Purchases and Sales Made in Q1 2021 in Salient Midstream & Mlp Fund (SMM)
This table provides information about the institutional ownership of Salient Midstream & Mlp Fund (SMM) during Q1 2021. The information is specifically focused on institutions that hold shares of Salient Midstream & MLP Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 13, 2021
Q1 2021
|
Wolverine Asset Management LLC
|
BUY
|
- |
122K+ 77.45% |
$526K - $637K
|
279K
$0
|
|
|
Apr 22, 2021
Q1 2021
|
Boenning & Scattergood, Inc.
|
BUY
|
- |
55.5KNew |
$240K - $290K
|
55.5K
$0
|
|
|
May 04, 2021
Q1 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
51.1K+ 59.35% |
$221K - $267K
|
137K
$0
|
|
|
May 20, 2021
Q1 2021
|
Advisory Alpha, LLC
|
BUY
|
- |
47.6KNew |
$205K - $249K
|
47.6K
$0
|
|
|
May 12, 2021
Q1 2021
|
Mariner Investment Group LLC
Harrison, NY |
BUY
|
- |
43.3KNew |
$187K - $227K
|
43.3K
$0
|
|
|
May 12, 2021
Q1 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
14.8KNew |
$63.9K - $77.4K
|
14.8K
$0
|
|
|
Apr 12, 2021
Q1 2021
|
Fny Investment Advisers, LLC
|
BUY
|
- |
5.64KNew |
$24.4K - $29.5K
|
5.64K
$0
|
|
|
May 14, 2021
Q1 2021
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
5.46K+ 3.28% |
$23.6K - $28.6K
|
172K
$0
|
|
|
Nov 12, 2021
Q1 2021
|
Four Thought Financial, LLC
Venice, FL |
BUY
|
- |
2.6K+ 14.86% |
$11.2K - $13.6K
|
20.1K
$0
|
|
|
May 11, 2021
Q1 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
1KNew |
$4.32K - $5.23K
|
1K
$0
|
|
|
May 14, 2021
Q1 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
685+ 3.19% |
$2.96K - $3.58K
|
22.1K
$0
|
|
|
May 17, 2021
Q1 2021
|
Css LLC
Chicago, IL |
BUY
|
- |
639+ 1.06% |
$2.76K - $3.34K
|
60.6K
$0
|
|
|
Apr 19, 2021
Q1 2021
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
500+ 100.0% |
$2.16K - $2.62K
|
1K
$0
|
|
|
May 13, 2021
Q1 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 13, 2021
Q1 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-801- 7.76% |
$3.46K - $4.19K
|
9.52K
$0
|
|
|
Jan 08, 2024
Q1 2021
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-982- 4.42% |
$4.24K - $5.14K
|
21.2K
$0
|
|
|
Apr 15, 2021
Q1 2021
|
Gill Capital Partners, LLC
Denver, CO |
SELL
|
- |
-2.49K- 2.4% |
$10.7K - $13K
|
101K
$0
|
|
|
May 13, 2021
Q1 2021
|
Quinn Opportunity Partners LLC
Charlottesville, VA |
SELL
|
- |
-4K- 20.0% |
$17.3K - $20.9K
|
16K
$0
|
|
|
May 17, 2021
Q1 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-4.43K- 10.45% |
$19.1K - $23.2K
|
38K
$0
|
|
|
May 12, 2021
Q1 2021
|
Ubs Group Ag
|
SELL
|
- |
-6.05K- 6.77% |
$26.1K - $31.7K
|
83.4K
$0
|
|
|
May 14, 2021
Q1 2021
|
Matisse Capital
|
SELL
|
- |
-9.5K- 1.72% |
$41K - $49.7K
|
543K
$0
|
|
|
Apr 27, 2021
Q1 2021
|
Venture Visionary Partners LLC
|
SELL
|
- |
-10KClosed |
$43.2K - $52.3K
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-19.5KClosed |
$84.4K - $102K
|
0
$0
|
|
|
May 13, 2021
Q1 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-21.1K- 13.03% |
$91.2K - $110K
|
141K
$0
|
|
|
May 14, 2021
Q1 2021
|
Wetherby Asset Management Inc
San Francisco, CA |
SELL
|
- |
-24.8KClosed |
$107K - $129K
|
0
$0
|
|
|
Apr 12, 2021
Q1 2021
|
Vanguard Capital Wealth Advisors
|
SELL
|
- |
-27KClosed |
$117K - $141K
|
0
$0
|
|
|
May 24, 2021
Q1 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-28.4K- 59.14% |
$123K - $148K
|
19.6K
$0
|
|
|
Apr 20, 2021
Q1 2021
|
Regent Investment Management LLC
|
SELL
|
- |
-30K- 65.22% |
$130K - $157K
|
16K
$0
|
|
|
Apr 22, 2021
Q1 2021
|
Private Advisor Group, LLC
|
SELL
|
- |
-33.5K- 25.97% |
$145K - $175K
|
95.4K
$0
|
|
|
May 17, 2021
Q1 2021
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-40.3KClosed |
$174K - $211K
|
0
$0
|
|
|
May 13, 2021
Q1 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-55.1K- 21.47% |
$238K - $288K
|
202K
$0
|
|
|
May 11, 2021
Q1 2021
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-62.7K- 51.93% |
$271K - $328K
|
58.1K
$0
|
|
|
May 06, 2021
Q1 2021
|
Kayne Anderson Capital Advisors LP
|
SELL
|
- |
-74K- 16.41% |
$320K - $387K
|
377K
$0
|
|
|
May 17, 2021
Q1 2021
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-142K- 59.16% |
$612K - $741K
|
97.8K
$0
|
|
|
May 12, 2021
Q1 2021
|
Rmb Capital Management, LLC
|
SELL
|
- |
-229KClosed |
$989K - $1.2M
|
0
$0
|