Purchases and Sales Made in Q3 2024 in Stellus Capital Investment Corp (SCM)
This table provides information about the institutional ownership of Stellus Capital Investment Corp (SCM) during Q3 2024. The information is specifically focused on institutions that hold shares of Stellus Capital Investment Corp.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2024
Q3 2024
|
Icon Wealth Advisors, LLC
Houston, TX |
BUY
|
- |
127K+ 3208.96% |
$1.71M - $1.84M
|
131K
$1.9M
|
|
|
Nov 12, 2024
Q3 2024
|
Ci Private Wealth, LLC
Miami, FL |
BUY
|
- |
48K+ 71.08% |
$643K - $692K
|
116K
$1.67M
|
|
|
Nov 12, 2024
Q3 2024
|
Trexquant Investment LP
Stamford, CT |
BUY
|
- |
28.1K+ 46.04% |
$376K - $405K
|
89.2K
$1.29M
|
|
|
Nov 13, 2024
Q3 2024
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
17.7KNew |
$236K - $254K
|
17.7K
$255K
|
|
|
Nov 14, 2024
Q3 2024
|
Paloma Partners Management CO
Greenwich, CT |
BUY
|
- |
16.5KNew |
$221K - $238K
|
16.5K
$238K
|
|
|
Nov 05, 2024
Q3 2024
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
BUY
|
- |
16.3KNew |
$218K - $235K
|
16.3K
$235K
|
|
|
Dec 26, 2024
Q3 2024
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
6.2K+ 70.81% |
$83K - $89.3K
|
14.9K
$216K
|
|
|
Nov 08, 2024
Q3 2024
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
6.2K+ 70.81% |
$83K - $89.3K
|
14.9K
$216K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
4.86K+ 2.17% |
$65.1K - $70K
|
228K
$3.3M
|
|
|
Oct 28, 2024
Q3 2024
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
2.86K+ 27.94% |
$38.3K - $41.2K
|
13.1K
$189K
|
|
|
Oct 30, 2024
Q3 2024
|
Concurrent Investment Advisors, LLC
Tampa, FL |
BUY
|
- |
2.7K+ 17.57% |
$36.2K - $39K
|
18.1K
$261K
|
|
|
Nov 14, 2024
Q3 2024
|
Ubs Group Ag
|
BUY
|
- |
1.65K+ 15.1% |
$22.1K - $23.8K
|
12.6K
$182K
|
|
|
Nov 13, 2024
Q3 2024
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
963+ 4.72% |
$12.9K - $13.9K
|
21.4K
$308K
|
|
|
Oct 23, 2024
Q3 2024
|
Pfg Investments, LLC
Woodbury, NY |
BUY
|
- |
792+ 1.27% |
$10.6K - $11.4K
|
63K
$909K
|
|
|
Oct 22, 2024
Q3 2024
|
Psi Advisors, LLC
|
BUY
|
- |
200+ 8.7% |
$2.68K - $2.88K
|
2.5K
$36.1K
|
|
|
Nov 14, 2024
Q3 2024
|
Group One Trading, L.P.
Chicago, IL |
BUY
|
- |
172+ 6.01% |
$2.3K - $2.48K
|
3.04K
$43.8K
|
|
|
Nov 05, 2024
Q3 2024
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
97+ 0.79% |
$1.3K - $1.4K
|
12.3K
$178K
|
|
|
Oct 08, 2024
Q3 2024
|
Hexagon Capital Partners LLC
|
BUY
|
- |
85New |
$1.14K - $1.22K
|
85
$1.23K
|
|
|
Oct 22, 2024
Q3 2024
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
60+ 0.12% |
$803 - $865
|
48.6K
$702K
|
|
|
Oct 15, 2024
Q3 2024
|
Roble, Belko & Company, Inc
Sewickley, PA |
BUY
|
- |
7New |
$93.7 - $101
|
7
$101
|
|
|
Oct 10, 2024
Q3 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 13, 2024
Q3 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-498- 4.23% |
$6.67K - $7.18K
|
11.3K
$163K
|
|
|
Nov 13, 2024
Q3 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-995- 24.91% |
$13.3K - $14.3K
|
3K
$43.3K
|
|
|
Nov 12, 2024
Q3 2024
|
Jones Financial Companies Lllp
|
SELL
|
- |
-1.1K- 68.75% |
$14.7K - $15.9K
|
500
$7.22K
|
|
|
Nov 14, 2024
Q3 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-2.54K- 9.51% |
$34K - $36.6K
|
24.2K
$349K
|
|
|
Nov 18, 2024
Q3 2024
|
Sunbelt Securities, Inc.
Houston, TX |
SELL
|
- |
-3.23K- 9.44% |
$43.3K - $46.6K
|
31K
$447K
|
|
|
Nov 08, 2024
Q3 2024
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-4.53K- 3.29% |
$60.6K - $65.2K
|
133K
$1.92M
|
|
|
Nov 14, 2024
Q3 2024
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-10.8K- 16.23% |
$145K - $156K
|
55.8K
$806K
|
|
|
Nov 14, 2024
Q3 2024
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-11.7K- 16.68% |
$156K - $168K
|
58.2K
$841K
|
|
|
Nov 14, 2024
Q3 2024
|
Marshall Wace, LLP
London, X0 |
SELL
|
- |
-17K- 17.91% |
$227K - $245K
|
77.8K
$1.12M
|
|
|
Nov 08, 2024
Q3 2024
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-21.4K- 27.18% |
$286K - $308K
|
57.3K
$828K
|
|
|
Nov 14, 2024
Q3 2024
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-22K- 4.94% |
$295K - $317K
|
423K
$6.11M
|
|
|
Nov 14, 2024
Q3 2024
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-27.9K- 13.95% |
$374K - $402K
|
172K
$2.49M
|
|
|
Nov 14, 2024
Q3 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-29.2K- 16.58% |
$391K - $420K
|
147K
$2.12M
|
|
|
Nov 14, 2024
Q3 2024
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-32.5K- 60.79% |
$436K - $469K
|
21K
$303K
|
|
|
Nov 14, 2024
Q3 2024
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-44.2K- 11.95% |
$591K - $636K
|
325K
$4.7M
|
|
|
Nov 08, 2024
Q3 2024
|
Condor Capital Management
Martinsville, NJ |
SELL
|
- |
-88.3K- 32.78% |
$1.18M - $1.27M
|
181K
$2.62M
|
|
|
Nov 12, 2024
Q3 2024
|
Cliffwater LLC
Marina Del Rey, CA |
SELL
|
- |
-102K- 99.05% |
$1.36M - $1.47M
|
981
$14.2K
|
|
|
Nov 14, 2024
Q3 2024
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-113K- 52.99% |
$1.52M - $1.63M
|
101K
$1.45M
|
|
|
Nov 12, 2024
Q3 2024
|
Icon Wealth Advisors, LLC
Houston, TX |
SELL
|
- |
-127K- 96.98% |
$1.71M - $1.84M
|
3.97K
$57.4K
|