Shaker Financial Services, LLC Rivernorth Opportunities Fund, Inc. Transaction History

Shaker Financial Services, LLC

$261 Million
Q3 2024

Shares

13 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2024 May 13, 2024	SELL	$10.97 - $12.09 $105,849 - $116,656	-9,649 Reduced 29.1%	23,504 $282,000
Q4 2023 Feb 07, 2024	SELL	$9.67 - $11.25 $148,154 - $172,361	-15,321 Reduced 31.61%	33,153 $364,000
Q3 2023 Nov 02, 2023	SELL	$10.51 - $11.51 $1.18 Million - $1.29 Million	-112,241 Reduced 69.84%	48,474 $509,000
Q2 2023 Aug 07, 2023	SELL	$10.89 - $11.6 $729,967 - $777,559	-67,031 Reduced 29.43%	160,715 $1.84 Million
Q1 2023 May 08, 2023	BUY	$10.92 - $12.55 $2.49 Million - $2.86 Million	227,746 New	227,746 $2.59 Million
Q1 2022 May 06, 2022	SELL	$15.2 - $16.65 $812,789 - $890,325	-53,473 Closed	0 $0
Q4 2021 Feb 07, 2022	BUY	$15.76 - $17.65 $842,734 - $943,798	53,473 New	53,473 $853,000
Q4 2020 Feb 03, 2021	SELL	$13.86 - $16.32 $563,464 - $663,473	-40,654 Closed	0 $0
Q3 2020 Nov 09, 2020	BUY	$14.1 - $16.09 $573,221 - $654,122	40,654 New	40,654 $583,000
Q2 2020 Aug 06, 2020	SELL	$11.67 - $15.21 $260,824 - $339,943	-22,350 Closed	0 $0
Q1 2020 May 01, 2020	BUY	$9.57 - $17.2 $213,889 - $384,420	22,350 New	22,350 $278,000
Q4 2018 Feb 04, 2019	SELL	$14.2 - $18.6 $174,134 - $228,091	-12,263 Closed	0 $0
Q3 2018 Nov 09, 2018	BUY	$17.79 - $20.73 $218,158 - $254,211	12,263 New	12,263 $230,000

Others Institutions Holding RIV

# of Institutions

46

Shares Held

4.86M

Call Options Held

0

Put Options Held

0

Morgan Stanley New York, NY

1.71M
Shares

$20.2 Million
0.0% of portfolio
Penserra Capital Management LLC Orinda, CA

609K
Shares

$7.18 Million
0.17% of portfolio
Lpl Financial LLC Fort Mill, SC

326K
Shares

$3.85 Million
0.0% of portfolio
National Asset Management, Inc. Boca Raton, FL

253K
Shares

$2.99 Million
0.09% of portfolio
Wells Fargo & Company San Francisco, CA

227K
Shares

$2.68 Million
0.0% of portfolio

About RIVERNORTH OPPORTUNITIES FUND, INC.

Ticker RIV
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
RiverNorth Opportunities Fund, Inc. was founded in 2015 and is headquartered in Chicago, Illinois.

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