Latest Institutional Purchases of Rivernorth Opportunities Fund, Inc. (RIV)
This list provides information on the latest institutional transactions involving Rivernorth Opportunities Fund, Inc. (RIV) stock that were buys. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the purchase has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2024
Q3 2024
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
609KNew |
$7.19M - $7.86M
|
609K
$7.6M
|
|
|
Nov 12, 2024
Q3 2024
|
Everstar Asset Management, LLC
Mooresville, NC |
BUY
|
- |
84.3KNew |
$996K - $1.09M
|
84.3K
$1.05M
|
|
|
Nov 14, 2024
Q3 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
61.3K+ 3.72% |
$724K - $792K
|
1.71M
$21.4M
|
|
|
Oct 21, 2024
Q3 2024
|
Sequoia Financial Advisors, LLC
|
BUY
|
- |
44KNew |
$520K - $568K
|
44K
$549K
|
|
|
Nov 08, 2024
Q3 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
27.6K+ 9.22% |
$325K - $356K
|
326K
$4.07M
|
|
|
Nov 06, 2024
Q3 2024
|
Envestnet Asset Management Inc
|
BUY
|
- |
21.3K+ 15.8% |
$251K - $275K
|
156K
$1.95M
|
|
|
Oct 28, 2024
Q3 2024
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
21.3K+ 15.86% |
$251K - $275K
|
155K
$1.94M
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
5.91K+ 25.13% |
$69.7K - $76.3K
|
29.4K
$367K
|
|
|
Nov 07, 2024
Q3 2024
|
Calamos Advisors LLC
|
BUY
|
- |
5.05K+ 16.67% |
$59.6K - $65.2K
|
35.3K
$441K
|
|
|
Nov 14, 2024
Q3 2024
|
Ubs Group Ag
|
BUY
|
- |
4.57K+ 21.82% |
$53.9K - $59K
|
25.5K
$318K
|
|
|
Nov 14, 2024
Q3 2024
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
3.54K+ 2.25% |
$41.8K - $45.7K
|
161K
$2.01M
|
|
|
Nov 13, 2024
Q3 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
3.52K+ 3.69% |
$41.6K - $45.5K
|
98.9K
$1.23M
|
|
|
Nov 08, 2024
Q3 2024
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
3K+ 18.85% |
$35.4K - $38.7K
|
18.9K
$236K
|
|
|
Nov 13, 2024
Q3 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
2.67K+ 3.11% |
$31.5K - $34.5K
|
88.5K
$1.1M
|
|
|
Oct 24, 2024
Q3 2024
|
Ghp Investment Advisors, Inc.
Denver, CO |
BUY
|
- |
2.11KNew |
$24.9K - $27.3K
|
2.11K
$26.3K
|
|
|
Oct 16, 2024
Q3 2024
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
1.73K+ 8.31% |
$20.4K - $22.3K
|
22.5K
$281K
|
|
|
Nov 08, 2024
Q3 2024
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
1.18K+ 4.8% |
$13.9K - $15.2K
|
25.7K
$320K
|
|
|
Oct 30, 2024
Q3 2024
|
Marks Group Wealth Management, Inc
Minnetonka, MN |
BUY
|
- |
603+ 0.53% |
$7.12K - $7.79K
|
115K
$1.44M
|
|
|
Nov 05, 2024
Q3 2024
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
398+ 0.93% |
$4.7K - $5.14K
|
43.3K
$540K
|
|
|
Oct 28, 2024
Q3 2024
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
193+ 2.71% |
$2.28K - $2.49K
|
7.31K
$91.3K
|
|
|
Nov 05, 2024
Q3 2024
|
R Pg Family Wealth Advisory, LLC
Burlington, MA |
BUY
|
- |
125New |
$1.48K - $1.62K
|
125
$1.56K
|
|
|
Nov 18, 2024
Q3 2024
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
10New |
$118 - $129
|
10
$125
|
|
|
Oct 16, 2024
Q3 2024
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
BUY
|
- |
2+ 4.65% |
$23.6 - $25.8
|
45
$562
|
|
|
Oct 10, 2024
Q3 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
| Q2 2024 | |||||||
|
Aug 19, 2024
Q2 2024
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
54.8K+ 28.32% |
$617K - $675K
|
248K
$3.1M
|
|
|
Aug 06, 2024
Q2 2024
|
Ashton Thomas Private Wealth, LLC
Scottsdale, AZ |
BUY
|
- |
2KNew |
$22.5K - $24.6K
|
2K
$25K
|
|
|
Jul 30, 2024
Q2 2024
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
1K+ 3.03% |
$11.3K - $12.3K
|
34K
$424K
|
|
|
Aug 13, 2024
Q2 2024
|
Black Diamond Wealth Management Inc.
