Latest Institutional Transactions on Stellus Capital Investment Corp (SCM)
This table provides information on the latest institutional transactions involving Stellus Capital Investment Corp (SCM) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 28, 2024
Q3 2024
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
2.86K+ 27.94% |
$38.3K - $41.2K
|
13.1K
$186K
|
|
|
Oct 22, 2024
Q3 2024
|
Psi Advisors, LLC
|
BUY
|
- |
200+ 8.7% |
$2.68K - $2.88K
|
2.5K
$35.6K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
4.86K+ 2.17% |
$65.1K - $70K
|
228K
$3.25M
|
|
|
Oct 15, 2024
Q3 2024
|
Roble, Belko & Company, Inc
Sewickley, PA |
BUY
|
- |
7New |
$93.7 - $101
|
7
$99.6
|
|
| Q2 2024 | |||||||
|
Aug 14, 2024
Q2 2024
|
Magnetar Financial LLC
Evanston, IL |
BUY
|
- |
39.6KNew |
$514K - $568K
|
39.6K
$564K
|
|
|
Aug 14, 2024
Q2 2024
|
Dynamic Technology Lab Private LTD
Singapore, U0 |
BUY
|
- |
22.2KNew |
$288K - $319K
|
22.2K
$316K
|
|
|
Aug 13, 2024
Q2 2024
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-2K- 2.42% |
$26K - $28.8K
|
81K
$1.15M
|
|
|
Aug 07, 2024
Q2 2024
|
Muzinich & Co., Inc.
New York, NY |
SELL
|
- |
-3.3K- 4.78% |
$42.9K - $47.4K
|
65.8K
$936K
|
|
|
Aug 01, 2024
Q2 2024
|
Chilton Capital Management LLC
Houston, TX |
BUY
|
- |
1K+ 15.15% |
$13K - $14.4K
|
7.6K
$108K
|
|
|
Jul 26, 2024
Q2 2024
|
Bcr Wealth Strategies, LLC
|
BUY
|
- |
26.8KNew |
$348K - $385K
|
26.8K
$382K
|
|
| Q1 2024 | |||||||
|
Jun 21, 2024
Q1 2024
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
SELL
|
- |
-1K- 74.28% |
$12.6K - $13.5K
|
347
$4.94K
|
|
|
May 20, 2024
Q1 2024
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
10.9KNew |
$137K - $148K
|
10.9K
$156K
|
|
|
May 15, 2024
Q1 2024
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
500New |
$6.28K - $6.74K
|
500
$7.12K
|
|
|
May 14, 2024
Q1 2024
|
Peak6 Investments LLC
Chicago, IL |
BUY
|
CALL |
13.7KNew |
$172K - $185K
|
13.7K
$195K
|
|
|
May 14, 2024
Q1 2024
|
Old Point Trust & Financial Services N A
|
BUY
|
- |
500New |
$6.28K - $6.74K
|
500
$7.12K
|
|
|
May 14, 2024
Q1 2024
|
Quadrature Capital LTD
London, X0 |
BUY
|
- |
34.6KNew |
$435K - $467K
|
34.6K
$493K
|
|
|
Apr 30, 2024
Q1 2024
|
Private Advisor Group, LLC
|
BUY
|
- |
10KNew |
$126K - $135K
|
10K
$142K
|
|
|
Apr 25, 2024
Q1 2024
|
Simplex Trading, LLC
|
BUY
|
- |
762New |
$9.57K - $10.3K
|
762
$10.8K
|
|
|
Apr 19, 2024
Q1 2024
|
Edge Financial Advisors LLC
Wheaton, IL |
BUY
|
- |
12.2KNew |
$154K - $165K
|
12.2K
$174K
|
|
|
Apr 19, 2024
Q1 2024
|
Sumitomo Mitsui Trust Holdings, Inc.
