Latest Institutional Transactions on Special Opportunities Fund, Inc. (SPE)
This table provides information on the latest institutional transactions involving Special Opportunities Fund, Inc. (SPE) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
BUY
|
- |
882New |
$13.3K - $14K
|
882
$13.4K
|
|
|
Nov 14, 2025
Q3 2025
|
Scotia Capital Inc.
|
BUY
|
- |
1.27K+ 1.2% |
$19.2K - $20.2K
|
107K
$1.63M
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-374- 1.83% |
$5.64K - $5.95K
|
20.1K
$306K
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
890New |
$13.4K - $14.2K
|
890
$13.6K
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
9.23K+ 12.99% |
$139K - $147K
|
80.3K
$1.22M
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
8.49K+ 36.35% |
$128K - $135K
|
31.8K
$485K
|
|
|
Nov 14, 2025
Q3 2025
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-363- 0.35% |
$5.48K - $5.77K
|
103K
$1.57M
|
|
|
Nov 14, 2025
Q3 2025
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-3.09K- 14.33% |
$46.6K - $49.1K
|
18.5K
$281K
|
|
|
Nov 14, 2025
Q3 2025
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
132+ 0.82% |
$1.99K - $2.1K
|
16.2K
$247K
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-2.84K- 9.11% |
$42.9K - $45.2K
|
28.4K
$432K
|
|
|
Nov 13, 2025
Q3 2025
|
Css LLC
Chicago, IL |
SELL
|
- |
-2.3K- 1.94% |
$34.7K - $36.6K
|
116K
$1.77M
|
|
|
Nov 13, 2025
Q3 2025
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
20.7KNew |
$313K - $329K
|
20.7K
$316K
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-47- 0.33% |
$709 - $747
|
14.3K
$217K
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
BUY
|
- |
69+ 1.08% |
$1.04K - $1.1K
|
6.43K
$98K
|
|
|
Nov 13, 2025
Q3 2025
|
Seven Mile Advisory
Ewing, NJ |
BUY
|
- |
106KNew |
$1.6M - $1.69M
|
106K
$1.62M
|
|
|
Nov 10, 2025
Q3 2025
|
Mai Capital Management
|
BUY
|
- |
1.45K+ 38.64% |
$21.9K - $23.1K
|
5.2K
$79.3K
|
|
|
Nov 10, 2025
Q3 2025
|
Kovitz Investment Group Partners, LLC
|
SELL
|
- |
-94K- 6.36% |
$1.42M - $1.5M
|
1.38M
$21.1M
|
|
|
Nov 06, 2025
Q3 2025
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
10.6KNew |
$159K - $168K
|
10.6K
$161K
|
|
|
Nov 06, 2025
Q3 2025
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-1.8K- 1.58% |
$27.2K - $28.7K
|
112K
$1.71M
|
|
|
Nov 05, 2025
Q3 2025
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-3.5K- 13.58% |
$52.8K - $55.7K
|
22.3K
$339K
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
SELL
|
- |
-4.49K- 17.16% |
$67.8K - $71.4K
|
21.7K
$330K
|
|
|
Oct 30, 2025
Q3 2025
|
True Mark Investments, LLC
Chicago, IL |
BUY
|
- |
14.6KNew |
$220K - $231K
|
14.6K
$222K
|
|
|
Oct 29, 2025
Q3 2025
|
Gate Pass Capital, LLC
Independence, OH |
BUY
|
- |
45.4K+ 51.07% |
$685K - $722K
|
134K
$2.05M
|
|
|
Oct 28, 2025
Q3 2025
|
Wolverine Asset Management LLC
|
BUY
|
- |
7.25KNew |
$109K - $115K
|
7.25K
$111K
|
|
|
Oct 22, 2025
Q3 2025
|
Shaker Financial Services, LLC
|
BUY
