Purchases and Sales Made in Q3 2021 in Spdr Portfolio S&P 600 Small C (SPSM)
This table provides information about the institutional ownership of Spdr Portfolio S&P 600 Small C (SPSM) during Q3 2021. The information is specifically focused on institutions that hold shares of SPDR PORTFOLIO S&P 600 SMALL C.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2021
Q3 2021
|
Kwb Wealth
Redlands, CA |
BUY
|
- |
23.8K+ 12.16% |
$968K - $1.05M
|
219K
$9.97M
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
22.8KNew |
$928K - $1.01M
|
22.8K
$1.04M
|
|
|
Nov 01, 2021
Q3 2021
|
Ausdal Financial Partners, Inc.
Davenport, IA |
BUY
|
- |
20.5KNew |
$835K - $907K
|
20.5K
$933K
|
|
|
Nov 10, 2021
Q3 2021
|
Frisch Financial Group, Inc.
Melville, NY |
BUY
|
- |
20.5KNew |
$833K - $905K
|
20.5K
$930K
|
|
|
Nov 12, 2021
Q3 2021
|
Psi Advisors, LLC
|
BUY
|
- |
17.9K+ 29.53% |
$727K - $790K
|
78.3K
$3.56M
|
|
|
Nov 15, 2021
Q3 2021
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
16K+ 19.9% |
$652K - $709K
|
96.6K
$4.39M
|
|
|
Nov 12, 2021
Q3 2021
|
Doyle Wealth Management
St. Petersburg, FL |
BUY
|
- |
15.2K+ 23.27% |
$621K - $674K
|
80.7K
$3.67M
|
|
|
Nov 05, 2021
Q3 2021
|
Pecaut & Co.
|
BUY
|
- |
14.6K+ 320.94% |
$594K - $645K
|
19.1K
$871K
|
|
|
Oct 21, 2021
Q3 2021
|
Park Avenue Securities LLC
|
BUY
|
- |
14.3K+ 15.05% |
$584K - $634K
|
110K
$4.99M
|
|
|
Nov 04, 2021
Q3 2021
|
Larson Financial Group LLC
|
BUY
|
- |
14.2K+ 7.42% |
$577K - $627K
|
205K
$9.34M
|
|
|
Oct 20, 2021
Q3 2021
|
E&G Advisors, LP
|
BUY
|
- |
13KNew |
$527K - $573K
|
13K
$589K
|
|
|
Oct 29, 2021
Q3 2021
|
Pinnacle Wealth Planning Services, Inc.
|
BUY
|
- |
12.7K+ 5.97% |
$517K - $562K
|
226K
$10.3M
|
|
|
Oct 12, 2021
Q3 2021
|
Apella Capital, LLC
|
BUY
|
- |
12.5K+ 51.65% |
$511K - $555K
|
36.8K
$1.67M
|
|
|
Nov 05, 2021
Q3 2021
|
Resources Investment Advisors, Llc.
Overland Park, KS |
BUY
|
- |
12.2KNew |
$496K - $539K
|
12.2K
$554K
|
|
|
Nov 15, 2021
Q3 2021
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
12K+ 0.9% |
$490K - $533K
|
1.35M
$61.6M
|
|
|
Oct 08, 2021
Q3 2021
|
Tpg Financial Advisors, LLC
|
BUY
|
- |
11.8K+ 17.37% |
$481K - $523K
|
79.8K
$3.63M
|
|
|
Nov 12, 2021
Q3 2021
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
BUY
|
- |
11.2K+ 200.0% |
$456K - $495K
|
16.8K
$764K
|
|
|
Nov 12, 2021
Q3 2021
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
10.7K+ 46.81% |
$436K - $474K
|
33.6K
$1.53M
|
|
|
Nov 03, 2021
Q3 2021
|
Moneco Advisors, LLC
Fairfield, CT |
BUY
|
- |
10.7KNew |
$434K - $472K
|
10.7K
$485K
|
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
9.24K+ 5.62% |
$376K - $409K
|
174K
$7.9M
|
|
|
Nov 12, 2021
Q3 2021
|
Windsor Capital Management, LLC
|
BUY
|
- |
8.75K+ 4.46% |
$356K - $387K
|
205K
$9.32M
|
|
|
Nov 15, 2021
Q3 2021
|
Dakota Wealth Management
|
BUY
|
- |
8.7K+ 103.79% |
$354K - $385K
|
17.1K
$777K
|
|
|
Nov 04, 2021
Q3 2021
|
Strategic Asset Management, LLC
|
BUY
|
- |
8.51KNew |
$347K - $377K
|
8.51K
$387K
|
|
|
Nov 12, 2021
Q3 2021
|
Aveo Capital Partners, LLC
|
BUY
|
- |
8.5K+ 31.03% |
$346K - $376K
|
35.9K
$1.63M
|
|
|
Oct 25, 2021
Q3 2021
|
Sightline Wealth Advisors, LLC
|
BUY
|
- |
8.29K+ 39.33% |
$338K - $367K
|
29.4K
$1.34M
|
|
|
Nov 09, 2021
Q3 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
8.2K+ 9.0% |
$334K - $363K
|
99.3K
$4.52M
|
|
|
Nov 12, 2021
Q3 2021
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
7.74K+ 315.15% |
$315K - $342K
|
10.2K
$464K
|
|
|
Oct 14, 2021
Q3 2021
|
Latitude Advisors, LLC
|
BUY
|
- |
7.09K+ 68.24% |
$288K - $313K
|
17.5K
$795K
|
|
|
Nov 15, 2021
Q3 2021
|
Knightsbridge Asset Management, LLC
Newport Beach, CA |
BUY
|
- |
7.04K+ 24.01% |
$287K - $312K
|
36.4K
$1.65M
|
|
|
Oct 18, 2021
Q3 2021
|
Colton Groome Financial Advisors, LLC
|
BUY
|
- |
6.86KNew |
$279K - $303K
|
6.86K
$312K
|
|
|
Oct 22, 2021
Q3 2021
|
Mc Namara Financial Services, Inc.
