Purchases and Sales Made in Q4 2023 in Saratoga Investment Corp. (SAR)
This table provides information about the institutional ownership of Saratoga Investment Corp. (SAR) during Q4 2023. The information is specifically focused on institutions that hold shares of SARATOGA INVESTMENT CORP..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2024
Q4 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
155K+ 395.66% |
$3.58M - $4.15M
|
194K
$4.62M
|
|
|
Feb 14, 2024
Q4 2023
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
97.4K+ 77.45% |
$2.25M - $2.6M
|
223K
$5.3M
|
|
|
Jan 24, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
86KNew |
$1.98M - $2.3M
|
86K
$2.04M
|
|
|
Feb 14, 2024
Q4 2023
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
70.6KNew |
$1.63M - $1.89M
|
70.6K
$1.68M
|
|
|
Feb 13, 2024
Q4 2023
|
Tmd Wealth Management, LLC
|
BUY
|
- |
58.8KNew |
$1.35M - $1.57M
|
58.8K
$1.4M
|
|
|
Feb 13, 2024
Q4 2023
|
Quadrature Capital LTD
London, X0 |
BUY
|
- |
44.7K+ 80.34% |
$1.03M - $1.2M
|
100K
$2.38M
|
|
|
Jan 10, 2024
Q4 2023
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
40.2K+ 48.5% |
$928K - $1.08M
|
123K
$2.93M
|
|
|
Feb 01, 2024
Q4 2023
|
Significant Wealth Partners LLC
Cary, IL |
BUY
|
- |
39.6KNew |
$912K - $1.06M
|
39.6K
$940K
|
|
|
Feb 14, 2024
Q4 2023
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
BUY
|
- |
31.6K+ 17.43% |
$728K - $845K
|
213K
$5.06M
|
|
|
Feb 06, 2024
Q4 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
28K+ 34.04% |
$646K - $749K
|
110K
$2.62M
|
|
|
Feb 14, 2024
Q4 2023
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
24.4K+ 11.6% |
$563K - $653K
|
235K
$5.58M
|
|
|
Feb 12, 2024
Q4 2023
|
Mcdonald Partners LLC
|
BUY
|
- |
20.3KNew |
$467K - $542K
|
20.3K
$482K
|
|
|
Feb 13, 2024
Q4 2023
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
17.4K+ 104.83% |
$400K - $464K
|
33.9K
$806K
|
|
|
Jan 26, 2024
Q4 2023
|
Cerity Partners LLC
New York, NY |
BUY
|
- |
16.7KNew |
$384K - $445K
|
16.7K
$396K
|
|
|
Oct 21, 2024
Q4 2023
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
16.3K+ 129.01% |
$375K - $435K
|
28.9K
$685K
|
|
|
Feb 07, 2024
Q4 2023
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
16.3K+ 129.01% |
$375K - $435K
|
28.9K
$685K
|
|
|
Feb 14, 2024
Q4 2023
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
14KNew |
$323K - $374K
|
14K
$332K
|
|
|
Feb 09, 2024
Q4 2023
|
Dynamic Technology Lab Private LTD
Singapore, U0 |
BUY
|
- |
13.5KNew |
$312K - $361K
|
13.5K
$321K
|
|
|
Feb 14, 2024
Q4 2023
|
Aquatic Capital Management LLC
Chicago, IL |
BUY
|
- |
11.2KNew |
$258K - $299K
|
11.2K
$266K
|
|
|
Feb 15, 2024
Q4 2023
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
10.9K+ 12.54% |
$252K - $292K
|
98K
$2.33M
|
|
|
Feb 14, 2024
Q4 2023
|
Cubist Systematic Strategies, LLC
Stamford, CT |
BUY
|
- |
6.81K+ 42.29% |
$157K - $182K
|
22.9K
$544K
|
|
|
Feb 13, 2024
Q4 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
6.42K+ 431.61% |
$148K - $172K
|
7.91K
$188K
|
|
|
Feb 14, 2024
Q4 2023
|
Quantbot Technologies LP
New York, NY |
BUY
|
- |
6.16K+ 93.85% |
$142K - $165K
|
12.7K
$302K
|
|
|
Feb 14, 2024
Q4 2023
|
Entry Point Capital, LLC
New York, NY |
BUY
|
- |
6.11KNew |
$141K - $163K
|
6.11K
$145K
|
|
|
Feb 12, 2024
Q4 2023
|
Simplify Asset Management Inc.
