Purchases and Sales Made in Q4 2023 in River North Specialty Finance Corp (RSF)
This table provides information about the institutional ownership of River North Specialty Finance Corp (RSF) during Q4 2023. The information is specifically focused on institutions that hold shares of RiverNorth Specialty Finance Corp.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2024
Q4 2023
|
Css LLC
Chicago, IL |
BUY
|
- |
12.6K+ 23.7% |
$189K - $201K
|
65.7K
$1M
|
|
|
Feb 14, 2024
Q4 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
6.62KNew |
$99.5K - $105K
|
6.62K
$101K
|
|
|
Feb 13, 2024
Q4 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
1.2K+ 7.95% |
$18K - $19.1K
|
16.3K
$249K
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
357+ 1.41% |
$5.36K - $5.68K
|
25.7K
$393K
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
144New |
$2.16K - $2.29K
|
144
$2.2K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-448- 2.49% |
$6.73K - $7.13K
|
17.6K
$268K
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-729- 1.76% |
$10.9K - $11.6K
|
40.6K
$621K
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-772- 2.91% |
$11.6K - $12.3K
|
25.7K
$393K
|
|
|
Jan 12, 2024
Q4 2023
|
Twelve Points Wealth Management LLC
|
SELL
|
- |
-3.11K- 16.79% |
$46.7K - $49.5K
|
15.4K
$236K
|
|
|
Feb 13, 2024
Q4 2023
|
Yakira Capital Management, Inc.
Westport, CT |
SELL
|
- |
-3.18K- 11.13% |
$47.7K - $50.5K
|
25.4K
$388K
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
SELL
|
- |
-3.22K- 37.06% |
$48.4K - $51.3K
|
5.48K
$83.7K
|
|
|
Jan 23, 2024
Q4 2023
|
Strateg Iq Financial Group, LLC
|
SELL
|
- |
-8.93K- 5.15% |
$134K - $142K
|
164K
$2.51M
|
|
|
Feb 14, 2024
Q4 2023
|
Icon Advisers Inc
Greenwood Village, CO |
SELL
|
- |
-34.6K- 20.28% |
$520K - $551K
|
136K
$2.08M
|
|
|
Feb 13, 2024
Q4 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-82.4K- 8.87% |
$1.24M - $1.31M
|
846K
$12.9M
|