Latest Institutional Transactions on Stellus Capital Investment Corp (SCM)
This table provides information on the latest institutional transactions involving Stellus Capital Investment Corp (SCM) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 18, 2024
Q3 2024
|
Sunbelt Securities, Inc.
Houston, TX |
SELL
|
- |
-3.23K- 9.44% |
$43.3K - $46.6K
|
31K
$428K
|
|
|
Nov 14, 2024
Q3 2024
|
Icon Wealth Advisors, LLC
Houston, TX |
BUY
|
- |
127K+ 3208.96% |
$1.71M - $1.84M
|
131K
$1.81M
|
|
|
Nov 14, 2024
Q3 2024
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-10.8K- 16.23% |
$145K - $156K
|
55.8K
$771K
|
|
|
Nov 14, 2024
Q3 2024
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-11.7K- 16.68% |
$156K - $168K
|
58.2K
$804K
|
|
|
Nov 14, 2024
Q3 2024
|
Ubs Group Ag
|
BUY
|
- |
1.65K+ 15.1% |
$22.1K - $23.8K
|
12.6K
$174K
|
|
|
Nov 14, 2024
Q3 2024
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-27.9K- 13.95% |
$374K - $402K
|
172K
$2.38M
|
|
|
Nov 14, 2024
Q3 2024
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-44.2K- 11.95% |
$591K - $636K
|
325K
$4.49M
|
|
|
Nov 14, 2024
Q3 2024
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-22K- 4.94% |
$295K - $317K
|
423K
$5.84M
|
|
|
Nov 14, 2024
Q3 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-29.2K- 16.58% |
$391K - $420K
|
147K
$2.02M
|
|
|
Nov 14, 2024
Q3 2024
|
Group One Trading, L.P.
Chicago, IL |
BUY
|
- |
172+ 6.01% |
$2.3K - $2.48K
|
3.04K
$41.9K
|
|
|
Nov 14, 2024
Q3 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-2.54K- 9.51% |
$34K - $36.6K
|
24.2K
$334K
|
|
|
Nov 14, 2024
Q3 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
CALL |
-33.3K- 35.46% |
$446K - $480K
|
60.6K
$836K
|
|
|
Nov 14, 2024
Q3 2024
|
Paloma Partners Management CO
Greenwich, CT |
BUY
|
- |
16.5KNew |
$221K - $238K
|
16.5K
$228K
|
|
|
Nov 14, 2024
Q3 2024
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-32.5K- 60.79% |
$436K - $469K
|
21K
$290K
|
|
|
Nov 14, 2024
Q3 2024
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
PUT |
200+ 8.0% |
$2.68K - $2.88K
|
2.7K
$37.3K
|
|
|
Nov 14, 2024
Q3 2024
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-113K- 52.99% |
$1.52M - $1.63M
|
101K
$1.39M
|
|
|
Nov 14, 2024
Q3 2024
|
Marshall Wace, LLP
London, X0 |
SELL
|
- |
-17K- 17.91% |
$227K - $245K
|
77.8K
$1.07M
|
|
|
Nov 13, 2024
Q3 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-498- 4.23% |
$6.67K - $7.18K
|
11.3K
$156K
|
|
|
Nov 13, 2024
Q3 2024
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
963+ 4.72% |
$12.9K - $13.9K
|
21.4K
$295K
|
|
|
Nov 13, 2024
Q3 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-995- 24.91% |
$13.3K - $14.3K
|
3K
$41.4K
|
|
|
Nov 13, 2024
Q3 2024
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
17.7KNew |
$236K - $254K
|
17.7K
$244K
|
|
|
Nov 12, 2024
Q3 2024
|
Trexquant Investment LP
Stamford, CT |
BUY
|
- |
28.1K+ 46.04% |
$376K - $405K
|
89.2K
$1.23M
|
|
|
Nov 12, 2024
Q3 2024
|
Jones Financial Companies Lllp
|
SELL
|
- |
-1.1K- 68.75% |
$14.7K - $15.9K
|
500
$6.9K
|
|
|
Nov 12, 2024
Q3 2024
|
Ci Private Wealth, LLC
Miami, FL |
BUY
|
- |
48K+ 71.08% |
