Purchases and Sales Made in Q1 2023 in Saratoga Investment Corp. (SAR)
This table provides information about the institutional ownership of Saratoga Investment Corp. (SAR) during Q1 2023. The information is specifically focused on institutions that hold shares of SARATOGA INVESTMENT CORP..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2023
Q1 2023
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
75.7KNew |
$1.8M - $2.1M
|
75.7K
$1.8M
|
|
|
May 15, 2023
Q1 2023
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
24.9KNew |
$593K - $692K
|
24.9K
$592K
|
|
|
May 15, 2023
Q1 2023
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
BUY
|
- |
24.7K+ 63.17% |
$588K - $686K
|
63.8K
$1.52M
|
|
|
May 22, 2023
Q1 2023
|
Putnam Investments LLC
Boston, MA |
BUY
|
- |
19.5K+ 243.65% |
$465K - $542K
|
27.5K
$653K
|
|
|
May 15, 2023
Q1 2023
|
Trexquant Investment LP
Stamford, CT |
BUY
|
- |
11.5KNew |
$275K - $320K
|
11.5K
$274K
|
|
|
Apr 24, 2023
Q1 2023
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
BUY
|
- |
8.89K+ 40.38% |
$212K - $247K
|
30.9K
$734K
|
|
|
Apr 28, 2023
Q1 2023
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
8.78KNew |
$209K - $244K
|
8.78K
$209K
|
|
|
May 10, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
8.51KNew |
$203K - $236K
|
8.51K
$202K
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
6.24K+ 24.18% |
$149K - $173K
|
32.1K
$761K
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
5.97K+ 27.55% |
$142K - $166K
|
27.6K
$656K
|
|
|
May 12, 2023
Q1 2023
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
5.27K+ 3.94% |
$125K - $146K
|
139K
$3.3M
|
|
|
May 17, 2023
Q1 2023
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
5.08KNew |
$121K - $141K
|
5.08K
$121K
|
|
|
Apr 19, 2023
Q1 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
3.12KNew |
$74.2K - $86.5K
|
3.12K
$74K
|
|
|
Apr 25, 2023
Q1 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
2.54K+ 12.55% |
$60.4K - $70.5K
|
22.8K
$540K
|
|
|
May 15, 2023
Q1 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
2.4K+ 49.97% |
$57.2K - $66.6K
|
7.2K
$171K
|
|
|
May 10, 2023
Q1 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
2.35K+ 4.33% |
$56K - $65.3K
|
56.6K
$1.34M
|
|
|
May 15, 2023
Q1 2023
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
2.23K+ 2.8% |
$53.2K - $62K
|
81.8K
$1.94M
|
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
2.05KNew |
$48.9K - $57K
|
2.05K
$48.8K
|
|
|
Apr 18, 2023
Q1 2023
|
Ifp Advisors, Inc
|
BUY
|
- |
2.03K+ 29.94% |
$48.4K - $56.5K
|
8.83K
$210K
|
|
|
Apr 18, 2023
Q1 2023
|
Claybrook Capital, LLC
|
BUY
|
- |
1.58K+ 4.96% |
$37.7K - $43.9K
|
33.4K
$794K
|
|
|
Apr 21, 2023
Q1 2023
|
Ahrens Investment Partners LLC
|
BUY
|
- |
1.27KNew |
$30.3K - $35.3K
|
1.27K
$30.2K
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1.08K+ 1.29% |
$25.7K - $30K
|
84.6K
$2.01M
|
|
|
Apr 10, 2023
Q1 2023
|
Next Level Private LLC
Harrison, NY |
BUY
|
- |
776+ 2.8% |
$18.5K - $21.5K
|
28.5K
$676K
|
|
|
Apr 27, 2023
Q1 2023
|
Simplex Trading, LLC
|
BUY
|
- |
522+ 2007.69% |
$12.4K - $14.5K
|
548
$13K
|
|
|
May 04, 2023
Q1 2023
|
Larson Financial Group LLC
|
BUY
|
- |
455+ 5.37% |
$10.8K - $12.6K
|
8.92K
$212K
|
|
|
May 12, 2023
Q1 2023
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
381+ 3.99% |
$9.08K - $10.6K
|
9.93K
$236K
|
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
352+ 4.11% |
$8.38K - $9.78K
|
8.92K
$212K
|
|
|
May 12, 2023
Q1 2023
|
Bard Associates Inc
Chicago, IL |
BUY
|
- |
200+ 1.23% |
$4.76K - $5.55K
|
16.4K
$390K
|
|
|
Apr 26, 2023
Q1 2023
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
147+ 0.74% |
$3.5K - $4.08K
|
20.1K
$478K
|
|
|
May 17, 2023
Q1 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
125+ 1.52% |
$2.98K - $3.47K
|
8.33K
$198K
|
|
|
May 11, 2023
Q1 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
100New |
$2.38K - $2.78K
|
100
$2.38K
|
|
|
May 10, 2023
Q1 2023
|
Register Financial Advisors LLC
Atlanta, GA |
BUY
|
- |
89+ 1.57% |
$2.12K - $2.47K
|
5.78K
$137K
|
|
|
May 11, 2023
Q1 2023
|
Tradition Wealth Management, LLC
|
BUY
|
- |
81+ 5.39% |
$1.93K - $2.25K
|
1.58K
$37.6K
|
|
|
May 17, 2023
Q1 2023
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
61+ 0.29% |
$1.45K - $1.69K
|
20.8K
$495K
|
|
|
May 17, 2023
Q1 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
6+ 0.78% |
$143 - $167
|
772
$18.3K
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 03, 2023
Q1 2023
|
Tci Wealth Advisors, Inc.
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 15, 2023
Q1 2023
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-25- 0.26% |
$596 - $694
|
9.75K
$232K
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
SELL
|
- |
-399- 26.11% |
$9.5K - $11.1K
|
1.13K
$26.8K
|
|
|
May 12, 2023
Q1 2023
|
Advisory Research Inc
Chicago, IL |
SELL
|
- |
-695- 2.29% |
$16.6K - $19.3K
|
29.7K
$704K
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-1.12K- 3.02% |
$26.7K - $31.1K
|
36K
$855K
|
|
|
May 12, 2023
Q1 2023
|
Palogic Value Management, L.P.
Dallas, TX |
SELL
|
- |
-1.2K- 2.4% |
$28.6K - $33.3K
|
48.8K
$1.16M
|
|
|
Apr 20, 2023
Q1 2023
|
Pfg Advisors
|
SELL
|
- |
-1.83K- 6.47% |
$43.5K - $50.7K
|
26.4K
$627K
|
|
|
May 11, 2023
Q1 2023
|
Cerity Partners LLC
New York, NY |
SELL
|
- |
-1.9K- 7.15% |
$45.3K - $52.8K
|
24.7K
$587K
|
|
|
May 15, 2023
Q1 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-2.09K- 3.46% |
$49.8K - $58K
|
58.3K
$1.38M
|
|
|
Aug 22, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-2.4K- 22.01% |
$57.2K - $66.6K
|
8.51K
$202K
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-3.58K- 5.23% |
$85.3K - $99.4K
|
64.9K
$1.54M
|
|
|
May 15, 2023
Q1 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-5.86K- 57.73% |
$140K - $163K
|
4.29K
$102K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-12.9K- 15.69% |
$308K - $359K
|
69.6K
$1.65M
|
|
|
Apr 20, 2023
Q1 2023
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-16.1K- 14.22% |
$384K - $448K
|
97.3K
$2.31M
|