Latest Institutional Transactions on Stellus Capital Investment Corp (SCM)
This table provides information on the latest institutional transactions involving Stellus Capital Investment Corp (SCM) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 23, 2025
Q3 2025
|
Ethos Financial Group, LLC
King Of Prussia, PA |
BUY
|
- |
8.07K+ 4.09% |
$105K - $123K
|
205K
$2.52M
|
|
|
Oct 23, 2025
Q3 2025
|
State Of Alaska, Department Of Revenue
|
BUY
|
- |
1.17KNew |
$15.2K - $17.8K
|
1.17K
$14.3K
|
|
|
Oct 20, 2025
Q3 2025
|
Muzinich & Co., Inc.
New York, NY |
BUY
|
- |
62.9K+ 43.67% |
$820K - $962K
|
207K
$2.54M
|
|
|
Oct 16, 2025
Q3 2025
|
Ronald Blue Trust, Inc.
Brentwood, TN |
BUY
|
- |
125New |
$1.63K - $1.91K
|
125
$1.54K
|
|
| Q2 2025 | |||||||
|
Sep 26, 2025
Q2 2025
|
Ci Private Wealth, LLC
Miami, FL |
SELL
|
- |
-254K- 50.0% |
$2.97M - $3.56M
|
254K
$3.12M
|
|
|
Sep 04, 2025
Q2 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-2.54K- 7.09% |
$29.7K - $35.7K
|
33.3K
$410K
|
|
|
Aug 18, 2025
Q2 2025
|
Geneos Wealth Management Inc.
|
BUY
|
- |
1.8KNew |
$21K - $25.2K
|
1.8K
$22.1K
|
|
|
Aug 15, 2025
Q2 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-71K- 32.32% |
$830K - $996K
|
149K
$1.83M
|
|
|
Aug 14, 2025
Q2 2025
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-34.3K- 8.54% |
$401K - $481K
|
367K
$4.52M
|
|
|
Aug 14, 2025
Q2 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
2.7K+ 26.7% |
$31.6K - $37.9K
|
12.8K
$157K
|
|
|
Aug 14, 2025
Q2 2025
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-54.9K- 20.12% |
$642K - $771K
|
218K
$2.68M
|
|
|
Aug 14, 2025
Q2 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
CALL |
-48.7K- 60.57% |
$569K - $683K
|
31.7K
$390K
|
|
|
Aug 14, 2025
Q2 2025
|
Icon Wealth Advisors, LLC
Houston, TX |
BUY
|
- |
125+ 0.09% |
$1.46K - $1.75K
|
135K
$1.66M
|
|
|
Aug 14, 2025
Q2 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
250New |
$2.92K - $3.51K
|
250
$3.07K
|
|
|
Aug 14, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
7.5K+ 26.88% |
$87.6K - $105K
|
35.4K
$435K
|
|
|
Aug 14, 2025
Q2 2025
|
Aquatic Capital Management LLC
Chicago, IL |
SELL
|
- |
-1.7K- 31.77% |
$19.8K - $23.8K
|
3.64K
$44.8K
|
|
|
Aug 14, 2025
Q2 2025
|
Ubs Group Ag
|
BUY
|
- |
2.69K+ 17.53% |
$31.4K - $37.7K
|
18K
$221K
|
|
|
Aug 14, 2025
Q2 2025
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
2.1K+ 8.52% |
$24.6K - $29.5K
|
26.8K
$329K
|
|
|
Aug 14, 2025
Q2 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-13.2K- 5.31% |
$155K - $185K
|
236K
$2.9M
|
|
|
Aug 14, 2025
Q2 2025
|
Sunbelt Securities, Inc.
Houston, TX |
SELL
|
- |
-3.02K- 9.21% |
$35.3K - $42.4K
|
29.8K
$366K
|
|
|
Aug 14, 2025
Q2 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
CALL |
14.3K+ 408.57% |
$167K - $201K
|
17.8K
$219K
|
|
|
Aug 14, 2025
Q2 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-86.2K- 82.87% |
$1.01M - $1.21M
|
17.8K
$219K
|
|
|
Aug 14, 2025
Q2 2025
|
Brevan Howard Capital Management LP
St. Helier, Y9 |
BUY
|
- |
11KNew |
$129K - $155K
|
11K
$136K
|
|
|
Aug 13, 2025
Q2 2025
|
Virtus Investment Advisers, Inc.
