Latest Institutional Sells of Special Opportunities Fund, Inc. (SPE)
This list provides information on the latest institutional transactions involving Special Opportunities Fund, Inc. (SPE) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Jan 22, 2025
Q4 2024
|
Nbc Securities, Inc.
Birmingham, AL |
SELL
|
- |
-15.7K- 99.9% |
$218K - $244K
|
15
$229
|
|
Q3 2024 | |||||||
Oct 15, 2024
Q3 2024
|
Epiq Partners, LLC
|
SELL
|
- |
-19.7K- 22.62% |
$254K - $274K
|
67.4K
$1.03M
|
|
Nov 14, 2024
Q3 2024
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-13.8K- 4.27% |
$178K - $193K
|
310K
$4.73M
|
|
Nov 13, 2024
Q3 2024
|
Scotia Capital Inc.
|
SELL
|
- |
-3.86K- 4.36% |
$49.7K - $53.7K
|
84.5K
$1.29M
|
|
Nov 14, 2024
Q3 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-2.97K- 2.24% |
$38.3K - $41.4K
|
130K
$1.98M
|
|
Nov 13, 2024
Q3 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-2.37K- 10.85% |
$30.6K - $33K
|
19.5K
$297K
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-1.23K- 4.08% |
$15.9K - $17.1K
|
28.9K
$441K
|
|
Oct 07, 2024
Q3 2024
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-230- 2.22% |
$2.96K - $3.2K
|
10.1K
$154K
|
|
Q2 2024 | |||||||
Aug 13, 2024
Q2 2024
|
First Manhattan CO
New York, NY |
SELL
|
- |
-3.5K- 10.29% |
$42.6K - $46K
|
30.5K
$465K
|
|
Aug 15, 2024
Q2 2024
|
Sky View Investment Advisors, LLC
Shrewsbury, NJ |
SELL
|
- |
-2.57K- 7.9% |
$31.2K - $33.8K
|
29.9K
$456K
|
|
Aug 09, 2024
Q2 2024
|
Tucker Asset Management LLC
Littleton, CO |
SELL
|
- |
-768- 28.53% |
$9.34K - $10.1K
|
1.92K
$29.3K
|
|
Q1 2024 | |||||||
May 13, 2024
Q1 2024
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-15.7K- 0.97% |
$186K - $198K
|
1.6M
$24.4M
|
|
May 15, 2024
Q1 2024
|
Css LLC
Chicago, IL |
SELL
|
- |
-3K- 1.15% |
$35.7K - $37.9K
|
258K
$3.94M
|
|
May 03, 2024
Q1 2024
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-1.06K- 5.74% |
$12.6K - $13.4K
|
17.4K
$265K
|
|
Q3 2023 | |||||||
Nov 13, 2023
Q3 2023
|
Wolverine Asset Management LLC
|
SELL
|
- |
-17.8K- 90.2% |
$194K - $206K
|
1.94K
$29.5K
|
|
Q2 2023 | |||||||
Jul 20, 2023
Q2 2023
|
Csenge Advisory Group
|
SELL
|
- |
-1.3K- 8.94% |
$14K - $14.6K
|
13.3K
$203K
|
|
Aug 02, 2023
Q2 2023
|
Meixler Investment Management, Ltd.
Show Low, AZ |
SELL
|
- |
-600- 5.17% |
$6.42K - $6.73K
|
11K
$168K
|
|
Q1 2023 | |||||||
Apr 26, 2023
Q1 2023
|
Lindbrook Capital, LLC
|
SELL
|
- |
-229- 18.62% |
$2.41K - $2.73K
|
1K
$15.3K
|
|
Q4 2022 | |||||||
Feb 15, 2023
Q4 2022
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-5.55K- 34.14% |
$60.8K - $68.2K
|
10.7K
$163K
|
|
Feb 14, 2023
Q4 2022
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-180- 1.03% |
$1.97K - $2.21K
|
17.3K
$264K
|
|
Q3 2022 | |||||||
Nov 14, 2022
Q3 2022
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-106K- 55.87% |
$1.17M - $2.55M
|
83.9K
$1.28M
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-3.67K- 96.91% |
$40.4K - $88.1K
|
117
$1.78K
|
|
Q2 2022 | |||||||
Aug 11, 2022
Q2 2022
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-13.4KClosed |
$162K - $202K
|
0
$0
|
|
Aug 15, 2022
Q2 2022
|
Sarissa Consulting LLC
Santa Monica, CA |
SELL
|
- |
-11.8K- 16.56% |
$142K - $178K
|
59.5K
$908K
|
|
Jul 22, 2022
Q2 2022
|
Gemmer Asset Management LLC
|
SELL
|
- |
-1.48KClosed |
$17.8K - $22.2K
|
0
$0
|
|
Q1 2022 | |||||||
Apr 27, 2022
Q1 2022
|
Winning Points Advisors, LLC
Boca Raton, FL |
SELL
|
- |
-27.3KClosed |
$384K - $426K
|
0
$0
|
|
May 04, 2022
Q1 2022
|
Wealth Dimensions Group, Ltd.
