Latest Institutional Transactions on Stellus Capital Investment Corp (SCM)
This table provides information on the latest institutional transactions involving Stellus Capital Investment Corp (SCM) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 08, 2022
Q2 2022
|
Merit Financial Group, LLC
|
BUY
|
- |
10KNew |
$111K - $142K
|
10K
$138K
|
|
|
Aug 03, 2022
Q2 2022
|
Envestnet Asset Management Inc
|
SELL
|
- |
-11.7KClosed |
$131K - $167K
|
0
$0
|
|
|
Jul 26, 2022
Q2 2022
|
Key F Inancial Inc
|
BUY
|
- |
500New |
$5.57K - $7.1K
|
500
$6.9K
|
|
|
Jul 15, 2022
Q2 2022
|
Valley National Advisers Inc
|
SELL
|
- |
-100- 33.33% |
$1.11K - $1.42K
|
200
$2.76K
|
|
|
Jul 11, 2022
Q2 2022
|
Sanders Morris Harris LLC
|
SELL
|
- |
-16.5KClosed |
$183K - $234K
|
0
$0
|
|
|
Jul 06, 2022
Q2 2022
|
Farmer Steven Patrick
|
BUY
|
- |
213KNew |
$2.37M - $3.02M
|
213K
$2.94M
|
|
| Q1 2022 | |||||||
|
May 16, 2022
Q1 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-1.8K- 56.4% |
$23.5K - $25.4K
|
1.39K
$19.2K
|
|
|
May 10, 2022
Q1 2022
|
Buckingham Strategic Partners
Saint Louis, MO |
BUY
|
- |
19.8KNew |
$259K - $280K
|
19.8K
$273K
|
|
|
May 04, 2022
Q1 2022
|
Stephens Inc
|
SELL
|
- |
-14.3KClosed |
$187K - $202K
|
0
$0
|
|
| Q4 2021 | |||||||
|
Feb 14, 2022
Q4 2021
|
Arrowstreet Capital, Limited Partnership
Boston, MA |
SELL
|
- |
-58.1KClosed |
$719K - $851K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Barclays PLC
London, X0 |
SELL
|
- |
-56Closed |
$693 - $820
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Parkside Financial Bank & Trust
|
BUY
|
- |
500New |
$6.19K - $7.33K
|
500
$6.9K
|
|
|
Feb 01, 2022
Q4 2021
|
Eagle Global Advisors LLC
Houston, TX |
BUY
|
- |
7.54K+ 68.48% |
$93.3K - $110K
|
18.6K
$256K
|
|
|
Jan 28, 2022
Q4 2021
|
Evolution Wealth Advisors, LLC
|
SELL
|
- |
-1.9KClosed |
$23.5K - $27.8K
|
0
$0
|
|
|
Jan 26, 2022
Q4 2021
|
Rmb Capital Management, LLC
|
SELL
|
- |
-35.7KClosed |
$442K - $523K
|
0
$0
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-1.5KClosed |
$18.6K - $22K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 16, 2021
Q3 2021
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-11.8KClosed |
$147K - $161K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Credit Agricole S A
|
SELL
|
- |
-2KClosed |
$24.9K - $27.2K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Wolverine Asset Management LLC
|
SELL
|
- |
-2.95KClosed |
$36.8K - $40.2K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-11KClosed |
$137K - $150K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Aug 16, 2021
Q2 2021
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
286KNew |
$3.55M - $3.91M
|
286K
$3.95M
|
|
|
Aug 13, 2021
Q2 2021
|
California Public Employees Retirement System
Sacramento, CA |
SELL
|
- |
-37.3KClosed |
$463K - $510K
|
0
$0
|
|
|
Aug 11, 2021
Q2 2021
|
Susquehanna Fundamental Investments, LLC
Bala Cynwyd, PA |
SELL
|
- |
-11.3KClosed |
$140K - $154K
|
0
$0
|
|
|
Aug 05, 2021
Q2 2021
|
Allred Capital Management, LLC
Dallas, TX |
SELL
|
- |
-250Closed |
$3.1K - $3.42K
|
0
$0
|
|
|
Aug 05, 2021
Q2 2021
|
Capital Analysts, LLC
Fort Washington, PA |
BUY
|
- |
1.4KNew |
$17.4K - $19.1K
|
1.4K
$19.3K
|
|
|
Aug 03, 2021
Q2 2021
|
Montag A & Associates Inc
Atlanta, GA |
BUY
|
- |
3K+ 72.66% |
$37.2K - $41K
|
7.13K
$98.4K
|
|
|
Jul 30, 2021
Q2 2021
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
225New |
$2.79K - $3.07K
|
225
$3.11K
|
|
| Q1 2021 | |||||||
|
May 17, 2021
Q1 2021
|
Freestone Capital Holdings, LLC
Seattle, WA |
SELL
|
- |
-96.2KClosed |
$979K - $1.22M
|
0
$0
|
|
|
May 07, 2021
Q1 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-14KClosed |
$143K - $178K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Mar 05, 2021
Q4 2020
|
Chiron Capital Management, LLC
|
SELL
|
- |
-3KClosed |
$24.1K - $36.2K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Radcliffe Capital Management, L.P.