New York, NY |
BUY
|
- |
3.2K+ 6.6% |
$73.8K - $85.5K
|
51.7K
$1.23M
|
|
|
Feb 14, 2024
Q4 2023
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
2.67K+ 28.01% |
$61.6K - $71.5K
|
12.2K
$290K
|
|
|
Feb 07, 2024
Q4 2023
|
Huntington National Bank
Columbus, OH |
BUY
|
- |
2KNew |
$46.1K - $53.5K
|
2K
$47.5K
|
|
|
Feb 07, 2024
Q4 2023
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
1.6K+ 17.91% |
$37K - $42.9K
|
10.6K
$251K
|
|
|
Feb 12, 2024
Q4 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
1.54K+ 34.09% |
$35.4K - $41K
|
6.04K
$143K
|
|
|
Feb 07, 2024
Q4 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
1.44K+ 8.31% |
$33.3K - $38.6K
|
18.8K
$447K
|
|
|
Dec 26, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
1.44K+ 28.7% |
$33.1K - $38.4K
|
6.44K
$153K
|
|
|
Feb 09, 2024
Q4 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
1.02K+ 4.42% |
$23.6K - $27.4K
|
24.2K
$575K
|
|
|
Mar 01, 2024
Q4 2023
|
Creekmur Asset Management LLC
Morton, IL |
BUY
|
- |
931New |
$21.5K - $24.9K
|
931
$22.1K
|
|
|
Feb 12, 2024
Q4 2023
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
BUY
|
- |
644New |
$14.8K - $17.2K
|
644
$15.3K
|
|
|
Feb 14, 2024
Q4 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
555+ 1.18% |
$12.8K - $14.8K
|
47.5K
$1.13M
|
|
|
Feb 01, 2024
Q4 2023
|
Larson Financial Group LLC
|
BUY
|
- |
512+ 5.59% |
$11.8K - $13.7K
|
9.66K
$230K
|
|
|
Jan 09, 2024
Q4 2023
|
Ifp Advisors, Inc
|
BUY
|
- |
500+ 33.33% |
$11.5K - $13.4K
|
2K
$47.5K
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
470+ 0.64% |
$10.8K - $12.6K
|
74.4K
$1.77M
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
287+ 1.12% |
$6.62K - $7.67K
|
26K
$618K
|
|
|
Mar 15, 2024
Q4 2023
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
192+ 2.11% |
$4.43K - $5.13K
|
9.31K
$221K
|
|
|
Feb 12, 2024
Q4 2023
|
Tradition Wealth Management, LLC
|
BUY
|
- |
91+ 5.6% |
$2.1K - $2.43K
|
1.72K
$40.7K
|
|
|
Jan 31, 2024
Q4 2023
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
34+ 15.32% |
$784 - $909
|
256
$6.08K
|
|
|
Jan 12, 2024
Q4 2023
|
Register Financial Advisors LLC
Atlanta, GA |
BUY
|
- |
14+ 0.24% |
$323 - $374
|
5.82K
$138K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 29, 2024
Q4 2023
|
Baystate Wealth Management LLC
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-46- 2.25% |
$1.06K - $1.23K
|
2K
$47.5K
|
|
|
Feb 13, 2024
Q4 2023
|
Bard Associates Inc
Chicago, IL |
SELL
|
- |
-540- 3.28% |
$12.4K - $14.4K
|
15.9K
$379K
|
|
|
Feb 09, 2024
Q4 2023
|
Hillsdale Investment Management Inc.
Toronto, A6 |
SELL
|
- |
-1.8K- 36.73% |
$41.5K - $48.1K
|
3.1K
$73.6K
|
|
|
Jan 19, 2024
Q4 2023
|
Pfg Advisors
|
SELL
|
- |
-2K- 7.93% |
$46.1K - $53.5K
|
23.2K
$552K
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-2.03K- 2.19% |
$46.7K - $54.2K
|
90.4K
$2.15M
|