Hartford, CT |
SELL
|
- |
-3.35K- 4.93% |
$39.2K - $47K
|
64.7K
$795K
|
|
|
Aug 13, 2025
Q2 2025
|
Quantbot Technologies LP
New York, NY |
SELL
|
- |
-10.8K- 97.84% |
$127K - $152K
|
239
$2.94K
|
|
|
Aug 13, 2025
Q2 2025
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
9.86K+ 74.97% |
$115K - $138K
|
23K
$283K
|
|
|
Aug 13, 2025
Q2 2025
|
Group One Trading, L.P.
Chicago, IL |
BUY
|
- |
5.43K+ 90.94% |
$63.5K - $76.2K
|
11.4K
$140K
|
|
|
Aug 12, 2025
Q2 2025
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
5.42K+ 3.03% |
$63.3K - $76K
|
184K
$2.26M
|
|
|
Aug 12, 2025
Q2 2025
|
Laurel Wealth Advisors LLC
Charlotte, NC |
BUY
|
- |
29KNew |
$339K - $407K
|
29K
$357K
|
|
|
Aug 12, 2025
Q2 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
7.27K+ 17.8% |
$85K - $102K
|
48.1K
$591K
|
|
|
Aug 12, 2025
Q2 2025
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-6.3K- 4.8% |
$73.6K - $88.4K
|
125K
$1.54M
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 11, 2025
Q2 2025
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-26.2K- 66.7% |
$306K - $368K
|
13.1K
$161K
|
|
|
Aug 11, 2025
Q2 2025
|
Inspire Advisors, LLC
Meridian, ID |
BUY
|
- |
38.1K+ 155.53% |
$445K - $534K
|
62.5K
$768K
|
|
|
Aug 08, 2025
Q2 2025
|
Condor Capital Management
Martinsville, NJ |
BUY
|
- |
6.16K+ 3.22% |
$72K - $86.4K
|
198K
$2.43M
|
|
|
Aug 05, 2025
Q2 2025
|
Simplex Trading, LLC
|
BUY
|
- |
7.02KNew |
$82.1K - $98.5K
|
7.02K
$86.3K
|
|
|
Aug 04, 2025
Q2 2025
|
Roble, Belko & Company, Inc
Sewickley, PA |
BUY
|
- |
1+ 7.69% |
$11.7 - $14
|
14
$172
|
|
|
Jul 31, 2025
Q2 2025
|
Chilton Capital Management LLC
Houston, TX |
SELL
|
- |
-809- 9.62% |
$9.46K - $11.4K
|
7.6K
$93.4K
|
|
|
Jul 31, 2025
Q2 2025
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
1.62K+ 10.47% |
$18.9K - $22.7K
|
17.1K
$210K
|
|
|
Jul 31, 2025
Q2 2025
|
Sumitomo Mitsui Trust Holdings, Inc.
|
BUY
|
- |
9.29K+ 10.96% |
$109K - $130K
|
94K
$1.16M
|
|
|
Jul 30, 2025
Q2 2025
|
Gables Capital Management Inc.
|
SELL
|
- |
-30.6K- 31.16% |
$358K - $429K
|
67.6K
$831K
|
|
|
Jul 29, 2025
Q2 2025
|
Harbor Asset Planning, Inc.
Belmont, MA |
BUY
|
- |
300New |
$3.51K - $4.21K
|
300
$3.69K
|
|
|
Jul 29, 2025
Q2 2025
|
Crewe Advisors LLC
|
BUY
|
- |
1+ 0.13% |
$11.7 - $14
|
751
$9.23K
|
|
|
Jul 25, 2025
Q2 2025
|
Concurrent Investment Advisors, LLC
Tampa, FL |
BUY
|
- |
437+ 2.67% |
$5.11K - $6.13K
|
16.8K
$206K
|
|
|
Jul 21, 2025
Q2 2025
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
2.42KNew |
$28.3K - $34K
|
2.42K
$29.7K
|
|
|
Jul 17, 2025
Q2 2025
|
Pfg Investments, LLC
Woodbury, NY |
SELL
|
- |
-363- 0.56% |
$4.24K - $5.09K
|
64.7K
$795K
|
|
|
Jul 14, 2025
Q2 2025
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
SELL
|
- |
-3.42K- 23.66% |
$40K - $48K
|
11K
$136K
|
|
| Q1 2025 | |||||||
|
May 28, 2025
Q1 2025
|
Jones Financial Companies Lllp
|
SELL
|
- |
-96- 16.11% |
$1.31K - $1.49K
|
500
$6.15K
|
|
|
May 15, 2025
Q1 2025
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
BUY
|
- |
1KNew |
$13.6K - $15.5K
|
1K
$12.3K
|
|
|
May 15, 2025
Q1 2025
|
Quarry LP
New York, NY |
BUY
|
- |
1.23KNew |
$16.7K - $19K
|
1.23K
$15.1K
|
|