|
SELL
|
- |
-10.7KClosed |
$151K - $167K
|
0
$0
|
|
May 16, 2022
Q1 2022
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-2.31KClosed |
$32.4K - $36.1K
|
0
$0
|
|
Apr 29, 2022
Q1 2022
|
Jnba Financial Advisors
|
SELL
|
- |
-1.11KClosed |
$15.5K - $17.3K
|
0
$0
|
|
May 04, 2022
Q1 2022
|
Tfc Financial Management
|
SELL
|
- |
-164Closed |
$2.3K - $2.56K
|
0
$0
|
|
Q4 2021 | |||||||
Feb 14, 2022
Q4 2021
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-205KClosed |
$2.99M - $3.34M
|
0
$0
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-5KClosed |
$72.8K - $81.2K
|
0
$0
|
|
Q2 2021 | |||||||
Aug 13, 2021
Q2 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-267KClosed |
$3.92M - $4.14M
|
0
$0
|
|
Jul 26, 2021
Q2 2021
|
Spire Wealth Management
|
SELL
|
- |
-306Closed |
$4.49K - $4.75K
|
0
$0
|
|
Q1 2021 | |||||||
Apr 23, 2021
Q1 2021
|
Nwam LLC
Mercer Island, WA |
SELL
|
- |
-17.4KClosed |
$241K - $260K
|
0
$0
|
|
Apr 28, 2021
Q1 2021
|
Us Bancorp \De\
|
SELL
|
- |
-231Closed |
$3.2K - $3.46K
|
0
$0
|
|
Apr 28, 2021
Q1 2021
|
Firestone Capital Management
|
SELL
|
- |
-32Closed |
$444 - $479
|
0
$0
|
|
May 05, 2021
Q1 2021
|
Interchange Capital Partners, LLC
|
SELL
|
- |
-2Closed |
$27.7 - $29.9
|
0
$0
|
|
Q3 2020 | |||||||
Oct 30, 2020
Q3 2020
|
Hc Financial Advisors Inc
|
SELL
|
- |
-600Closed |
$6.82K - $7.84K
|
0
$0
|
|
Q2 2020 | |||||||
Aug 14, 2020
Q2 2020
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-800Closed |
$6.95K - $9.22K
|
0
$0
|
|
Q1 2020 | |||||||
May 14, 2020
Q1 2020
|
Geode Capital Management, LLC
Boston, MA |
SELL
|
- |
-15.9KClosed |
$126K - $238K
|
0
$0
|
|
Q1 2019 | |||||||
May 15, 2019
Q1 2019
|
Walleye Capital LLC
Plymouth, MN |
SELL
|
- |
-27.2KClosed |
$327K - $366K
|
0
$0
|
|
May 15, 2019
Q1 2019
|
Segall Bryant & Hamill, LLC
Chicago, IL |
SELL
|
- |
-13.5KClosed |
$162K - $181K
|
0
$0
|
|
Apr 09, 2019
Q1 2019
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-758Closed |
$9.11K - $10.2K
|
0
$0
|
|
May 14, 2019
Q1 2019
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-755Closed |
$9.08K - $10.1K
|
0
$0
|
|
Sep 07, 2021
Q1 2019
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-553- 16.92% |
$6.65K - $7.43K
|
2.72K
$41.4K
|
|
May 14, 2019
Q1 2019
|
Fifth Third Bancorp
|
SELL
|
- |
-499Closed |
$6K - $6.71K
|
0
$0
|
|
May 15, 2019
Q1 2019
|
Ifp Advisors, Inc
|
SELL
|
- |
-66Closed |
$793 - $887
|
0
$0
|
|
Q4 2018 | |||||||
Feb 14, 2019
Q4 2018
|
Walleye Trading LLC
Plymouth, MN |
SELL
|
- |
-56.7KClosed |
$646K - $859K
|
0
$0
|
|
Jan 11, 2019
Q4 2018
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-1.94KClosed |
$22.1K - $29.3K
|
0
$0
|