Latest Institutional Transactions on Hartford Multifactor Emerging (ROAM)
This table provides information on the latest institutional transactions involving Hartford Multifactor Emerging (ROAM) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Sep 04, 2025
Q2 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
508+ 83.14% |
$10.6K - $13.4K
|
1.12K
$31K
|
|
|
Aug 14, 2025
Q2 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-8.11K- 31.68% |
$169K - $214K
|
17.5K
$485K
|
|
|
Aug 14, 2025
Q2 2025
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
783+ 3.25% |
$16.4K - $20.7K
|
24.9K
$690K
|
|
|
Aug 14, 2025
Q2 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
167New |
$3.49K - $4.41K
|
167
$4.63K
|
|
|
Aug 14, 2025
Q2 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-15.4K- 31.92% |
$321K - $406K
|
32.8K
$909K
|
|
|
Aug 14, 2025
Q2 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-2.15K- 13.39% |
$44.9K - $56.7K
|
13.9K
$385K
|
|
|
Aug 13, 2025
Q2 2025
|
Twin Peaks Wealth Advisors, LLC
Burlingame, CA |
BUY
|
- |
1.95KNew |
$40.7K - $51.4K
|
1.95K
$54K
|
|
|
Aug 12, 2025
Q2 2025
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
8.05KNew |
$168K - $213K
|
8.05K
$223K
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 12, 2025
Q2 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
16.6K+ 5.63% |
$348K - $440K
|
312K
$8.66M
|
|
|
Aug 12, 2025
Q2 2025
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-1.09K- 4.12% |
$22.7K - $28.7K
|
25.3K
$701K
|
|
|
Aug 06, 2025
Q2 2025
|
Prospera Financial Services Inc
|
SELL
|
- |
-590- 3.86% |
$12.3K - $15.6K
|
14.7K
$407K
|
|
|
Jul 31, 2025
Q2 2025
|
Envestnet Asset Management Inc
|
SELL
|
- |
-437- 2.41% |
$9.13K - $11.5K
|
17.7K
$490K
|
|
|
Jul 31, 2025
Q2 2025
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
2.9K+ 25.76% |
$60.7K - $76.7K
|
14.2K
$393K
|
|
|
Jul 29, 2025
Q2 2025
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
194K+ 79.71% |
$4.05M - $5.12M
|
437K
$12.1M
|
|
|
Jul 29, 2025
Q2 2025
|
Private Trust CO Na
|
BUY
|
- |
33+ 2.32% |
$690 - $872
|
1.46K
$40.4K
|
|
|
Jul 09, 2025
Q2 2025
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-1.24K- 5.27% |
$26K - $32.8K
|
22.4K
$620K
|
|
|
Jul 09, 2025
Q2 2025
|
Fermata Advisors, LLC
Sonoma, CA |
SELL
|
- |
-292- 0.92% |
$6.1K - $7.71K
|
31.4K
$872K
|
|
| Q1 2025 | |||||||
|
May 15, 2025
Q1 2025
|
Old Mission Capital LLC
|
SELL
|
- |
-59K- 58.45% |
$1.32M - $1.43M
|
41.9K
$1.16M
|
|
|
May 14, 2025
Q1 2025
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-11K- 52.01% |
$247K - $267K
|
10.2K
$282K
|
|
|
May 14, 2025
Q1 2025
|
Visionary Wealth Advisors
O'fallon, IL |
BUY
|
- |
223+ 1.23% |
$5K - $5.41K
|
18.4K
$511K
|
|
|
May 13, 2025
Q1 2025
|
Ubs Group Ag
|
BUY
|
- |
6.47KNew |
$145K - $157K
|
6.47K
$180K
|
|
| Q4 2024 | |||||||
|
Feb 14, 2025
Q4 2024
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
31.5KNew |
$718K - $805K
|
31.5K
$873K
|
|
|
Feb 14, 2025
Q4 2024
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-23.6K- 54.11% |
$538K - $603K
|
20K
$555K
|
|
|
Jan 31, 2025
Q4 2024
|
Sanctuary Advisors, LLC
Indianapolis, IN |
BUY
|
- |
10.2K+ 10.53% |
