Purchases and Sales Made in Q2 2022 in Saratoga Investment Corp. (SAR)
This table provides information about the institutional ownership of Saratoga Investment Corp. (SAR) during Q2 2022. The information is specifically focused on institutions that hold shares of SARATOGA INVESTMENT CORP..
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Aug 08, 2022
Q2 2022
|
Banque Pictet & Cie Sa
|
BUY
|
- |
42.4KNew |
$962K - $1.2M
|
42.4K
$1.01M
|
|
Aug 05, 2022
Q2 2022
|
Pictet North America Advisors Sa
|
BUY
|
- |
42.4KNew |
$962K - $1.2M
|
42.4K
$1.01M
|
|
Aug 15, 2022
Q2 2022
|
Black Diamond Capital Management, L.L.C.
Stamford, CT |
BUY
|
- |
20.4K+ 2.0% |
$463K - $576K
|
1.04M
$24.6M
|
|
Aug 15, 2022
Q2 2022
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
16.4KNew |
$372K - $463K
|
16.4K
$389K
|
|
Aug 15, 2022
Q2 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
15.5K+ 61.17% |
$352K - $439K
|
40.9K
$971K
|
|
Jul 19, 2022
Q2 2022
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
11.4K+ 12.64% |
$260K - $323K
|
102K
$2.42M
|
|
Jul 18, 2022
Q2 2022
|
Claybrook Capital, LLC
|
BUY
|
- |
11.1KNew |
$252K - $314K
|
11.1K
$264K
|
|
Jul 13, 2022
Q2 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
10.1K+ 32.16% |
$229K - $286K
|
41.5K
$986K
|
|
Sep 06, 2022
Q2 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
6.65KNew |
$151K - $188K
|
6.65K
$158K
|
|
Oct 27, 2022
Q2 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
5.94K+ 21.02% |
$135K - $168K
|
34.2K
$813K
|
|
Aug 15, 2022
Q2 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
5.94K+ 21.02% |
$135K - $168K
|
34.2K
$813K
|
|
Aug 17, 2022
Q2 2022
|
Advisory Research Inc
Chicago, IL |
BUY
|
- |
3.67K+ 11.63% |
$83.3K - $104K
|
35.2K
$836K
|
|
Aug 12, 2022
Q2 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
3.12K+ 3.82% |
$70.9K - $88.2K
|
84.8K
$2.01M
|
|
Aug 10, 2022
Q2 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
2.81K+ 6.93% |
$63.7K - $79.3K
|
43.3K
$1.03M
|
|
Aug 12, 2022
Q2 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
2.71K+ 3.41% |
$61.6K - $76.7K
|
82.3K
$1.95M
|
|
Aug 12, 2022
Q2 2022
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
1.98K+ 14.62% |
$44.9K - $56K
|
15.5K
$369K
|
|
Aug 09, 2022
Q2 2022
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
1.54K+ 108.52% |
$35K - $43.6K
|
2.96K
$70.4K
|
|
Aug 02, 2022
Q2 2022
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
469+ 5.59% |
$10.6K - $13.3K
|
8.85K
$210K
|
|
Aug 04, 2022
Q2 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
361New |
$8.19K - $10.2K
|
361
$8.57K
|
|
Aug 12, 2022
Q2 2022
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
325+ 2.34% |
$7.38K - $9.18K
|
14.2K
$337K
|
|
Aug 15, 2022
Q2 2022
|
Aquatic Capital Management LLC
Chicago, IL |
BUY
|
- |
271New |
$6.15K - $7.66K
|
271
$6.44K
|
|
Jul 28, 2022
Q2 2022
|
D.A. Davidson & Co.