|
BUY
|
- |
6.42K+ 1.72% |
$261K - $284K
|
379K
$17.2M
|
|
|
Nov 04, 2021
Q3 2021
|
Wilbanks Smith & Thomas Asset Management LLC
|
BUY
|
- |
6.02KNew |
$245K - $266K
|
6.02K
$274K
|
|
|
Aug 16, 2024
Q3 2021
|
Td Private Client Wealth LLC
New York, NY |
BUY
|
- |
5.97K+ 132.71% |
$243K - $264K
|
10.5K
$476K
|
|
|
Oct 26, 2021
Q3 2021
|
Garrett Wealth Advisory Group, LLC
|
BUY
|
- |
5.76KNew |
$235K - $255K
|
5.76K
$262K
|
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
5.73K+ 81.33% |
$233K - $253K
|
12.8K
$581K
|
|
|
Nov 12, 2021
Q3 2021
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
5.67KNew |
$231K - $251K
|
5.67K
$258K
|
|
|
Oct 07, 2021
Q3 2021
|
Pure Financial Advisors, LLC
|
BUY
|
- |
5.52K+ 1.54% |
$225K - $244K
|
365K
$16.6M
|
|
|
Nov 10, 2021
Q3 2021
|
Wrapmanager Inc
|
BUY
|
- |
5.36K+ 3.37% |
$218K - $237K
|
164K
$7.48M
|
|
|
Nov 10, 2021
Q3 2021
|
Orion Portfolio Solutions, LLC
|
BUY
|
- |
5.12KNew |
$208K - $226K
|
5.12K
$233K
|
|
|
Nov 04, 2021
Q3 2021
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
5.08K+ 1677.56% |
$207K - $225K
|
5.39K
$245K
|
|
|
Oct 29, 2021
Q3 2021
|
Good Life Advisors, LLC
|
BUY
|
- |
5.07K+ 1.18% |
$206K - $224K
|
435K
$19.8M
|
|
|
Nov 15, 2021
Q3 2021
|
Paradigm Financial Partners, LLC
|
BUY
|
- |
4.98KNew |
$203K - $220K
|
4.98K
$226K
|
|
|
Nov 12, 2021
Q3 2021
|
Ballast, Inc.
|
BUY
|
- |
4.83KNew |
$197K - $214K
|
4.83K
$220K
|
|
|
Oct 19, 2021
Q3 2021
|
Strategic Investment Advisors
Farmington Hills, MI |
BUY
|
- |
4.82K+ 23.67% |
$196K - $213K
|
25.2K
$1.15M
|
|
|
Nov 12, 2021
Q3 2021
|
Centaurus Financial, Inc.
|
BUY
|
- |
4.75K+ 7.99% |
$194K - $210K
|
64.2K
$2.92M
|
|
|
Nov 15, 2021
Q3 2021
|
Belpointe Asset Management LLC
|
BUY
|
- |
4.75K+ 98.47% |
$193K - $210K
|
9.57K
$435K
|
|
|
Oct 07, 2021
Q3 2021
|
Boston Standard Wealth Management, LLC
|
BUY
|
- |
4.64K+ 1.76% |
$189K - $205K
|
268K
$12.2M
|
|
|
Oct 12, 2021
Q3 2021
|
Tsfg, LLC
|
BUY
|
- |
4.3K+ 132.47% |
$175K - $190K
|
7.55K
$343K
|
|
|
Oct 22, 2021
Q3 2021
|
Allen Capital Group, LLC
|
BUY
|
- |
4.16K+ 1.88% |
$169K - $184K
|
225K
$10.2M
|
|
|
Nov 16, 2021
Q3 2021
|
E Rn Financial, LLC
|
BUY
|
- |
3.82K+ 8.69% |
$156K - $169K
|
47.8K
$2.17M
|