Latest Institutional Transactions on Stellus Capital Investment Corp (SCM)
This table provides information on the latest institutional transactions involving Stellus Capital Investment Corp (SCM) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 09, 2023
Q2 2023
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
995+ 5.53% |
$13.6K - $14.9K
|
19K
$275K
|
|
|
Aug 01, 2023
Q2 2023
|
Origin Asset Management LLP
London, X0 |
BUY
|
- |
13KNew |
$177K - $195K
|
13K
$188K
|
|
|
Jul 19, 2023
Q2 2023
|
25 LLC
St. Louis, MO |
BUY
|
- |
16+ 1.86% |
$218 - $240
|
874
$12.7K
|
|
|
Jul 10, 2023
Q2 2023
|
Sg Americas Securities, LLC
|
BUY
|
- |
66.5KNew |
$908K - $998K
|
66.5K
$964K
|
|
| Q1 2023 | |||||||
|
May 03, 2023
Q1 2023
|
Tci Wealth Advisors, Inc.
|
BUY
|
- |
200New |
$2.63K - $3.19K
|
200
$2.9K
|
|
|
Apr 26, 2023
Q1 2023
|
Lindbrook Capital, LLC
|
BUY
|
- |
330New |
$4.34K - $5.27K
|
330
$4.78K
|
|
| Q4 2022 | |||||||
|
Feb 14, 2023
Q4 2022
|
Ares Management LLC
Los Angeles, CA |
SELL
|
- |
-63.4K- 15.5% |
$759K - $885K
|
346K
$5M
|
|
|
Feb 13, 2023
Q4 2022
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
2.59K+ 14.75% |
$31K - $36.2K
|
20.2K
$292K
|
|
|
Jan 03, 2023
Q4 2022
|
Confluence Investment Management LLC
|
BUY
|
- |
55+ 0.03% |
$659 - $768
|
212K
$3.07M
|
|
| Q3 2022 | |||||||
|
Nov 10, 2022
Q3 2022
|
Credit Suisse Ag
Zurich, V8 |
BUY
|
- |
66KNew |
$755K - $929K
|
66K
$956K
|
|
|
Nov 07, 2022
Q3 2022
|
Spire Wealth Management
|
SELL
|
- |
-1.53K- 19.24% |
$17.4K - $21.5K
|
6.4K
$92.7K
|
|
|
Oct 27, 2022
Q3 2022
|
Cwm, LLC
|
BUY
|
- |
400New |
$4.58K - $5.63K
|
400
$5.79K
|
|
|
Oct 24, 2022
Q3 2022
|
First Command Advisory Services, Inc.
|
BUY
|
- |
100New |
$1.14K - $1.41K
|
100
$1.45K
|
|
|
Oct 07, 2022
Q3 2022
|
Massmutual Trust CO Fsb
|
BUY
|
- |
168New |
$1.92K - $2.37K
|
168
$2.43K
|
|
| Q2 2022 | |||||||
|
Aug 15, 2022
Q2 2022
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
482+ 2.62% |
$5.36K - $6.84K
|
18.9K
$274K
|
|
|
Aug 09, 2022
Q2 2022
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
2.23KNew |
$24.8K - $31.6K
|
2.23K
$32.2K
|
|
|
Aug 08, 2022
Q2 2022
|
Merit Financial Group, LLC
|
BUY
|
- |
10KNew |
$111K - $142K
|
10K
$145K
|
|
|
Aug 03, 2022
Q2 2022
|
Envestnet Asset Management Inc
|
SELL
|
- |
-11.7KClosed |
$131K - $167K
|
0
$0
|
|
|
Jul 26, 2022
Q2 2022
|
Key F Inancial Inc
|
BUY
|
- |
500New |
$5.57K - $7.1K
|
500
$7.24K
|
|
|
Jul 15, 2022
Q2 2022
|
Valley National Advisers Inc
|
SELL
|
- |
-100- 33.33% |
$1.11K - $1.42K
|
200
$2.9K
|
|
|
Jul 11, 2022
Q2 2022
|
Sanders Morris Harris LLC
|
SELL
|
- |
-16.5KClosed |
$183K - $234K
|
0
$0
|
|
|
Jul 06, 2022
Q2 2022
|
Farmer Steven Patrick
|
BUY
|
- |
213KNew |
$2.37M - $3.02M
|
213K
$3.08M
|
|
| Q1 2022 | |||||||
|
May 16, 2022
Q1 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-1.8K- 56.4% |
$23.5K - $25.4K
|
1.39K
$20.1K
|
|
|
May 10, 2022
Q1 2022
|
Buckingham Strategic Partners
Saint Louis, MO |
BUY
|
- |
19.8KNew |
$259K - $280K
|
19.8K
$287K
|
|
|
May 04, 2022
Q1 2022
|
Stephens Inc
|
SELL
|
- |
-14.3KClosed |
$187K - $202K
|
0
$0
|
|
| Q4 2021 | |||||||
