Purchases and Sales Made in Q4 2020 in Salient Midstream & Mlp Fund (SMM)
This table provides information about the institutional ownership of Salient Midstream & Mlp Fund (SMM) during Q4 2020. The information is specifically focused on institutions that hold shares of Salient Midstream & MLP Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 12, 2021
Q4 2020
|
Matisse Capital
|
BUY
|
- |
531K+ 2435.78% |
$1.83M - $2.51M
|
553K
$0
|
|
|
Feb 03, 2021
Q4 2020
|
Quantedge Capital Pte LTD
Singapore, U0 |
BUY
|
- |
239KNew |
$826K - $1.13M
|
239K
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
167KNew |
$574K - $788K
|
167K
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Wolverine Asset Management LLC
|
BUY
|
- |
148K+ 1670.77% |
$512K - $702K
|
157K
$0
|
|
|
Feb 11, 2021
Q4 2020
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
86.1KNew |
$297K - $407K
|
86.1K
$0
|
|
|
Feb 10, 2021
Q4 2020
|
Merriman Wealth Management, LLC
|
BUY
|
- |
37.6K+ 46.73% |
$130K - $178K
|
118K
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Css LLC
Chicago, IL |
BUY
|
- |
31.3K+ 108.93% |
$108K - $148K
|
60K
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
28.6K+ 147.25% |
$98.6K - $135K
|
48K
$0
|
|
|
Jan 25, 2021
Q4 2020
|
Vanguard Capital Wealth Advisors
|
BUY
|
- |
27KNew |
$93.3K - $128K
|
27K
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
20.1K+ 99.37% |
$69.3K - $95K
|
40.3K
$0
|
|
|
Feb 11, 2021
Q4 2020
|
Quinn Opportunity Partners LLC
Charlottesville, VA |
BUY
|
- |
20KNew |
$69K - $94.6K
|
20K
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
19.5KNew |
$67.4K - $92.4K
|
19.5K
$0
|
|
|
Nov 12, 2021
Q4 2020
|
Four Thought Financial, LLC
Venice, FL |
BUY
|
- |
17.5KNew |
$60.3K - $82.7K
|
17.5K
$0
|
|
|
Apr 01, 2021
Q4 2020
|
Private Advisor Group, LLC
|
BUY
|
- |
16.7K+ 14.92% |
$57.7K - $79.1K
|
129K
$0
|
|
|
Jan 08, 2024
Q4 2020
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
1.16K+ 5.53% |
$4.02K - $5.51K
|
22.2K
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
1.04K+ 5.11% |
$3.6K - $4.93K
|
21.5K
$0
|
|
|
Jan 22, 2021
Q4 2020
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
500New |
$1.73K - $2.37K
|
500
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Brown Advisory Securities, LLC
|
BUY
|
- |
14+ 0.11% |
$48.3 - $66.2
|
13.2K
$0
|
|
|
Feb 02, 2021
Q4 2020
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-1.16K- 2.65% |
$3.98K - $5.46K
|
42.4K
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Clough Capital Partners L P
Boston, MA |
SELL
|
- |
-2.4K- 1.27% |
$8.29K - $11.4K
|
187K
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Claro Advisors LLC
Boston, MA |
SELL
|
- |
-13KClosed |
$44.7K - $61.3K
|
0
$0
|
|
|
Feb 02, 2021
Q4 2020
|
Gill Capital Partners, LLC
Denver, CO |
SELL
|
- |
-21.1K- 16.92% |
$72.7K - $99.7K
|
104K
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-24.8KClosed |
$85.5K - $117K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-28.8K- 10.09% |
$99.3K - $136K
|
257K
$0
|
|
|
Feb 09, 2021
Q4 2020
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-57.9K- 26.34% |
$200K - $274K
|
162K
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Almitas Capital LLC
Santa Monica, CA |
SELL
|
- |
-63.9KClosed |
$220K - $302K
|
0
$0
|
|
|
Feb 11, 2021
Q4 2020
|
Ubs Group Ag
|
SELL
|
- |
-111K- 55.31% |
$382K - $524K
|
89.5K
$0
|
|
|
Feb 11, 2021
Q4 2020
|
Rmb Capital Management, LLC
|
SELL
|
- |
-181KClosed |
$625K - $856K
|
0
$0
|
|
|
Feb 09, 2021
Q4 2020
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-198K- 62.14% |
$684K - $938K
|
121K
$0
|