Purchases and Sales Made in Q3 2021 in Sumitomo Mitsui Financial Group, Inc. (SMFG)
This table provides information about the institutional ownership of Sumitomo Mitsui Financial Group, Inc. (SMFG) during Q3 2021. The information is specifically focused on institutions that hold shares of SUMITOMO MITSUI FINANCIAL GROUP, INC..
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 23, 2021
Q3 2021
|
Ep Wealth Advisors, LLC
Torrance, CA |
SELL
|
- |
-142K- 89.57% |
$936K - $1.06M
|
16.5K
$238K
|
|
Oct 12, 2021
Q3 2021
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-195KClosed |
$1.28M - $1.46M
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-197K- 1.52% |
$1.3M - $1.47M
|
12.8M
$184M
|
|
Nov 12, 2021
Q3 2021
|
Westwood Holdings Group Inc
Dallas, TX |
SELL
|
- |
-205K- 7.78% |
$1.35M - $1.53M
|
2.43M
$35M
|
|
Nov 09, 2021
Q3 2021
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-233K- 2.93% |
$1.54M - $1.74M
|
7.72M
$111M
|
|
Nov 22, 2021
Q3 2021
|
Comerica Bank
|
SELL
|
- |
-271K- 67.54% |
$1.79M - $2.03M
|
130K
$1.88M
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-303K- 50.54% |
$2M - $2.27M
|
297K
$4.27M
|
|
Nov 15, 2021
Q3 2021
|
D. E. Shaw & Co., Inc.
New York, NY |
SELL
|
- |
-382K- 24.75% |
$2.52M - $2.86M
|
1.16M
$16.7M
|
|
Nov 10, 2021
Q3 2021
|
Us Bancorp \De\
|
SELL
|
- |
-541K- 48.31% |
$3.57M - $4.04M
|
578K
$8.33M
|
|
Nov 15, 2021
Q3 2021
|
Federated Hermes, Inc.
Pittsburgh, PA |
SELL
|
- |
-611K- 96.74% |
$4.03M - $4.57M
|
20.6K
$296K
|
|
Nov 15, 2021
Q3 2021
|
Lmr Partners LLP
London, X0 |
SELL
|
- |
-888KClosed |
$5.86M - $6.64M
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
SELL
|
- |
-932K- 17.82% |
$6.15M - $6.97M
|
4.3M
$61.9M
|
|
Oct 13, 2021
Q3 2021
|
Crossmark Global Holdings, Inc.
|
SELL
|
- |
-1.52M- 84.19% |
$10M - $11.4M
|
285K
$4.1M
|
|
Nov 15, 2021
Q3 2021
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-1.63M- 27.06% |
$10.8M - $12.2M
|
4.4M
$63.4M
|