Purchases and Sales Made in Q3 2023 in River North Managed Duration Municipal Income Fund, Inc. (RMM)
This table provides information about the institutional ownership of River North Managed Duration Municipal Income Fund, Inc. (RMM) during Q3 2023. The information is specifically focused on institutions that hold shares of RiverNorth Managed Duration Municipal Income Fund, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 08, 2023
Q3 2023
|
Pro Vise Management Group, LLC
Clearwater, FL |
BUY
|
- |
34.6K+ 81.03% |
$474K - $548K
|
77.3K
$1.19M
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
23.1K+ 15.5% |
$316K - $366K
|
172K
$2.66M
|
|
|
Oct 19, 2023
Q3 2023
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
16K+ 21.47% |
$219K - $254K
|
90.5K
$1.4M
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
15.2K+ 4.33% |
$209K - $241K
|
367K
$5.66M
|
|
|
Nov 14, 2023
Q3 2023
|
Cresset Asset Management, LLC
Chicago, IL |
BUY
|
- |
10.7KNew |
$146K - $169K
|
10.7K
$164K
|
|
|
Oct 24, 2023
Q3 2023
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
9.92K+ 2.49% |
$136K - $157K
|
408K
$6.29M
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
2.37KNew |
$32.4K - $37.5K
|
2.37K
$36.5K
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.74K+ 1.62% |
$23.8K - $27.5K
|
109K
$1.68M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
1.72K+ 5.64% |
$23.5K - $27.2K
|
32.1K
$495K
|
|
|
Nov 14, 2023
Q3 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
1.1K+ 3.57% |
$15.1K - $17.5K
|
32.1K
$494K
|
|
|
Nov 13, 2023
Q3 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
625+ 18.54% |
$8.56K - $9.91K
|
4K
$61.6K
|
|
|
May 20, 2024
Q3 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
625+ 18.54% |
$8.56K - $9.91K
|
4K
$61.6K
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
469+ 0.14% |
$6.43K - $7.43K
|
343K
$5.29M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
301+ 1.17% |
$4.12K - $4.77K
|
26.1K
$403K
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 17, 2023
Q3 2023
|
Creative One Wealth, LLC
Overland Park, KS |
SELL
|
- |
-527- 3.77% |
$7.22K - $8.35K
|
13.5K
$208K
|
|
|
Nov 06, 2023
Q3 2023
|
Xml Financial, LLC
|
SELL
|
- |
-1.5K- 8.82% |
$20.6K - $23.8K
|
15.5K
$239K
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-6.42K- 22.66% |
$87.9K - $102K
|
21.9K
$338K
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-7.7K- 3.71% |
$106K - $122K
|
200K
$3.09M
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-8.69K- 3.23% |
$119K - $138K
|
260K
$4.01M
|
|
|
Dec 01, 2023
Q3 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-12.7K- 42.84% |
$173K - $201K
|
16.9K
$260K
|
|
|
Nov 14, 2023
Q3 2023
|
Truist Financial Corp
|
SELL
|
- |
-16.5K- 32.7% |
$226K - $261K
|
34K
$524K
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-18.8K- 14.32% |
$257K - $298K
|
112K
$1.73M
|
|
|
Nov 14, 2023
Q3 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-27.1K- 65.46% |
$372K - $430K
|
14.3K
$221K
|