Purchases and Sales Made in Q4 2023 in Special Opportunities Fund, Inc. (SPE)
This table provides information about the institutional ownership of Special Opportunities Fund, Inc. (SPE) during Q4 2023. The information is specifically focused on institutions that hold shares of SPECIAL OPPORTUNITIES FUND, INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2024
Q4 2023
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
44.4K+ 11.57% |
$456K - $527K
|
428K
$6.26M
|
|
|
Feb 14, 2024
Q4 2023
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
41.3KNew |
$424K - $490K
|
41.3K
$603K
|
|
|
Feb 08, 2024
Q4 2023
|
Matisse Capital
|
BUY
|
- |
22.8KNew |
$234K - $270K
|
22.8K
$333K
|
|
|
Feb 05, 2024
Q4 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
14.1KNew |
$145K - $168K
|
14.1K
$207K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
3.84KNew |
$39.4K - $45.5K
|
3.84K
$56.1K
|
|
|
Feb 12, 2024
Q4 2023
|
Scotia Capital Inc.
|
BUY
|
- |
3.26K+ 3.7% |
$33.4K - $38.7K
|
91.3K
$1.33M
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
3K+ 2.26% |
$30.7K - $35.5K
|
136K
$1.99M
|
|
|
Jan 25, 2024
Q4 2023
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
2.38K+ 0.9% |
$24.4K - $28.2K
|
268K
$3.91M
|
|
|
Feb 14, 2024
Q4 2023
|
Quarry LP
New York, NY |
BUY
|
- |
2.21KNew |
$22.6K - $26.2K
|
2.21K
$32.2K
|
|
|
Feb 12, 2024
Q4 2023
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
1.93K+ 0.12% |
$19.8K - $22.9K
|
1.61M
$23.6M
|
|
|
Aug 06, 2024
Q4 2023
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
1.02K+ 5.0% |
$10.5K - $12.1K
|
21.4K
$313K
|
|
|
Feb 12, 2024
Q4 2023
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
1.02K+ 5.0% |
$10.5K - $12.1K
|
21.4K
$313K
|
|
|
Feb 13, 2024
Q4 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
800+ 8.0% |
$8.21K - $9.49K
|
10.8K
$158K
|
|
|
Feb 14, 2024
Q4 2023
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
558+ 2.42% |
$5.73K - $6.62K
|
23.6K
$345K
|
|
|
Feb 16, 2024
Q4 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
368+ 2.42% |
$3.78K - $4.36K
|
15.6K
$227K
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
268+ 1.23% |
$2.75K - $3.18K
|
22K
$321K
|
|
|
Jan 16, 2024
Q4 2023
|
Cva Family Office, LLC
|
BUY
|
- |
30New |
$308 - $356
|
30
$438
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 09, 2024
Q4 2023
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-106- 36.3% |
$1.09K - $1.26K
|
186
$2.72K
|
|
|
Feb 07, 2024
Q4 2023
|
Nbc Securities, Inc.
Birmingham, AL |
SELL
|
- |
-161- 1.09% |
$1.65K - $1.91K
|
14.6K
$213K
|
|
|
Feb 13, 2024
Q4 2023
|
First Manhattan CO
New York, NY |
SELL
|
- |
-940- 2.69% |
$9.64K - $11.1K
|
34K
$497K
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
SELL
|
- |
-1.4K- 16.23% |
$14.4K - $16.6K
|
7.23K
$106K
|
|
|
Jan 24, 2024
Q4 2023
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-2.62K- 12.46% |
$26.9K - $31.1K
|
18.4K
$269K
|
|
|
Feb 12, 2024
Q4 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-4.73K- 28.18% |
$48.5K - $56.1K
|
12.1K
$176K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-5.6K- 18.7% |
$57.4K - $66.4K
|
24.3K
$356K
|
|
|
Feb 14, 2024
Q4 2023
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-6.65K- 20.47% |
$68.2K - $78.8K
|
25.8K
$377K
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-6.87K- 4.81% |
$70.4K - $81.4K
|
136K
$1.99M
|
|
|
Feb 14, 2024
Q4 2023
|
Css LLC
Chicago, IL |
SELL
|
- |
-8.22K- 3.05% |
$84.3K - $97.5K
|
261K
$3.82M
|
|
|
Feb 07, 2024
Q4 2023
|
Shaker Financial Services, LLC
|
SELL
|
- |
-16.2K- 7.57% |
$166K - $192K
|
197K
$2.88M
|
|
|
Jan 11, 2024
Q4 2023
|
Epiq Partners, LLC
|
SELL
|
- |
-17.9K- 11.23% |
$183K - $212K
|
141K
$2.06M
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-19.3K- 20.79% |
$198K - $229K
|
73.6K
$1.07M
|