Purchases and Sales Made in Q3 2021 in Sumitomo Mitsui Financial Group, Inc. (SMFG)
This table provides information about the institutional ownership of Sumitomo Mitsui Financial Group, Inc. (SMFG) during Q3 2021. The information is specifically focused on institutions that hold shares of SUMITOMO MITSUI FINANCIAL GROUP, INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
8.6MNew |
$56.8M - $64.3M
|
8.6M
$126M
|
|
|
Nov 10, 2021
Q3 2021
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
7.85MNew |
$51.8M - $58.7M
|
7.85M
$115M
|
|
|
Oct 21, 2021
Q3 2021
|
Crossmark Global Holdings, Inc.
|
BUY
|
- |
1.57M+ 551.85% |
$10.4M - $11.8M
|
1.86M
$27.3M
|
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
1.15MNew |
$7.62M - $8.63M
|
1.15M
$16.9M
|
|
|
Nov 12, 2021
Q3 2021
|
Nuveen Asset Management, LLC
Chicago, IL |
BUY
|
- |
1.14MNew |
$7.51M - $8.51M
|
1.14M
$16.7M
|
|
|
Nov 01, 2021
Q3 2021
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
499KNew |
$3.3M - $3.74M
|
499K
$7.34M
|
|
|
Nov 15, 2021
Q3 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
457K+ 954.19% |
$3.01M - $3.42M
|
504K
$7.41M
|
|
|
Nov 10, 2021
Q3 2021
|
O'Shaughnessy Asset Management, LLC
Stamford, CT |
BUY
|
- |
449K+ 92.12% |
$2.96M - $3.36M
|
936K
$13.7M
|
|
|
Nov 12, 2021
Q3 2021
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
391K+ 73.92% |
$2.58M - $2.92M
|
919K
$13.5M
|
|
|
Nov 09, 2021
Q3 2021
|
Barclays PLC
London, X0 |
BUY
|
- |
284K+ 86.55% |
$1.87M - $2.12M
|
612K
$8.99M
|
|
|
Nov 12, 2021
Q3 2021
|
Franklin Resources Inc
San Mateo, CA |
BUY
|
- |
265K+ 33.88% |
$1.75M - $1.98M
|
1.05M
$15.4M
|
|
|
Nov 15, 2021
Q3 2021
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
188K+ 58.65% |
$1.24M - $1.41M
|
509K
$7.47M
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
179K+ 15.89% |
$1.18M - $1.34M
|
1.3M
$19.2M
|
|
|
Nov 09, 2021
Q3 2021
|
Svb Wealth LLC
Boston, MA |
BUY
|
- |
162K+ 114.42% |
$1.07M - $1.21M
|
304K
$4.46M
|
|
|
Nov 16, 2021
Q3 2021
|
Ep Wealth Advisors, LLC
Torrance, CA |
BUY
|
- |
145K+ 1054.32% |
$955K - $1.08M
|
158K
$2.33M
|
|
|
Nov 12, 2021
Q3 2021
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
138K+ 19.65% |
$914K - $1.04M
|
843K
$12.4M
|
|
|
Oct 25, 2021
Q3 2021
|
West Family Investments, Inc.
