Purchases and Sales Made in Q3 2021 in Sumitomo Mitsui Financial Group, Inc. (SMFG)
This table provides information about the institutional ownership of Sumitomo Mitsui Financial Group, Inc. (SMFG) during Q3 2021. The information is specifically focused on institutions that hold shares of SUMITOMO MITSUI FINANCIAL GROUP, INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 16, 2021
Q3 2021
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
- |
15.1KNew |
$99.9K - $113K
|
15.1K
$218K
|
|
|
Oct 08, 2021
Q3 2021
|
F Dx Advisors, Inc.
|
BUY
|
- |
14.2KNew |
$94K - $107K
|
14.2K
$205K
|
|
|
Nov 15, 2021
Q3 2021
|
Wealthspire Advisors, LLC
New York, NY |
BUY
|
- |
13.5KNew |
$89.4K - $101K
|
13.5K
$195K
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
13.5KNew |
$89.1K - $101K
|
13.5K
$194K
|
|
|
Oct 01, 2021
Q3 2021
|
Park National Corp
|
BUY
|
- |
13.2KNew |
$87K - $98.6K
|
13.2K
$190K
|
|
|
Nov 04, 2021
Q3 2021
|
Keel Point, LLC
Huntsville, AL |
BUY
|
- |
12.4KNew |
$81.8K - $92.7K
|
12.4K
$178K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
11.9K+ 3.48% |
$78.8K - $89.3K
|
355K
$5.11M
|
|
|
Nov 12, 2021
Q3 2021
|
Rhumbline Advisers
Boston, MA |
BUY
|
- |
11.9KNew |
$78.7K - $89.2K
|
11.9K
$172K
|
|
|
Nov 12, 2021
Q3 2021
|
Qtron Investments LLC
Boston, MA |
BUY
|
- |
11.6K+ 20.48% |
$76.4K - $86.6K
|
68.1K
$981K
|
|
|
Nov 02, 2021
Q3 2021
|
New York State Common Retirement Fund
|
BUY
|
- |
11.6K+ 55.24% |
$76.4K - $86.6K
|
32.5K
$469K
|
|
|
Nov 15, 2021
Q3 2021
|
Bsw Wealth Partners
Boulder, CO |
BUY
|
- |
11KNew |
$72.6K - $82.3K
|
11K
$158K
|
|
|
Nov 05, 2021
Q3 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
10.1K+ 9.1% |
$66.6K - $75.4K
|
121K
$1.74M
|
|
|
Nov 12, 2021
Q3 2021
|
Dimensional Fund Advisors LP
Austin, TX |
BUY
|
- |
9K+ 2.11% |
$59.4K - $67.3K
|
436K
$6.29M
|
|
|
Nov 12, 2021
Q3 2021
|
Sei Investments CO
Oaks, PA |
BUY
|
- |
8.7K+ 2.11% |
$57.4K - $65.1K
|
422K
$6.07M
|
|
|
Nov 12, 2021
Q3 2021
|
Morningstar Investment Services LLC
Chicago, IL |
BUY
|
- |
8.66K+ 21.73% |
$57.2K - $64.8K
|
48.5K
$699K
|
|
|
Nov 16, 2021
Q3 2021
|
Corient Capital Partners, LLC
Newport Beach, CA |
BUY
|
- |
8.42K+ 20.03% |
$55.5K - $62.9K
|
50.4K
$726K
|
|
|
Nov 12, 2021
Q3 2021
|
Causeway Capital Management LLC
Los Angeles, CA |
BUY
|
- |
8.33K+ 0.37% |
$55K - $62.3K
|
2.29M
$33M
|
|
|
Feb 05, 2024
Q3 2021
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
8.24K+ 77.37% |
$54.4K - $61.6K
|
18.9K
$272K
|
|
|
Nov 15, 2021
Q3 2021
|
Cresset Asset Management, LLC
Chicago, IL |
BUY
|
- |
8.19K+ 9.59% |
$54K - $61.3K
|
93.6K
$1.35M
|
|
|
Nov 10, 2021
Q3 2021
|
Bokf, Na
Tulsa, OK |
BUY
|
- |
7.95K+ 26.34% |
$52.5K - $59.5K
|
38.1K
$549K
|
|
|
Nov 12, 2021
Q3 2021
|
Quadrant Capital Group LLC
Cincinnati, OH |
BUY
|
- |
7.84K+ 22.75% |
$51.7K - $58.6K
|
42.3K
$609K
|
|
|
Nov 12, 2021
Q3 2021
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
7.74K+ 20.77% |
$51.1K - $57.9K
|
45K
$648K
|
|
|
Nov 10, 2021
Q3 2021
|
Zions Bancorporation, N.A.