|
BUY
|
- |
266+ 0.95% |
$3K - $3.28K
|
28.3K
$353K
|
|
|
Aug 15, 2024
Q2 2024
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
106New |
$1.19K - $1.31K
|
106
$1.32K
|
|
| Q1 2024 | |||||||
|
May 15, 2024
Q1 2024
|
Mangrove Partners
New York, NY |
BUY
|
- |
10.4K+ 2.05% |
$114K - $125K
|
516K
$6.44M
|
|
|
May 09, 2024
Q1 2024
|
Plante Moran Financial Advisors, LLC
|
BUY
|
- |
3.76KNew |
$41.2K - $45.4K
|
3.76K
$46.9K
|
|
|
May 01, 2024
Q1 2024
|
Moloney Securities Asset Management, LLC
|
BUY
|
- |
402+ 3.31% |
$4.41K - $4.86K
|
12.5K
$157K
|
|
| Q4 2023 | |||||||
|
Feb 14, 2024
Q4 2023
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
140KNew |
$1.36M - $1.58M
|
140K
$1.75M
|
|
|
Feb 14, 2024
Q4 2023
|
Elequin Capital LP
New York, NY |
BUY
|
- |
34.9K+ 3371.21% |
$337K - $393K
|
35.9K
$448K
|
|
|
Feb 01, 2024
Q4 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
24.5KNew |
$237K - $276K
|
24.5K
$306K
|
|
|
Feb 14, 2024
Q4 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
16.3KNew |
$157K - $183K
|
16.3K
$203K
|
|
|
Feb 05, 2024
Q4 2023
|
Aegon Usa Investment Management, LLC
|
BUY
|
- |
15.2K+ 43.59% |
$147K - $171K
|
50.2K
$626K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
2.91KNew |
$28.1K - $32.7K
|
2.91K
$36.3K
|
|
|
Feb 06, 2024
Q4 2023
|
National Bank Of Canada
|
BUY
|
- |
2.64KNew |
$25.5K - $29.7K
|
2.64K
$32.9K
|
|
| Q3 2023 | |||||||
|
Nov 13, 2023
Q3 2023
|
Cibc Private Wealth Group, LLC
|
BUY
|
- |
11.8KNew |
$124K - $136K
|
11.8K
$147K
|
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
2KNew |
$21K - $23K
|
2K
$25K
|
|
| Q2 2023 | |||||||
|
Aug 11, 2023
Q2 2023
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
25.5KNew |
$277K - $295K
|
25.5K
$318K
|
|
|
Aug 06, 2024
Q2 2023
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
11.6KNew |
$126K - $134K
|
11.6K
$144K
|
|
|
Aug 15, 2023
Q2 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
929+ 15.77% |
$10.1K - $10.8K
|
6.82K
$85.1K
|
|
| Q1 2023 | |||||||
|
May 11, 2023
Q1 2023
|
Perennial Investment Advisors, LLC
Los Angeles, CA |
BUY
|
- |
16.3KNew |
$178K - $205K
|
16.3K
$204K
|
|
|
May 15, 2023
Q1 2023
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
10KNew |
$109K - $126K
|
10K
$125K
|
|
|
May 11, 2023
Q1 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
2.18KNew |
$23.8K - $27.3K
|
2.18K
$27.2K
|
|
|
Jun 20, 2023
Q1 2023
|
Oliver Lagore Vanvalin Investment Group
Flint, MI |
BUY
|
- |
1.4K+ 140.0% |
$15.3K - $17.6K
|
2.4K
$30K
|
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
200New |
$2.18K - $2.51K
|
200
$2.5K
|
|
| Q4 2022 | |||||||
|
Jan 31, 2023
Q4 2022
|
Westside Investment Management, Inc.
|
BUY
|
- |
21.2KNew |
$249K - $282K
|
21.2K
$265K
|
|