|
Feb 14, 2022
Q4 2021
|
Barclays PLC
London, X0 |
SELL
|
- |
-56Closed |
$693 - $820
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Arrowstreet Capital, Limited Partnership
Boston, MA |
SELL
|
- |
-58.1KClosed |
$719K - $851K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Parkside Financial Bank & Trust
|
BUY
|
- |
500New |
$6.19K - $7.33K
|
500
$7.24K
|
|
|
Feb 01, 2022
Q4 2021
|
Eagle Global Advisors LLC
Houston, TX |
BUY
|
- |
7.54K+ 68.48% |
$93.3K - $110K
|
18.6K
$269K
|
|
|
Jan 28, 2022
Q4 2021
|
Evolution Wealth Advisors, LLC
|
SELL
|
- |
-1.9KClosed |
$23.5K - $27.8K
|
0
$0
|
|
|
Jan 26, 2022
Q4 2021
|
Rmb Capital Management, LLC
|
SELL
|
- |
-35.7KClosed |
$442K - $523K
|
0
$0
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-1.5KClosed |
$18.6K - $22K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 16, 2021
Q3 2021
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-11.8KClosed |
$147K - $161K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Credit Agricole S A
|
SELL
|
- |
-2KClosed |
$24.9K - $27.2K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Wolverine Asset Management LLC
|
SELL
|
- |
-2.95KClosed |
$36.8K - $40.2K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-11KClosed |
$137K - $150K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Aug 16, 2021
Q2 2021
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
286KNew |
$3.55M - $3.91M
|
286K
$4.14M
|
|
|
Aug 13, 2021
Q2 2021
|
California Public Employees Retirement System
Sacramento, CA |
SELL
|
- |
-37.3KClosed |
$463K - $510K
|
0
$0
|
|
|
Aug 11, 2021
Q2 2021
|
Susquehanna Fundamental Investments, LLC
Bala Cynwyd, PA |
SELL
|
- |
-11.3KClosed |
$140K - $154K
|
0
$0
|
|
|
Aug 05, 2021
Q2 2021
|
Allred Capital Management, LLC
Dallas, TX |
SELL
|
- |
-250Closed |
$3.1K - $3.42K
|
0
$0
|
|
|
Aug 05, 2021
Q2 2021
|
Capital Analysts, LLC
Fort Washington, PA |
BUY
|
- |
1.4KNew |
$17.4K - $19.1K
|
1.4K
$20.3K
|
|
|
Aug 03, 2021
Q2 2021
|
Montag A & Associates Inc
Atlanta, GA |
BUY
|
- |
3K+ 72.66% |
$37.2K - $41K
|
7.13K
$103K
|
|
|
Jul 30, 2021
Q2 2021
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
225New |
$2.79K - $3.07K
|
225
$3.26K
|
|
| Q1 2021 | |||||||
|
May 17, 2021
Q1 2021
|
Freestone Capital Holdings, LLC
Seattle, WA |
SELL
|
- |
-96.2KClosed |
$979K - $1.22M
|
0
$0
|
|
|
May 07, 2021
Q1 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-14KClosed |
$143K - $178K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Mar 05, 2021
Q4 2020
|
Chiron Capital Management, LLC
|
SELL
|
- |
-3KClosed |
$24.1K - $36.2K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Radcliffe Capital Management, L.P.
Bala Cynwyd, PA |
SELL
|
- |
-85.7KClosed |
$689K - $1.03M
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Callodine Capital Management, LP
Boston, MA |
SELL
|
- |
-46.3KClosed |
$372K - $559K
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Winton Group LTD
London, X0 |
SELL
|
- |
-95.1KClosed |
$765K - $1.15M
|
0
$0
|
|
|
Feb 10, 2021
Q4 2020
|
Capital Directions Investment Advisors, LLC
|
SELL
|
- |
-111Closed |
$892 - $1.34K
|
0
$0
|
|