$643K - $692K
|
116K
$1.6M
|
|
|
Nov 12, 2024
Q3 2024
|
Cliffwater LLC
Marina Del Rey, CA |
SELL
|
- |
-102K- 99.05% |
$1.36M - $1.47M
|
981
$13.5K
|
|
|
Nov 08, 2024
Q3 2024
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-4.53K- 3.29% |
$60.6K - $65.2K
|
133K
$1.84M
|
|
|
Nov 08, 2024
Q3 2024
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-21.4K- 27.18% |
$286K - $308K
|
57.3K
$791K
|
|
|
Nov 08, 2024
Q3 2024
|
Condor Capital Management
Martinsville, NJ |
SELL
|
- |
-88.3K- 32.78% |
$1.18M - $1.27M
|
181K
$2.5M
|
|
|
Nov 08, 2024
Q3 2024
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
6.2K+ 70.81% |
$83K - $89.3K
|
14.9K
$206K
|
|
|
Nov 05, 2024
Q3 2024
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
BUY
|
- |
16.3KNew |
$218K - $235K
|
16.3K
$225K
|
|
|
Nov 05, 2024
Q3 2024
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
97+ 0.79% |
$1.3K - $1.4K
|
12.3K
$170K
|
|
|
Oct 30, 2024
Q3 2024
|
Concurrent Investment Advisors, LLC
Tampa, FL |
BUY
|
- |
2.7K+ 17.57% |
$36.2K - $39K
|
18.1K
$250K
|
|
|
Oct 28, 2024
Q3 2024
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
2.86K+ 27.94% |
$38.3K - $41.2K
|
13.1K
$181K
|
|
|
Oct 23, 2024
Q3 2024
|
Pfg Investments, LLC
Woodbury, NY |
BUY
|
- |
792+ 1.27% |
$10.6K - $11.4K
|
63K
$869K
|
|
|
Oct 22, 2024
Q3 2024
|
Psi Advisors, LLC
|
BUY
|
- |
200+ 8.7% |
$2.68K - $2.88K
|
2.5K
$34.5K
|
|
|
Oct 22, 2024
Q3 2024
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
60+ 0.12% |
$803 - $865
|
48.6K
$671K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
4.86K+ 2.17% |
$65.1K - $70K
|
228K
$3.15M
|
|
|
Oct 15, 2024
Q3 2024
|
Roble, Belko & Company, Inc
Sewickley, PA |
BUY
|
- |
7New |
$93.7 - $101
|
7
$96.6
|
|
|
Oct 10, 2024
Q3 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 08, 2024
Q3 2024
|
Hexagon Capital Partners LLC
|
BUY
|
- |
85New |
$1.14K - $1.22K
|
85
$1.17K
|
|
| Q2 2024 | |||||||
|
Aug 14, 2024
Q2 2024
|
Magnetar Financial LLC
Evanston, IL |
BUY
|
- |
39.6KNew |
$514K - $568K
|
39.6K
$547K
|
|
|
Aug 14, 2024
Q2 2024
|
Aquatic Capital Management LLC
Chicago, IL |
BUY
|
- |
7.4KNew |
$96K - $106K
|
7.4K
$102K
|
|
|
Aug 14, 2024
Q2 2024
|
Dynamic Technology Lab Private LTD
Singapore, U0 |
BUY
|
- |
22.2KNew |
$288K - $319K
|
22.2K
$306K
|
|
|
Aug 13, 2024
Q2 2024
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-2K- 2.42% |
$26K - $28.8K
|
81K
$1.12M
|
|
|
Aug 07, 2024
Q2 2024
|
Gables Capital Management Inc.
|
BUY
|
- |
800+ 0.79% |
$10.4K - $11.5K
|
102K
$1.41M
|
|
|
Aug 07, 2024
Q2 2024
|
Muzinich & Co., Inc.
New York, NY |
SELL
|
- |
-3.3K- 4.78% |
$42.9K - $47.4K
|
65.8K
$908K
|
|
|
Aug 01, 2024
Q2 2024
|
Chilton Capital Management LLC
Houston, TX |
BUY
|
- |
1K+ 15.15% |
$13K - $14.4K
|
7.6K
$105K
|
|
|
Jul 26, 2024
Q2 2024
|
Bcr Wealth Strategies, LLC
|
BUY
|
- |
26.8KNew |
$348K - $385K
|
26.8K
$370K
|
|
| Q1 2024 | |||||||
|
Jun 21, 2024
Q1 2024
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
SELL
|
- |
-1K- 74.28% |
$12.6K - $13.5K
|
347
$4.79K
|
|
|
May 20, 2024
Q1 2024
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
10.9KNew |
$137K - $148K
|
10.9K
$151K
|
|