|
- |
88K+ 32.97% |
$1.33M - $1.4M
|
355K
$5.41M
|
|
|
Oct 22, 2025
Q3 2025
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
25.7K+ 10.42% |
$388K - $409K
|
272K
$4.15M
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
1.63K+ 11.75% |
$24.6K - $25.9K
|
15.5K
$236K
|
|
|
Oct 21, 2025
Q3 2025
|
Global Retirement Partners, LLC
|
BUY
|
- |
69+ 2.13% |
$1.04K - $1.1K
|
3.31K
$50.4K
|
|
|
Oct 14, 2025
Q3 2025
|
Highline Wealth Partners LLC
Sherman Oaks, CA |
BUY
|
- |
200New |
$3.02K - $3.18K
|
200
$3.05K
|
|
|
Oct 10, 2025
Q3 2025
|
Sound Income Strategies, LLC
|
BUY
|
- |
14+ 2.11% |
$211 - $223
|
677
$10.3K
|
|
| Q2 2025 | |||||||
|
Aug 14, 2025
Q2 2025
|
Wetherby Asset Management Inc
San Francisco, CA |
BUY
|
- |
12.6KNew |
$169K - $196K
|
12.6K
$193K
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jul 18, 2025
Q2 2025
|
Truist Financial Corp
|
BUY
|
- |
36+ 0.19% |
$480 - $558
|
19.3K
$294K
|
|
| Q1 2025 | |||||||
|
May 15, 2025
Q1 2025
|
First Manhattan CO
New York, NY |
BUY
|
- |
1.01K+ 3.31% |
$14.8K - $15.8K
|
31.5K
$480K
|
|
|
May 14, 2025
Q1 2025
|
K2 Principal Fund, L.P.
Toronto, A6 |
BUY
|
- |
1.88K+ 18.78% |
$27.6K - $29.4K
|
11.9K
$181K
|
|
|
May 14, 2025
Q1 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
20.5KNew |
$301K - $321K
|
20.5K
$312K
|
|
|
May 09, 2025
Q1 2025
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
375New |
$5.51K - $5.88K
|
375
$5.72K
|
|
|
May 08, 2025
Q1 2025
|
Eastern Bank
|
BUY
|
- |
727New |
$10.7K - $11.4K
|
727
$11.1K
|
|
| Q4 2024 | |||||||
|
Feb 14, 2025
Q4 2024
|
Cf Capital LLC
Cohasset, MA |
BUY
|
- |
27.5KNew |
$383K - $427K
|
27.5K
$419K
|
|
|
Feb 14, 2025
Q4 2024
|
Quarry LP
New York, NY |
BUY
|
- |
3.02KNew |
$42K - $46.9K
|
3.02K
$46.1K
|
|
|
Feb 14, 2025
Q4 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1- 0.05% |
$13.9 - $15.5
|
2.15K
$32.7K
|
|
|
Feb 14, 2025
Q4 2024
|
Jefferies Financial Group Inc.
New York, NY |
BUY
|
- |
30KNew |
$417K - $466K
|
30K
$457K
|
|
|
Feb 13, 2025
Q4 2024
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-13.2K- 85.93% |
$184K - $205K
|
2.16K
$32.9K
|
|
|
Feb 07, 2025
Q4 2024
|
Independent Advisor Alliance
|
BUY
|
- |
94.3KNew |
$1.31M - $1.47M
|
94.3K
$1.44M
|
|
|
Feb 06, 2025
Q4 2024
|
Bay Colony Advisory Group, Inc D
|
BUY
|
- |
4.57K+ 41.65% |
$63.6K - $71K
|
15.5K
$237K
|
|
|
Jan 24, 2025
Q4 2024
|
Absolute Investment Advisers LLC
|
BUY
|
- |
10.5KNew |
$146K - $163K
|
10.5K
$160K
|
|
|
Jan 16, 2025
Q4 2024
|
Aspiriant, LLC
|
BUY
|
- |
13.2KNew |
$184K - $206K
|
13.2K
$202K
|
|
| Q3 2024 | |||||||
|
Nov 14, 2024
Q3 2024
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
3.58K+ 16.69% |
$46.1K - $49.8K
|
25K
$381K
|
|
|
Nov 12, 2024
Q3 2024
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
26+ 11.61% |
$335 - $362
|
250
$3.81K
|
|
|
Nov 08, 2024
Q3 2024
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
2.72K+ 22.63% |
$35.1K - $37.9K
|
14.8K
$225K
|
|