Purchases and Sales Made in Q3 2021 in Spdr Portfolio S&P 600 Small C (SPSM)
This table provides information about the institutional ownership of Spdr Portfolio S&P 600 Small C (SPSM) during Q3 2021. The information is specifically focused on institutions that hold shares of SPDR PORTFOLIO S&P 600 SMALL C.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 10, 2021
Q3 2021
|
Parsec Financial Management, Inc.
|
SELL
|
- |
-881- 10.3% |
$35.9K - $39K
|
7.67K
$349K
|
|
|
Nov 15, 2021
Q3 2021
|
Nsi Retail Advisors, LLC
Pittsburgh, PA |
SELL
|
- |
-932- 1.51% |
$37.9K - $41.2K
|
60.9K
$2.77M
|
|
|
Oct 19, 2021
Q3 2021
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-958- 1.44% |
$39K - $42.4K
|
65.5K
$2.98M
|
|
|
Nov 12, 2021
Q3 2021
|
Sovereign Financial Group, Inc.
Stamford, CT |
SELL
|
- |
-963- 6.34% |
$39.2K - $42.6K
|
14.2K
$647K
|
|
|
Nov 10, 2021
Q3 2021
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-1.02K- 0.03% |
$41.4K - $45K
|
3.12M
$142M
|
|
|
Oct 05, 2021
Q3 2021
|
Savior LLC
|
SELL
|
- |
-1.05KClosed |
$42.7K - $46.4K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
First Heartland Consultants, Inc.
|
SELL
|
- |
-1.2K- 1.8% |
$48.9K - $53.1K
|
65.6K
$2.98M
|
|
|
Oct 12, 2021
Q3 2021
|
Moneywise, Inc.
|
SELL
|
- |
-1.23K- 4.54% |
$50.2K - $54.5K
|
25.9K
$1.18M
|
|
|
Nov 09, 2021
Q3 2021
|
Strategic Financial Planning, Inc.
|
SELL
|
- |
-1.25K- 1.21% |
$51K - $55.4K
|
102K
$4.65M
|
|
|
Nov 01, 2021
Q3 2021
|
Kavar Capital Partners Group, LLC
Leawood, KS |
SELL
|
- |
-1.38K- 20.24% |
$56K - $60.8K
|
5.42K
$247K
|
|
|
Oct 28, 2021
Q3 2021
|
Mcdonald Partners LLC
|
SELL
|
- |
-1.44K- 13.47% |
$58.7K - $63.8K
|
9.26K
$421K
|
|
|
Nov 09, 2021
Q3 2021
|
Jfs Wealth Advisors, LLC
|
SELL
|
- |
-1.62K- 53.35% |
$66.1K - $71.8K
|
1.42K
$64.6K
|
|
|
Nov 02, 2021
Q3 2021
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-1.66K- 1.36% |
$67.7K - $73.6K
|
121K
$5.49M
|
|
|
Nov 02, 2021
Q3 2021
|
Spinnaker Trust
|
SELL
|
- |
-1.78K- 0.41% |
$72.3K - $78.6K
|
435K
$19.8M
|
|
|
Oct 26, 2021
Q3 2021
|
Cutler Group LP
|
SELL
|
- |
-1.78K- 94.68% |
$72.4K - $78.7K
|
100
$4.55K
|
|
|
Nov 10, 2021
Q3 2021
|
Buckingham Strategic Wealth, LLC
Clayton, MO |
SELL
|
- |
-1.96K- 7.01% |
$79.7K - $86.6K
|
26K
$1.18M
|
|
|
Nov 09, 2021
Q3 2021
|
Truadvice, LLC
Sarasota, FL |
SELL
|
- |
-2.04K- 7.75% |
$83.2K - $90.4K
|
24.3K
$1.11M
|
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-2.15K- 13.6% |
$87.7K - $95.3K
|
13.7K
$622K
|
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-2.17KClosed |
$88.5K - $96.2K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-2.36KClosed |
$96K - $104K
|
0
$0
|
|
|
Nov 03, 2021
Q3 2021
|
Strateg Iq Financial Group, LLC
|
SELL
|
- |
-2.56K- 2.64% |
$104K - $113K
|
94.3K
$4.29M
|
|
|
Oct 20, 2021
Q3 2021
|
Flagship Private Wealth, LLC
|
SELL
|
- |
-2.67K- 8.37% |
$109K - $118K
|
29.2K
$1.33M
|
|
|
Dec 06, 2021
Q3 2021
|
Fullen Financial Group
|
SELL
|
- |
-2.77K- 2.5% |
$113K - $123K
|
108K
$4.92M
|
|
|
Nov 05, 2021
Q3 2021
|
Ford Financial Group, LLC
|
SELL
|
- |
-2.98KClosed |
$121K - $132K
|
0
$0
|
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Advisors, LLC
|
SELL
|
- |
-3.34K- 19.73% |
$136K - $148K
|
13.6K
$618K
|
|
|
Nov 03, 2021
Q3 2021
|
Wealth Advisory Solutions, LLC
|
SELL
|
- |
-4.17K- 21.0% |
$170K - $184K
|
15.7K
$714K
|
|
|
Oct 27, 2021
Q3 2021
|
Forte Capital LLC
|
SELL
|
- |
-4.57KClosed |
$186K - $202K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Advisor Partners LLC
Walnut Creek, CA |
SELL
|
- |
-4.67KClosed |
$190K - $206K
|
0
$0
|
|
|
Feb 23, 2022
Q3 2021
|
Fsb Premier Wealth Management, Inc.
