6.57K
|
37.1K
$461K
|
|
|
Jul 14, 2025
Q2 2025
|
Opal Wealth Advisors, LLC
Jericho, NY |
BUY
|
- |
21.6KNew |
$225K - $265K
|
21.6K
$269K
|
|
|
Jul 11, 2025
Q2 2025
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
62+ 0.32% |
$646 - $760
|
19.3K
$240K
|
|
|
Jul 10, 2025
Q2 2025
|
Oliver Lagore Vanvalin Investment Group
Flint, MI |
BUY
|
- |
1K+ 41.67% |
$10.4K - $12.3K
|
3.4K
$42.2K
|
|
| Q1 2025 | |||||||
|
Aug 12, 2025
Q1 2025
|
Nwf Advisory Services Inc.
Los Angeles, CA |
BUY
|
- |
56.2KNew |
$654K - $702K
|
56.2K
$698K
|
|
|
May 21, 2025
Q1 2025
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-310- 50.0% |
$3.61K - $3.87K
|
310
$3.85K
|
|
|
May 14, 2025
Q1 2025
|
Truvestments Capital LLC
Sarasota, FL |
BUY
|
- |
9.13KNew |
$106K - $114K
|
9.13K
$113K
|
|
|
May 13, 2025
Q1 2025
|
Ubs Group Ag
|
SELL
|
- |
-17.7K- 46.55% |
$206K - $221K
|
20.3K
$252K
|
|
|
May 13, 2025
Q1 2025
|
Elequin Capital LP
New York, NY |
SELL
|
- |
-5.59K- 86.8% |
$65.1K - $69.9K
|
851
$10.6K
|
|
|
May 12, 2025
Q1 2025
|
Wolverine Asset Management LLC
|
BUY
|
- |
255New |
$2.97K - $3.18K
|
255
$3.17K
|
|
|
May 09, 2025
Q1 2025
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-84.5K- 74.56% |
$984K - $1.06M
|
28.9K
$358K
|
|
|
May 07, 2025
Q1 2025
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
1.9K+ 4.44% |
$22.1K - $23.7K
|
44.7K
$555K
|
|
|
May 06, 2025
Q1 2025
|
Readystate Asset Management LP
Chicago, IL |
BUY
|
- |
27.2KNew |
$317K - $340K
|
27.2K
$338K
|
|
|
May 01, 2025
Q1 2025
|
Cwm, LLC
|
BUY
|
- |
623+ 174.02% |
$7.25K - $7.78K
|
981
$12.2K
|
|
|
Apr 28, 2025
Q1 2025
|
Strategic Financial Concepts, LLC
San Antonio, TX |
SELL
|
- |
-5.8K- 34.94% |
$67.5K - $72.4K
|
10.8K
$134K
|
|
| Q4 2024 | |||||||
|
Feb 25, 2025
Q4 2024
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-69.5K- 27.44% |
$798K - $900K
|
184K
$2.28M
|
|
|
Feb 14, 2025
Q4 2024
|
Cary Street Partners Financial LLC
Richmond, VA |
BUY
|
- |
10.5KNew |
$121K - $136K
|
10.5K
$130K
|
|
|
Feb 14, 2025
Q4 2024
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
23.5KNew |
$269K - $304K
|
23.5K
$291K
|
|
|
Feb 14, 2025
Q4 2024
|
Luminist Capital LLC
Grand Rapids, MI |
BUY
|
- |
537New |
$6.16K - $6.95K
|
537
$6.67K
|
|
|
Feb 12, 2025
Q4 2024
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-490- 4.16% |
$5.63K - $6.35K
|
11.3K
$140K
|
|