Latest Institutional Transactions on Hartford Multifactor Emerging (ROAM)
This table provides information on the latest institutional transactions involving Hartford Multifactor Emerging (ROAM) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 15, 2024
Q1 2024
|
Comerica Bank
|
SELL
|
- |
-100- 44.64% |
$2.11K - $2.36K
|
124
$3.03K
|
|
May 15, 2024
Q1 2024
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
78.8K+ 529.23% |
$1.66M - $1.86M
|
93.7K
$2.29M
|
|
May 15, 2024
Q1 2024
|
Pensionmark Financial Group, LLC
Santa Barbara, CA |
BUY
|
- |
31.4KNew |
$663K - $742K
|
31.4K
$767K
|
|
May 15, 2024
Q1 2024
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-63.3K- 80.77% |
$1.34M - $1.49M
|
15.1K
$368K
|
|
May 14, 2024
Q1 2024
|
Old Mission Capital LLC
|
BUY
|
- |
23.9K+ 48.56% |
$504K - $565K
|
73.2K
$1.79M
|
|
May 10, 2024
Q1 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
20+ 1.25% |
$422 - $472
|
1.62K
$39.5K
|
|
May 10, 2024
Q1 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
21.2K+ 152.66% |
$448K - $502K
|
35.2K
$858K
|
|
May 10, 2024
Q1 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1.28K- 1.3% |
$26.9K - $30.1K
|
96.8K
$2.36M
|
|
May 07, 2024
Q1 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
13.1K+ 19.68% |
$276K - $309K
|
79.6K
$1.94M
|
|
May 01, 2024
Q1 2024
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
24.1K+ 259.69% |
$509K - $570K
|
33.4K
$816K
|
|
Apr 30, 2024
Q1 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Apr 24, 2024
Q1 2024
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-100- 0.89% |
$2.11K - $2.36K
|
11.1K
$271K
|
|
Apr 23, 2024
Q1 2024
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-73K- 98.06% |
$1.54M - $1.72M
|
1.44K
$35.2K
|
|
Apr 22, 2024
Q1 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
1.72K+ 14.18% |
$36.2K - $40.5K
|
13.8K
$337K
|
|
Apr 12, 2024
Q1 2024
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
1.81K+ 16.95% |
$38.2K - $42.8K
|
12.5K
$305K
|
|
Q4 2023 | |||||||
Feb 29, 2024
Q4 2023
|
Scarborough Advisors, LLC
Annapolis, MD |
BUY
|
- |
60KNew |
$1.22M - $1.36M
|
60K
$1.46M
|
|
Feb 14, 2024
Q4 2023
|
Gts Securities LLC
New York, NY |
BUY
|
- |
23.8K+ 89.85% |
$485K - $539K
|
50.2K
$1.23M
|
|
Feb 14, 2024
Q4 2023
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
259+ 0.49% |
$5.28K - $5.88K
|
53.3K
$1.3M
|
|
Feb 14, 2024
Q4 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-528- 3.39% |
$10.8K - $12K
|
15K
$367K
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-800- 5.8% |
$16.3K - $18.2K
|
13K
$317K
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-1.75K- 3.16% |
$35.7K - $39.7K
|
53.7K
$1.31M
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
BUY
|
- |
1.54KNew |
$31.3K - $34.9K
|
1.54K
$37.5K
|
|
Jan 09, 2024
Q4 2023
|
Resource Planning Group
|
BUY
|
- |
259+ 0.49% |
$5.28K - $5.88K
|
53.3K
$1.3M
|
|
Q3 2023 | |||||||
Nov 14, 2023
Q3 2023
|
Wellington Management Group LLP
Boston, MA |
SELL
|
- |