$234K - $262K
|
107K
$2.98M
|
|
|
Jan 28, 2025
Q4 2024
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
108+ 720.0% |
$2.46K - $2.76K
|
123
$3.41K
|
|
|
Jan 23, 2025
Q4 2024
|
Synergy Asset Management, LLC
Bellevue, WA |
BUY
|
- |
379New |
$8.64K - $9.69K
|
379
$10.5K
|
|
| Q3 2024 | |||||||
|
May 14, 2025
Q3 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-54- 98.18% |
$1.23K - $1.4K
|
1
$27.7
|
|
|
Nov 14, 2024
Q3 2024
|
Pensionmark Financial Group, LLC
Santa Barbara, CA |
BUY
|
- |
190+ 0.39% |
$4.32K - $4.92K
|
49K
$1.36M
|
|
|
Oct 31, 2024
Q3 2024
|
Scarborough Advisors, LLC
Annapolis, MD |
BUY
|
- |
65KNew |
$1.48M - $1.68M
|
65K
$1.8M
|
|
|
Oct 22, 2024
Q3 2024
|
Mfa Wealth Advisors, LLC
Pittsburgh, PA |
SELL
|
- |
-2.69K- 92.48% |
$61.3K - $69.7K
|
219
$6.08K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
4.86K+ 36.79% |
$111K - $126K
|
18.1K
$501K
|
|
| Q2 2024 | |||||||
|
Aug 15, 2024
Q2 2024
|
Comerica Bank
|
SELL
|
- |
-2- 1.61% |
$45.2 - $49.1
|
122
$3.38K
|
|
|
Aug 12, 2024
Q2 2024
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-188- 0.35% |
$4.25K - $4.62K
|
53.1K
$1.47M
|
|
|
Jul 31, 2024
Q2 2024
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
43.4KNew |
$980K - $1.07M
|
43.4K
$1.2M
|
|
| Q4 2023 | |||||||
|
Feb 14, 2024
Q4 2023
|
Gts Securities LLC
New York, NY |
BUY
|
- |
23.8K+ 89.85% |
$485K - $539K
|
50.2K
$1.39M
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-800- 5.8% |
$16.3K - $18.2K
|
13K
$361K
|
|
|
Jan 09, 2024
Q4 2023
|
Resource Planning Group
|
BUY
|
- |
259+ 0.49% |
$5.28K - $5.88K
|
53.3K
$1.48M
|
|
| Q3 2023 | |||||||
|
Nov 14, 2023
Q3 2023
|
Wellington Management Group LLP
Boston, MA |
SELL
|
- |
-89.1K- 58.94% |
$1.85M - $2.02M
|
62.1K
$1.72M
|
|
| Q2 2023 | |||||||
|
Aug 03, 2023
Q2 2023
|
Coldstream Capital Management Inc
|
SELL
|
- |
-1- 0.01% |
$20.3 - $21.8
|
13.8K
$384K
|
|
|
Jul 18, 2023
Q2 2023
|
Allworth Financial LP
|
BUY
|
- |
11+ 1.66% |
$224 - $240
|
675
$18.7K
|
|
| Q1 2023 | |||||||
|
May 17, 2023
Q1 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-301- 2.93% |
$5.87K - $6.38K
|
9.98K
$277K
|
|
|
May 12, 2023
Q1 2023
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
85New |
$1.66K - $1.8K
|
85
$2.36K
|
|
|
Apr 13, 2023
Q1 2023
|
Householder Group Estate & Retirement Specialist, LLC
|
BUY
|
- |
1.08KNew |
$21.1K - $22.9K
|
1.08K
$30K
|
|
| Q3 2022 | |||||||
|
Nov 14, 2022
Q3 2022
|
Capital Asset Advisory Services LLC
Haslett, MI |
SELL
|
- |
-184- 9.73% |
$3.31K - $3.79K
|
1.71K
$47.4K
|
|
| Q2 2022 | |||||||
|
Aug 11, 2022
Q2 2022
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-31.6KClosed |
$634K - $756K
|
0
$0
|
|
|
Aug 01, 2022
Q2 2022
|
Ellis Investment Partners, LLC
|
BUY
|
- |
3+ 1.75% |
$60.2 - $71.7
|
174
$4.83K
|
|
| Q1 2022 | |||||||
|
May 16, 2022
Q1 2022
|
Eaton Vance Management
Boston, MA |
SELL
|
- |
-200Closed |
$4.39K - $4.94K
|
0
$0
|
|
|
May 11, 2022
Q1 2022
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
-1K- 45.45% |
$22K - $24.7K
|
1.2K
$33.3K
|
|
| Q3 2021 | |||||||
|
Nov 15, 2021
Q3 2021
|
Brown Brothers Harriman & CO
New York, NY |
SELL
|
- |
-2.09KClosed |
$50.4K - $53.8K
|
0
$0
|
|