Carlsbad, CA |
BUY
|
- |
118K+ 447.06% |
$779K - $883K
|
144K
$2.12M
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna Fundamental Investments, LLC
Bala Cynwyd, PA |
BUY
|
- |
115K+ 347.53% |
$758K - $859K
|
148K
$2.17M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
97.2K+ 18.03% |
$641K - $727K
|
636K
$9.35M
|
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
BUY
|
- |
86.8K+ 28.1% |
$573K - $649K
|
395K
$5.81M
|
|
|
Nov 16, 2021
Q3 2021
|
Schonfeld Strategic Advisors LLC
New York, NY |
BUY
|
- |
70KNew |
$462K - $524K
|
70K
$1.03M
|
|
|
Nov 02, 2021
Q3 2021
|
Mount Yale Investment Advisors, LLC
|
BUY
|
- |
62.9KNew |
$415K - $471K
|
62.9K
$924K
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
56.2K+ 31.08% |
$371K - $421K
|
237K
$3.48M
|
|
|
Nov 15, 2021
Q3 2021
|
Exodus Point Capital Management, LP
New York, NY |
BUY
|
- |
51.1K+ 184.35% |
$337K - $382K
|
78.8K
$1.16M
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
50.9K+ 0.9% |
$336K - $381K
|
5.69M
$83.6M
|
|
|
Nov 04, 2021
Q3 2021
|
Regions Financial Corp
|
BUY
|
- |
44K+ 13.88% |
$290K - $329K
|
361K
$5.3M
|
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
41.8K+ 131.55% |
$276K - $312K
|
73.5K
$1.08M
|
|
|
Nov 15, 2021
Q3 2021
|
Dcm Advisors, LLC
New York, NY |
BUY
|
- |
40KNew |
$264K - $299K
|
40K
$588K
|
|
|
Nov 15, 2021
Q3 2021
|
Y Intercept (Hong Kong) LTD
|
BUY
|
- |
37.6KNew |
$248K - $281K
|
37.6K
$553K
|
|
|
Oct 28, 2021
Q3 2021
|
M&T Bank Corp
|
BUY
|
- |
34K+ 37.48% |
$224K - $254K
|
125K
$1.83M
|
|
|
Oct 13, 2021
Q3 2021
|
Gilman Hill Asset Management, LLC
|
BUY
|
- |
32.1K+ 9.61% |
$212K - $240K
|
366K
$5.37M
|
|
|
Nov 12, 2021
Q3 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
30.5KNew |
$201K - $228K
|
30.5K
$448K
|
|
|
Nov 15, 2021
Q3 2021
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
30.3KNew |
$200K - $227K
|
30.3K
$445K
|
|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
29.7K+ 50.92% |
$196K - $222K
|
88K
$1.29M
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
29.4K+ 8.39% |
$194K - $220K
|
380K
$5.59M
|
|
|
Nov 15, 2021
Q3 2021
|
Natixis Advisors, L.P.
Boston, MA |
BUY
|
- |
28.8K+ 2.01% |
$190K - $215K
|
1.46M
$21.4M
|
|
|
Nov 12, 2021
Q3 2021
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
25.6KNew |
$169K - $192K
|
25.6K
$377K
|
|
|
Nov 01, 2021
Q3 2021
|
Vanguard Capital Wealth Advisors
|
BUY
|
- |
24.6KNew |
$162K - $184K
|
24.6K
$361K
|
|
|
Oct 14, 2021
Q3 2021
|
Ritholtz Wealth Management
|
BUY
|
- |
22.8K+ 21.34% |
$151K - $171K
|
130K
$1.91M
|
|
|
Nov 12, 2021
Q3 2021
|
Arch Point Investors
Coral Gables, FL |
BUY
|
- |
21.5KNew |
$142K - $161K
|
21.5K
$316K
|
|
|
Nov 10, 2021
Q3 2021
|
Creative Planning
Overland Park, KS |
BUY
|
- |
21.2K+ 82.61% |
$140K - $158K
|
46.8K
$688K
|
|
|
Nov 12, 2021
Q3 2021
|
Cibc World Market Inc.
Toronto, A6 |
BUY
|
- |
21.1K+ 2.56% |
$139K - $158K
|
847K
$12.4M
|
|
|
Nov 15, 2021
Q3 2021
|
Dynamic Technology Lab Private LTD
Singapore, U0 |
BUY
|
- |
20.8KNew |
$137K - $156K
|
20.8K
$306K
|
|
|
Oct 20, 2021
Q3 2021
|
Stone X Group Inc.
|
BUY
|
- |
20.2KNew |
$133K - $151K
|
20.2K
$296K
|
|
|
Nov 12, 2021
Q3 2021
|
Eqis Capital Management, Inc.
San Rafael, CA |
BUY
|
- |
19.6KNew |
$129K - $146K
|
19.6K
$287K
|
|
|
Aug 16, 2024
Q3 2021
|
Td Private Client Wealth LLC
New York, NY |
BUY
|
- |
19.2K+ 4280.36% |
$127K - $143K
|
19.6K
$288K
|
|
|
Nov 05, 2021
Q3 2021
|
Richard Pzena
Pzena Investment Management LLC
|
BUY
|
- |
18.2KNew |
$120K - $136K
|
18.2K
$267K
|
|
|
Oct 27, 2021
Q3 2021
|
Stephens Inc
|
BUY
|
- |
17.9K+ 34.17% |
$118K - $134K
|
70.1K
$1.03M
|
|
|
Nov 12, 2021
Q3 2021
|
Gsa Capital Partners LLP
London, X0 |
BUY
|
- |
17.2KNew |
$113K - $128K
|
17.2K
$252K
|
|
|
Nov 10, 2021
Q3 2021
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
15.1K+ 12.57% |
$99.9K - $113K
|
136K
$1.99M
|