-89.1K- 58.94% |
$1.85M - $2.02M
|
62.1K
$1.51M
|
|
Q2 2023 | |||||||
Aug 03, 2023
Q2 2023
|
Coldstream Capital Management Inc
|
SELL
|
- |
-1- 0.01% |
$20.3 - $21.8
|
13.8K
$338K
|
|
Jul 18, 2023
Q2 2023
|
Allworth Financial LP
|
BUY
|
- |
11+ 1.66% |
$224 - $240
|
675
$16.5K
|
|
Q1 2023 | |||||||
May 17, 2023
Q1 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-301- 2.93% |
$5.87K - $6.38K
|
9.98K
$243K
|
|
May 12, 2023
Q1 2023
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
85New |
$1.66K - $1.8K
|
85
$2.07K
|
|
Apr 13, 2023
Q1 2023
|
Householder Group Estate & Retirement Specialist, LLC
|
BUY
|
- |
1.08KNew |
$21.1K - $22.9K
|
1.08K
$26.4K
|
|
Q3 2022 | |||||||
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
63+ 370.59% |
N/A
|
80
$1.95K
|
|
Nov 14, 2022
Q3 2022
|
Capital Asset Advisory Services LLC
Haslett, MI |
SELL
|
- |
-184- 9.73% |
N/A
|
1.71K
$41.7K
|
|
Q2 2022 | |||||||
Aug 11, 2022
Q2 2022
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-31.6KClosed |
N/A
|
0
$0
|
|
Aug 01, 2022
Q2 2022
|
Ellis Investment Partners, LLC
|
BUY
|
- |
3+ 1.75% |
N/A
|
174
$4.25K
|
|
Q1 2022 | |||||||
May 16, 2022
Q1 2022
|
Eaton Vance Management
Boston, MA |
SELL
|
- |
-200Closed |
N/A
|
0
$0
|
|
May 11, 2022
Q1 2022
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
-1K- 45.45% |
N/A
|
1.2K
$29.3K
|
|
Q4 2021 | |||||||
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-6.48KClosed |
N/A
|
0
$0
|
|
Q3 2021 | |||||||
Nov 15, 2021
Q3 2021
|
Brown Brothers Harriman & CO
New York, NY |
SELL
|
- |
-2.09KClosed |
N/A
|
0
$0
|
|
Q2 2021 | |||||||
Jul 08, 2021
Q2 2021
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-7.77KClosed |
N/A
|
0
$0
|
|
Q4 2020 | |||||||
Feb 11, 2021
Q4 2020
|
Lumbard & Kellner, LLC
Hollis, NH |
SELL
|
- |
-193KClosed |
N/A
|
0
$0
|
|
Q3 2020 | |||||||
Oct 13, 2020
Q3 2020
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-507Closed |
N/A
|
0
$0
|
|
Oct 06, 2020
Q3 2020
|
Sowa Financial Group, Inc.
Lincoln, RI |
SELL
|
- |
-148Closed |
N/A
|
0
$0
|
|
Q2 2020 | |||||||
Aug 10, 2020
Q2 2020
|
D.A. Davidson & Co.
|
SELL
|
- |
-24.9KClosed |
N/A
|
0
$0
|
|
Jul 28, 2020
Q2 2020
|
Stratos Wealth Advisors, LLC
|
SELL
|
- |
-2.05KClosed |
N/A
|
0
$0
|
|
Jul 21, 2020
Q2 2020
|
Westside Investment Management, Inc.
|
SELL
|
- |
-1.3KClosed |
N/A
|
0
$0
|
|
Q1 2020 | |||||||
May 21, 2020
Q1 2020
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-14.8KClosed |
N/A
|
0
$0
|
|
May 18, 2020
Q1 2020
|
Pin Oak Investment Advisors Inc
Houston, TX |
SELL
|
- |
-43Closed |
N/A
|
0
$0
|
|
May 13, 2020
Q1 2020
|
Brinker Capital Investments, LLC
|
SELL
|
- |
-171KClosed |
N/A
|
0
$0
|
|
May 11, 2020
Q1 2020
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-8.71KClosed |
N/A
|
0
$0
|
|
Q3 2019 | |||||||
Nov 08, 2019
Q3 2019
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-9.15KClosed |
N/A
|
0
$0
|
|
Oct 15, 2019
Q3 2019
|
Global Trust Asset Management, LLC
|
SELL
|
- |
-322Closed |
N/A
|
0
$0
|