|
BUY
|
- |
6.72K+ 151.32% |
$44.3K - $50.2K
|
11.2K
$161K
|
|
|
Nov 09, 2021
Q3 2021
|
Vanguard Personalized Indexing Management, LLC
Oakland, CA |
BUY
|
- |
6.65K+ 11.22% |
$43.9K - $49.7K
|
65.9K
$949K
|
|
|
Nov 12, 2021
Q3 2021
|
Verdence Capital Advisors LLC
Hunt Valley, MD |
BUY
|
- |
6.44K+ 6.62% |
$42.5K - $48.2K
|
104K
$1.49M
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
6.41K+ 39.84% |
$42.3K - $47.9K
|
22.5K
$324K
|
|
|
Oct 18, 2021
Q3 2021
|
Clarius Group, LLC
Seattle, WA |
BUY
|
- |
6.19K+ 50.45% |
$40.8K - $46.3K
|
18.5K
$266K
|
|
|
Oct 28, 2021
Q3 2021
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
5.92K+ 3.24% |
$39.1K - $44.3K
|
189K
$2.72M
|
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
5.37K+ 88.97% |
$35.5K - $40.2K
|
11.4K
$164K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
5.25K+ 49.01% |
$34.7K - $39.3K
|
16K
$230K
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
5.15K+ 15.86% |
$34K - $38.5K
|
37.6K
$541K
|
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
4.58K+ 9.58% |
$30.2K - $34.3K
|
52.4K
$754K
|
|
|
Nov 15, 2021
Q3 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
4.51K+ 9.6% |
$29.8K - $33.8K
|
51.5K
$742K
|
|
|
Nov 10, 2021
Q3 2021
|
D'Orazio & Associates, Inc.
Falls Church, VA |
BUY
|
- |
4.02KNew |
$26.5K - $30K
|
4.02K
$57.8K
|
|
|
Nov 15, 2021
Q3 2021
|
Advisor Partners LLC
Walnut Creek, CA |
BUY
|
- |
3.74K+ 1.9% |
$24.7K - $28K
|
200K
$2.88M
|
|
|
Nov 02, 2021
Q3 2021
|
Rnc Capital Management LLC
|
BUY
|
- |
3.6K+ 11.3% |
$23.8K - $26.9K
|
35.5K
$510K
|
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
3.27K+ 13.74% |
$21.6K - $24.4K
|
27K
$389K
|
|
|
Nov 12, 2021
Q3 2021
|
Mai Capital Management
|
BUY
|
- |
3.16K+ 28.77% |
$20.8K - $23.6K
|
14.1K
$203K
|
|
|
Oct 20, 2021
Q3 2021
|
Keudell
|
BUY
|
- |
3.1K+ 26.47% |
$20.4K - $23.2K
|
14.8K
$213K
|
|
|
Nov 16, 2021
Q3 2021
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
3.01K+ 13.07% |
$19.9K - $22.5K
|
26.1K
$375K
|
|
|
Nov 09, 2021
Q3 2021
|
Quantbot Technologies LP
New York, NY |
BUY
|
- |
2.9KNew |
$19.1K - $21.7K
|
2.9K
$41.8K
|
|
|
Nov 12, 2021
Q3 2021
|
Fieldpoint Private Securities, LLC
|
BUY
|
- |
2.74K+ 21.61% |
$18.1K - $20.5K
|
15.4K
$222K
|
|
|
Nov 15, 2021
Q3 2021
|
Vestmark Advisory Solutions, Inc.
|
BUY
|
- |
2.5K+ 4.85% |
$16.5K - $18.7K
|
54K
$777K
|
|
|
Dec 01, 2022
Q3 2021
|
Mufg Americas Holdings Corp
|
BUY
|
- |
2.44KNew |
$16.1K - $18.2K
|
2.44K
$35.1K
|
|
|
Nov 05, 2021
Q3 2021
|
Mufg Americas Holdings Corp
|
BUY
|
- |
2.44KNew |
$16.1K - $18.2K
|
2.44K
$35.1K
|
|
|
Nov 02, 2021
Q3 2021
|
Parallel Advisors, LLC
|
BUY
|
- |
2.4K+ 5.85% |
$15.8K - $17.9K
|
43.4K
$624K
|
|
|
Nov 15, 2021
Q3 2021
|
Gerber Kawasaki Wealth & Investment Management
|
BUY
|
- |
2.32KNew |
$15.3K - $17.3K
|
2.32K
$33.4K
|
|
|
Nov 15, 2021
Q3 2021
|
Kore Private Wealth LLC
New York, NY |
BUY
|
- |
2.25K+ 10.04% |
$14.8K - $16.8K
|
24.6K
$354K
|
|
|
Nov 15, 2021
Q3 2021
|
Prudential Financial Inc
Newark, NJ |
BUY
|
- |
2.18K+ 12.25% |
$14.4K - $16.3K
|
19.9K
$287K
|
|
|
Oct 21, 2021
Q3 2021
|
Farmers & Merchants Investments Inc
|
BUY
|
- |
2.16KNew |
$14.3K - $16.2K
|
2.16K
$31.1K
|