Bala Cynwyd, PA |
SELL
|
- |
-85.7KClosed |
$689K - $1.03M
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Callodine Capital Management, LP
Boston, MA |
SELL
|
- |
-46.3KClosed |
$372K - $559K
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Winton Group LTD
London, X0 |
SELL
|
- |
-95.1KClosed |
$765K - $1.15M
|
0
$0
|
|
|
Feb 10, 2021
Q4 2020
|
Capital Directions Investment Advisors, LLC
|
SELL
|
- |
-111Closed |
$892 - $1.34K
|
0
$0
|
|
|
Jan 21, 2021
Q4 2020
|
Sterling Investment Advisors, Ltd.
|
BUY
|
- |
1.2KNew |
$9.65K - $14.5K
|
1.2K
$16.6K
|
|
| Q3 2020 | |||||||
|
Nov 19, 2020
Q3 2020
|
Tru Independence LLC
|
SELL
|
- |
-3KClosed |
$21.7K - $26.8K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Exodus Point Capital Management, LP
New York, NY |
SELL
|
- |
-22.1KClosed |
$159K - $197K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 14, 2020
Q2 2020
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-10.9KClosed |
$60.9K - $95.4K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Atom Investors LP
Austin, TX |
SELL
|
PUT |
-200Closed |
$1.12K - $1.75K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Truist Financial Corp
|
SELL
|
- |
-12.1KClosed |
$67.6K - $106K
|
0
$0
|
|
|
Aug 12, 2020
Q2 2020
|
Guild Investment Management, Inc.
|
SELL
|
- |
-20KClosed |
$112K - $175K
|
0
$0
|
|
|
Aug 07, 2020
Q2 2020
|
Victory Capital Management Inc
|
SELL
|
- |
-3.28KClosed |
$18.3K - $28.7K
|
0
$0
|
|
| Q1 2020 | |||||||
|
Mar 24, 2023
Q1 2020
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
1.44K+ 919.11% |
$7.3K - $21.7K
|
1.6K
$22.1K
|
|
|
May 14, 2020
Q1 2020
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-56Closed |
$283 - $842
|
0
$0
|
|
|
May 05, 2020
Q1 2020
|
Avalon Investment & Advisory
Houston, TX |
SELL
|
- |
-10KClosed |
$50.6K - $150K
|
0
$0
|
|
|
May 04, 2020
Q1 2020
|
Bison Wealth, LLC
|
SELL
|
- |
-16.9KClosed |
$85.5K - $254K
|
0
$0
|
|
|
Apr 17, 2020
Q1 2020
|
Raymond James Trust N.A.
|
SELL
|
- |
-11.8KClosed |
$59.9K - $178K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 18, 2020
Q4 2019
|
Algert Global LLC
San Francisco, CA |
SELL
|
- |
-13.7KClosed |
$178K - $198K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 12, 2019
Q3 2019
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-11.7KClosed |
$149K - $170K
|
0
$0
|
|
|
Nov 08, 2019
Q3 2019
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-14.6KClosed |
$186K - $213K
|
0
$0
|
|