Purchases and Sales Made in Q4 2021 in Saratoga Investment Corp. (SAR)
This table provides information about the institutional ownership of Saratoga Investment Corp. (SAR) during Q4 2021. The information is specifically focused on institutions that hold shares of SARATOGA INVESTMENT CORP..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
101KNew |
$2.88M - $3.01M
|
101K
$2.4M
|
|
|
Feb 14, 2022
Q4 2021
|
Black Diamond Capital Management, L.L.C.
Stamford, CT |
BUY
|
- |
87.7K+ 9.84% |
$2.5M - $2.61M
|
978K
$23.2M
|
|
|
Feb 14, 2022
Q4 2021
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
50.5K+ 148.13% |
$1.44M - $1.51M
|
84.6K
$2.01M
|
|
|
Feb 14, 2022
Q4 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
32.1KNew |
$916K - $958K
|
32.1K
$763K
|
|
|
Feb 14, 2022
Q4 2021
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
30.5KNew |
$870K - $910K
|
30.5K
$725K
|
|
|
Feb 14, 2022
Q4 2021
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
28.4KNew |
$809K - $846K
|
28.4K
$674K
|
|
|
Feb 14, 2022
Q4 2021
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
BUY
|
- |
26.7K+ 61.38% |
$761K - $796K
|
70.2K
$1.67M
|
|
|
Jan 26, 2022
Q4 2021
|
Rmb Capital Management, LLC
|
BUY
|
- |
25.4KNew |
$724K - $757K
|
25.4K
$603K
|
|
|
Feb 11, 2022
Q4 2021
|
Next Level Private LLC
Harrison, NY |
BUY
|
- |
22KNew |
$626K - $654K
|
22K
$521K
|
|
|
Feb 11, 2022
Q4 2021
|
Chemistry Wealth Management LLC
New York, NY |
BUY
|
- |
22KNew |
$626K - $654K
|
22K
$521K
|
|
|
Feb 14, 2022
Q4 2021
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
19.7KNew |
$563K - $588K
|
19.7K
$469K
|
|
|
Feb 14, 2022
Q4 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
14.5K+ 645.64% |
$413K - $432K
|
16.7K
$398K
|
|
|
Feb 15, 2022
Q4 2021
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
13K+ 161.01% |
$371K - $388K
|
21.1K
$501K
|
|
|
Jan 25, 2022
Q4 2021
|
All Season Financial Advisors, Inc.
|
BUY
|
- |
11.3KNew |
$322K - $337K
|
11.3K
$268K
|
|
|
Feb 10, 2022
Q4 2021
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
8.8KNew |
$251K - $262K
|
8.8K
$209K
|
|
|
Feb 14, 2022
Q4 2021
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
7.21KNew |
$205K - $215K
|
7.21K
$171K
|
|
|
Feb 11, 2022
Q4 2021
|
Advisory Research Inc
Chicago, IL |
BUY
|
- |
6.16K+ 30.27% |
$175K - $183K
|
26.5K
$629K
|
|
|
Feb 15, 2022
Q4 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
6.14K+ 4.65% |
$175K - $183K
|
138K
$3.28M
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
5.05K+ 7.39% |
$144K - $150K
|
73.3K
$1.74M
|
|
|
Feb 14, 2022
Q4 2021
|
Bard Associates Inc
Chicago, IL |
BUY
|
- |
4.61K+ 41.55% |
$131K - $137K
|
15.7K
$373K
|
|
|
Jan 31, 2022
Q4 2021
|
D.A. Davidson & Co.
|
BUY
|
- |
4K+ 23.43% |
$114K - $119K
|
21.1K
$500K
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
3.68K+ 23.12% |
$105K - $110K
|
19.6K
$465K
|
|
|
Feb 10, 2022
Q4 2021
|
Confluence Wealth Services, Inc.
Mcmurray, PA |
BUY
|
- |
3KNew |
$85.5K - $89.4K
|
3K
$71.3K
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
2.88K+ 3.74% |
$81.9K - $85.7K
|
79.8K
$1.9M
|
|
|
Feb 09, 2022
Q4 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
1.38K+ 360.89% |
$39.2K - $41K
|
1.76K
$41.7K
|
|
|
Feb 14, 2022
Q4 2021
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
1.33K+ 1.99% |
$38K - $39.7K
|
68.3K
$1.62M
|
|
|
Feb 14, 2022
Q4 2021
|
Chilton Capital Management LLC
Houston, TX |
BUY
|
- |
840New |
$23.9K - $25K
|
840
$20K
|
|
|
Nov 30, 2023
Q4 2021
|
Pfs Partners, LLC
Mine Hill, NJ |
BUY
|
- |
503New |
$14.3K - $15K
|
503
$11.9K
|
|
|
Jan 24, 2022
Q4 2021
|
National Bank Of Canada
|
BUY
|
- |
500New |
$14.3K - $14.9K
|
500
$11.9K
|
|
|
Feb 09, 2022
Q4 2021
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
475+ 5.59% |
$13.5K - $14.2K
|
8.98K
$213K
|
|
|
Feb 14, 2022
Q4 2021
|
Credit Agricole S A
|
BUY
|
- |
350New |
$9.98K - $10.4K
|
350
$8.31K
|
|
|
Feb 15, 2022
Q4 2021
|
Vectors Research Management, LLC
New York, NY |
BUY
|
- |
300New |
$8.55K - $8.94K
|
300
$7.13K
|
|
|
Feb 14, 2022
Q4 2021
|
Aquatic Capital Management LLC
Chicago, IL |
BUY
|
- |
200New |
$5.7K - $5.96K
|
200
$4.75K
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
150+ 3.87% |
$4.28K - $4.47K
|
4.03K
$95.6K
|
|
|
Feb 14, 2022
Q4 2021
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
BUY
|
- |
111+ 0.22% |
$3.16K - $3.31K
|
51.3K
$1.22M
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
100+ 1.02% |
$2.85K - $2.98K
|
9.88K
$235K
|
|
|
Jan 31, 2022
Q4 2021
|
Carmichael Hill & Associates, Inc.
|
BUY
|
- |
100+ 46.51% |
$2.85K - $2.98K
|
315
$7.48K
|
|
|
Jan 28, 2022
Q4 2021
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
17+ 0.14% |
$485 - $507
|
12.1K
$288K
|
|
|
Feb 08, 2022
Q4 2021
|
Lee Financial CO
Dallas, TX |
BUY
|
- |
15New |
$428 - $447
|
15
$356
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-12Closed |
$342 - $358
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-12Closed |
$342 - $358
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-99- 0.79% |
$2.82K - $2.95K
|
12.5K
$297K
|
|
|
Feb 11, 2022
Q4 2021
|
Sandy Spring Bank
|
SELL
|
- |
-360Closed |
$10.3K - $10.7K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-428- 1.6% |
$12.2K - $12.8K
|
26.4K
$627K
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-533Closed |
$15.2K - $15.9K
|
0
$0
|
|
|
Jan 21, 2022
Q4 2021
|
Pfg Advisors
|
SELL
|
- |
-633- 2.07% |
$18K - $18.9K
|
30K
$712K
|
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-1KClosed |
$28.5K - $29.8K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Cerity Partners LLC
New York, NY |
SELL
|
- |
-1.04K- 1.96% |
$29.6K - $31K
|
52K
$1.24M
|
|
|
Jan 21, 2022
Q4 2021
|
Ahrens Investment Partners LLC
|
SELL
|
- |
-1.2K- 11.0% |
$34.2K - $35.8K
|
9.71K
$231K
|