|
SELL
|
- |
-3.3K- 4.95% |
$41.5K - $44.5K
|
63.4K
$902K
|
|
| Q4 2023 | |||||||
|
Oct 21, 2024
Q4 2023
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
1.08K+ 5.84% |
$13.3K - $14.8K
|
19.6K
$279K
|
|
|
Feb 14, 2024
Q4 2023
|
Squarepoint Ops LLC
New York, NY |
BUY
|
- |
21.3K+ 26.1% |
$263K - $293K
|
103K
$1.47M
|
|
|
Feb 14, 2024
Q4 2023
|
Schonfeld Strategic Advisors LLC
New York, NY |
BUY
|
- |
14.1KNew |
$174K - $194K
|
14.1K
$201K
|
|
|
Feb 14, 2024
Q4 2023
|
Entry Point Capital, LLC
New York, NY |
BUY
|
- |
1.57KNew |
$19.4K - $21.5K
|
1.57K
$22.3K
|
|
|
Feb 14, 2024
Q4 2023
|
Quantbot Technologies LP
New York, NY |
BUY
|
- |
3.26KNew |
$40.2K - $44.7K
|
3.26K
$46.4K
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-1.62K- 99.94% |
$20K - $22.2K
|
1
$14.2
|
|
|
Feb 14, 2024
Q4 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
17.8K+ 42.02% |
$220K - $245K
|
60.3K
$858K
|
|
|
Feb 13, 2024
Q4 2023
|
Acadian Asset Management LLC
Boston, MA |
BUY
|
- |
37.9K+ 16.86% |
$468K - $521K
|
263K
$3.74M
|
|
|
Feb 09, 2024
Q4 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-10K- 43.48% |
$123K - $137K
|
13K
$185K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
3.95KNew |
$48.8K - $54.3K
|
3.95K
$56.2K
|
|
|
Feb 06, 2024
Q4 2023
|
Lsv Asset Management
Chicago, IL |
SELL
|
- |
-10.2K- 33.22% |
$126K - $140K
|
20.5K
$292K
|
|
|
Feb 01, 2024
Q4 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-5.02K- 12.1% |
$62K - $68.9K
|
36.5K
$519K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
359+ 3.04% |
$4.43K - $4.93K
|
12.1K
$173K
|
|
| Q3 2023 | |||||||
|
Nov 14, 2023
Q3 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
38.4KNew |
$522K - $586K
|
38.4K
$546K
|
|
|
Nov 14, 2023
Q3 2023
|
Scoggin Management LP
New York, NY |
BUY
|
- |
268KNew |
$3.65M - $4.1M
|
268K
$3.82M
|
|
|
Nov 14, 2023
Q3 2023
|
Icon Wealth Partners, LLC
|
BUY
|
- |
66.7KNew |
$907K - $1.02M
|
66.7K
$949K
|
|
|
Nov 13, 2023
Q3 2023
|
Peak6 Investments LLC
Chicago, IL |
BUY
|
- |
19.5KNew |
$265K - $298K
|
19.5K
$277K
|
|
|
Nov 13, 2023
Q3 2023
|
Advisory Research Inc
Chicago, IL |
BUY
|
- |
179+ 0.43% |
$2.43K - $2.73K
|
41.6K
$592K
|
|
|
Oct 27, 2023
Q3 2023
|
Astoria Portfolio Advisors Llc.
|
BUY
|
- |
19KNew |
$258K - $290K
|
19K
$270K
|
|
|
Oct 10, 2023
Q3 2023
|
National Bank Of Canada
|
BUY
|
- |
1.15K+ 1.63% |
$15.6K - $17.5K
|
71.6K
$1.02M
|
|
| Q2 2023 | |||||||
|
Aug 14, 2023
Q2 2023
|
Cubist Systematic Strategies, LLC
Stamford, CT |
BUY
|
- |
15.2KNew |
$207K - $227K
|
15.2K
$216K
|
|
|
Aug 14, 2023
Q2 2023
|
Nomura Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
260New |
$3.55K - $3.9K
|
260
$3.7K
|
|
|
Aug 11, 2023
Q2 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-587- 3.57% |
$8.01K - $8.81K
|
15.8K
$225K
|
|
|
Aug 09, 2023
Q2 2023
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
995+ 5.53% |
$13.6K - $14.9K
|
19K
$270K
|
|
|
Aug 01, 2023
Q2 2023
|
Origin Asset Management LLP
London, X0 |
BUY
|
- |
13KNew |
$177K - $195K
|
13K
$185K
|
|
|
Jul 19, 2023
Q2 2023
|
25 LLC
St. Louis, MO |
BUY
|
- |
16+ 1.86% |
$218 - $240
|
874
$12.4K
|
|
|
Jul 10, 2023
Q2 2023
|
Sg Americas Securities, LLC
|
BUY
|
- |
66.5KNew |
$908K - $998K
|
66.5K
$947K
|
|
| Q1 2023 | |||||||
|
May 03, 2023
Q1 2023
|
Tci Wealth Advisors, Inc.
|
BUY
|
- |
200New |
$2.63K - $3.19K
|
200
$2.85K
|
|
|
Apr 26, 2023
Q1 2023
|
Lindbrook Capital, LLC
|
BUY
|
- |
330New |
$4.34K - $5.27K
|
330
$4.7K
|
|
| Q4 2022 | |||||||
|
Feb 14, 2023
Q4 2022
|
Ares Management LLC
Los Angeles, CA |
SELL
|
- |
-63.4K- 15.5% |
$759K - $885K
|
346K
$4.92M
|
|