Latest Institutional Transactions on Lmp Capital & Income Fund Inc. (SCD)
This table provides information on the latest institutional transactions involving Lmp Capital & Income Fund Inc. (SCD) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 29, 2021
Q1 2021
|
Allworth Financial LP
|
BUY
|
- |
503New |
$5.72K - $6.47K
|
503
$8.41K
|
|
| Q4 2020 | |||||||
|
Feb 12, 2021
Q4 2020
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
SELL
|
- |
-3.35KClosed |
$32.5K - $40.3K
|
0
$0
|
|
|
Feb 11, 2021
Q4 2020
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-1.45KClosed |
$14.1K - $17.5K
|
0
$0
|
|
|
Feb 08, 2021
Q4 2020
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-851Closed |
$8.25K - $10.2K
|
0
$0
|
|
|
Feb 04, 2021
Q4 2020
|
Graves Light Lenhart Wealth, Inc.
Harrisonburg, VA |
BUY
|
- |
8.43KNew |
$81.8K - $101K
|
8.43K
$141K
|
|
| Q3 2020 | |||||||
|
Nov 13, 2020
Q3 2020
|
Doliver Advisors, LP
Houston, TX |
SELL
|
- |
-52.4KClosed |
$517K - $589K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 12, 2020
Q1 2020
|
Wealthstar Advisors, LLC
Plano, TX |
SELL
|
CALL |
-16.9KClosed |
$102K - $268K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
Capital Advisory Group Advisory Services, LLC
Bloomington, MN |
SELL
|
- |
-570Closed |
$7.74K - $8.86K
|
0
$0
|
|
|
Feb 04, 2020
Q4 2019
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-6.23KClosed |
$84.6K - $96.9K
|
0
$0
|
|
|
Jan 28, 2020
Q4 2019
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-2.44KClosed |
$33.1K - $37.9K
|
0
$0
|
|
|
Jan 27, 2020
Q4 2019
|
Tsfg, LLC
|
SELL
|
- |
-555Closed |
$7.54K - $8.62K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 12, 2019
Q3 2019
|
Capital Analysts, LLC
Fort Washington, PA |
SELL
|
- |
-1.08KClosed |
$14.2K - $15.6K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 14, 2019
Q2 2019
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-138KClosed |
$1.75M - $1.89M
|
0
$0
|
|
|
Aug 09, 2019
Q2 2019
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-46.5KClosed |
$588K - $634K
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-1.25KClosed |
$15.8K - $17.1K
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
Parisi Gray Wealth Management
|
SELL
|
- |
-9.68KClosed |
$122K - $132K
|
0
$0
|
|
|
Jul 15, 2019
Q2 2019
|
First Hawaiian Bank
|
SELL
|
- |
-1.49KClosed |
$18.8K - $20.3K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 15, 2019
Q1 2019
|
Weiss Asset Management LP
Boston, MA |
SELL
|
- |
-14.4KClosed |
$156K - $190K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Mufg Americas Holdings Corp
|
SELL
|
- |
-999Closed |
$10.8K - $13.2K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Doyle Wealth Management
St. Petersburg, FL |
SELL
|
- |
-47Closed |
$509 - $620
|
0
$0
|
|
|
Apr 12, 2019
Q1 2019
|
First Manhattan CO
New York, NY |
SELL
|
- |
-1.6KClosed |
$17.3K - $21.1K
|
0
$0
|
|
|
Apr 09, 2019
Q1 2019
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-1.57KClosed |
$17K - $20.7K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 08, 2019
Q4 2018
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-120Closed |
$1.19K - $1.68K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
1KNew |
$12.9K - $14.3K
|
1K
$16.7K
|
|
|
Nov 08, 2018
Q3 2018
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-350Closed |
$4.5K - $4.99K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 15, 2018
Q1 2018
|
Squarepoint Ops LLC
New York, NY |
SELL
|
- |
-10.1KClosed |
$124K - $149K
|
0
$0
|
|
|
May 14, 2018
Q1 2018
|
Boothbay Fund Management, LLC
New York, NY |
SELL
|
- |
-24.9KClosed |
$307K - $367K
|
0
$0
|
|
|
May 03, 2018
Q1 2018
|
Sg Americas Securities, LLC
|
SELL
|
- |
-16.9KClosed |
$208K - $249K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 14, 2018
Q4 2017
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-7.83KClosed |
$107K - $115K
|
0
$0
|
|
|
Feb 02, 2018
Q4 2017
|
Trust CO Of Vermont
|
SELL
|
- |
-1.18KClosed |
$16K - $17.3K
|
0
$0
|
|
| Q3 2017 | |||||||
|
Oct 26, 2017
Q3 2017
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-104Closed |
$1.44K - $1.53K
|
0
$0
|
|