|
BUY
|
- |
65+ 0.31% |
$1.48K - $1.84K
|
21.2K
$505K
|
|
Aug 02, 2022
Q2 2022
|
Tradition Wealth Management, LLC
|
BUY
|
- |
32+ 2.23% |
$726 - $904
|
1.47K
$34.8K
|
|
Aug 09, 2022
Q2 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Aug 10, 2022
Q2 2022
|
Lee Financial CO
Dallas, TX |
SELL
|
- |
-15Closed |
$341 - $424
|
0
$0
|
|
Aug 05, 2022
Q2 2022
|
Motco
|
SELL
|
- |
-249Closed |
$5.65K - $7.04K
|
0
$0
|
|
Aug 12, 2022
Q2 2022
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-314- 1.79% |
$7.13K - $8.87K
|
17.3K
$410K
|
|
Aug 05, 2022
Q2 2022
|
Cullen/Frost Bankers, Inc.
|
SELL
|
- |
-457- 33.68% |
$10.4K - $12.9K
|
900
$21.4K
|
|
Aug 10, 2022
Q2 2022
|
Ubs Group Ag
|
SELL
|
- |
-838- 14.42% |
$19K - $23.7K
|
4.97K
$118K
|
|
Aug 16, 2022
Q2 2022
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-1K- 7.7% |
$22.7K - $28.3K
|
12K
$285K
|
|
Jul 22, 2022
Q2 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-1.38K- 78.3% |
$31.2K - $38.9K
|
381
$9.05K
|
|
Aug 12, 2022
Q2 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-1.59K- 7.68% |
$36.2K - $45K
|
19.1K
$455K
|
|
Aug 11, 2022
Q2 2022
|
Bard Associates Inc
Chicago, IL |
SELL
|
- |
-1.85K- 10.22% |
$42K - $52.3K
|
16.2K
$386K
|
|
Aug 08, 2022
Q2 2022
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-2.58K- 1.76% |
$58.6K - $73K
|
144K
$3.42M
|
|
Aug 04, 2022
Q2 2022
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-3.31K- 14.35% |
$75.2K - $93.7K
|
19.8K
$470K
|
|
Aug 15, 2022
Q2 2022
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
SELL
|
- |
-4.35KClosed |
$98.6K - $123K
|
0
$0
|
|
Aug 12, 2022
Q2 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-5.68K- 8.14% |
$129K - $160K
|
64K
$1.52M
|
|
Aug 15, 2022
Q2 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-6.49K- 33.18% |
$147K - $183K
|
13.1K
$310K
|
|
Aug 12, 2022
Q2 2022
|
Ifp Advisors, Inc
|
SELL
|
- |
-6.65KClosed |
$151K - $188K
|
0
$0
|
|
Aug 02, 2022
Q2 2022
|
Ahrens Investment Partners LLC
|
SELL
|
- |
-7.69K- 64.43% |
$174K - $217K
|
4.24K
$101K
|
|
Jul 27, 2022
Q2 2022
|
Modera Wealth Management, LLC
|
SELL
|
- |
-8KClosed |
$182K - $226K
|
0
$0
|
|
Aug 15, 2022
Q2 2022
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-8.1K- 12.96% |
$184K - $229K
|
54.4K
$1.29M
|
|
Jul 26, 2022
Q2 2022
|
Tap Consulting, LLC
|
SELL
|
- |
-8.32KClosed |
$189K - $235K
|
0
$0
|
|
Jul 13, 2022
Q2 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-8.77KClosed |
$199K - $248K
|
0
$0
|
|
Aug 12, 2022
Q2 2022
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-8.81KClosed |
$200K - $249K
|
0
$0
|
|
Aug 10, 2022
Q2 2022
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
SELL
|
- |
-18.1K- 37.51% |
$412K - $513K
|
30.2K
$718K
|
|
Aug 10, 2022
Q2 2022
|
Cerity Partners LLC
New York, NY |
SELL
|
- |
-21.6K- 42.96% |
$491K - $611K
|
28.7K
$681K
|
|
Aug 09, 2022
Q2 2022
|
Next Level Private LLC
Harrison, NY |
SELL
|
- |
-22.8KClosed |
$518K - $645K
|
0
$0
|
|
Aug 12, 2022
Q2 2022
|
Ares Management LLC
Los Angeles, CA |
SELL
|
- |
-27.8KClosed |
$631K - $786K
|
0
$0
|
|
Aug 15, 2022
Q2 2022
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-36.1K- 69.58% |
$820K - $1.02M
|
15.8K
$375K
|