|
SELL
|
- |
-4.79K- 16.44% |
$195K - $212K
|
24.4K
$1.11M
|
|
|
Oct 12, 2021
Q3 2021
|
Peak Financial Advisors LLC
|
SELL
|
- |
-4.8KClosed |
$195K - $212K
|
0
$0
|
|
|
Oct 13, 2021
Q3 2021
|
Gilbert & Cook, Inc.
|
SELL
|
- |
-5.03K- 28.44% |
$205K - $222K
|
12.6K
$575K
|
|
|
Jan 02, 2024
Q3 2021
|
Anchor Investment Management, LLC
Columbia, SC |
SELL
|
- |
-5.11K- 50.56% |
$208K - $226K
|
5K
$227K
|
|
|
Nov 15, 2021
Q3 2021
|
Swmg, LLC
Fort Worth, TX |
SELL
|
- |
-5.31K- 34.38% |
$216K - $235K
|
10.1K
$461K
|
|
|
Oct 18, 2021
Q3 2021
|
Gradient Investments LLC
|
SELL
|
- |
-5.73K- 68.08% |
$233K - $253K
|
2.68K
$122K
|
|
|
Nov 12, 2021
Q3 2021
|
Savant Capital, LLC
|
SELL
|
- |
-5.76K- 11.33% |
$234K - $255K
|
45.1K
$2.05M
|
|
|
Nov 05, 2021
Q3 2021
|
Spc Financial, Inc.
|
SELL
|
- |
-6.03K- 8.17% |
$245K - $267K
|
67.8K
$3.08M
|
|
|
Nov 03, 2021
Q3 2021
|
Brookstone Capital Management
|
SELL
|
- |
-6.33K- 7.67% |
$258K - $280K
|
76.2K
$3.47M
|
|
|
Nov 09, 2021
Q3 2021
|
Nottingham Advisors, Inc.
Amherst, NY |
SELL
|
- |
-6.6KClosed |
$269K - $292K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Vestmark Advisory Solutions, Inc.
|
SELL
|
- |
-7.68KClosed |
$313K - $340K
|
0
$0
|
|
|
Oct 04, 2021
Q3 2021
|
Penobscot Wealth Management
|
SELL
|
- |
-7.99K- 13.8% |
$325K - $353K
|
49.9K
$2.27M
|
|
|
Nov 12, 2021
Q3 2021
|
Geo Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-8.39K- 15.04% |
$342K - $371K
|
47.4K
$2.16M
|
|
|
Nov 12, 2021
Q3 2021
|
Strategic Blueprint, LLC
Atlanta, GA |
SELL
|
- |
-9.27K- 15.44% |
$377K - $410K
|
50.8K
$2.31M
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-10.2K- 63.22% |
$416K - $452K
|
5.94K
$270K
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-11.1K- 2.48% |
$452K - $492K
|
437K
$19.9M
|
|
|
Oct 18, 2021
Q3 2021
|
Islay Capital Management, LLC
Lubbock, TX |
SELL
|
- |
-11.7K- 6.27% |
$478K - $519K
|
176K
$7.98M
|
|
|
Nov 10, 2021
Q3 2021
|
Jnba Financial Advisors
|
SELL
|
- |
-13K- 9.27% |
$529K - $575K
|
127K
$5.79M
|
|
|
Nov 02, 2021
Q3 2021
|
Allworth Financial LP
|
SELL
|
- |
-13.5K- 1.68% |
$549K - $597K
|
789K
$35.9M
|
|
|
Nov 19, 2021
Q3 2021
|
Hanlon Investment Management, Inc.
|
SELL
|
- |
-15.6K- 10.81% |
$635K - $690K
|
129K
$5.86M
|
|
|
Nov 09, 2021
Q3 2021
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-17.9KClosed |
$728K - $791K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-21.7K- 8.24% |
$883K - $960K
|
242K
$11M
|